197 Compliance jobs in Forex & Fintech

ABOUT THE ROLE ADSS is a successful retail and institutional brokerage based in Abu Dhabi with operations in the United Kingdom. The company is currently undergoing a multi-year transformation to become a faster growing, purpose-led, AI-driven enterprise that delivers market-leading personalized content, propositions and experiences to traders. To reinforce client-centricity the company structure, technology and operations are being redesigned alongside the crafting of a high-performance culture underpinned by a new set of core values which are about to be launched. The objective is for ADSS to become a dynamic and innovative, trusted market leader as measured by feedback from clients, talent, shareholders and competitors. The role will be responsible for undertaking the daily compliance activities spanning across all areas such as regulatory horizon scanning, undertaking gap analysis, compliance approvals, maintenance and enhancement of the policy and procedure framework,...

Fireblocks is a fast-growing VC-backed startup focused on securing and transferring digital assets across public and private blockchains. Based on explosive growth in 2021 we are looking to expand our Legal team across the globe. If you are looking for a fast-paced environment with a passionate team about security and blockchain technology and you have a strong track record of success, we’d love to speak to you. Fireblocks is one of the most well-funded and fastest-growing start-ups in the crypto and blockchain space. We’re on a mission to enable every business in the world to securely and easily support digital assets and cryptocurrencies. Today, over 1300 customers rely on the Fireblocks platform to store, transfer and issue digital assets – and we’re just getting started. Fireblocks is looking for a Director of Risk Management with the ability to assess risk, develop mitigation plans, and serve as a risk subject matter expert on all risk fronts, and mainly on the product and...

PayXpert is the payments solution built to provide the best experience to any business and in every customer journey PayXpert is one of the most prominent Fintech companies in the payments sector. The firm offers innovative payment processing solutions , and currently services 650+ clients, including global brands. With a wide range of payment processing services with a focus on revenue optimization, BI and anti-fraud; as well as alternative payments such as WeChat and Alipay, PayXpert leads the way in payment innovation ! We are invested not only in our clients, but in our employees as well! We believe in equal employment opportunity, a culture built around gender balanced development opportunities of our professionals, a flexible and healthy working environment , and general equality in the workplace. As a KYC Analyst at PayXpert you will... Be part of the Operations Department, establishing and verifying the identity of our customers and their UBOs. You will...

Job Description Join us at this pivotal time for an exciting challenge to shape fintech’s future. Oval has always worked following two key principles: financial innovation and inclusion. We are still led by them and now have an expanded team and powerful new technologies. Oval was founded in 2016 and has helped tens of thousands of people learn how to take control of their finances – from their spending to their saving and investment habits - with our award-winning app. Thanks to the integration with ETX Capital, now called OvalX, a leading global financial services firm with a long legacy in the financial markets, our users will be able to access a variety of investment opportunities such as global CFD markets that include forex, commodities, shares, and cryptocurrencies. Spread across three offices in the UK, Italy, and Cyprus, we are one global team of 250 people with a unified vision for the future of finance. We are currently looking for talented people keen to define...

eToro Germany GmbH is the Frankfurt-based subsidiary of eToro Group Ltd, Israel. We serve as crypto asset custodian for all eToro Group’s Germany domiciled clients. While still operating under a license from CySec, the Cyprus Financial Regulator, the company has applied for own crypto trading and custody licenses with BaFin, the German regulator. First established in 2007, eToro is the world’s leading social trading network. We have positioned ourselves as a Fintech leader formed through a global network of subsidiaries regulated in multiple jurisdictions, including in Cyprus, the United Kingdom, Germany, Gibraltar, Australia, and the United States of America. The company’s Anti-Money-Laundering Officer (AMLO) is the legally responsible individual for all Money-Laundering and Fraud prevention topics of eToro Germany GmbH. A thorough knowledge of the German AML and fraud legal landscape as well as a very good understanding of AML, Fraud, and regulatory policies with the ability to...

About Revolut People deserve more from their money. More visibility, more control, more freedom. And since 2015, Revolut has been on a mission to deliver just that. With an arsenal of awesome products that span spending, saving, travel, transfers, investing, exchanging and more, our super app has helped 20+ million customers get more from their money. And we're not done yet. As we continue our lightning-fast growth, we believe that two things are essential to continuing our success: our people and our culture. So far, we have 5000+ people working around the world, from our great offices or remotely, on our mission. And we're looking for more. We want brilliant people that love building great products, love redefining success, and love turning the complexity of a chaotic world into the simplicity of a beautiful solution. About The Role Our Compliance team is a true gem They make sure our products and processes meet all the requirements. What does this mean? The best possible...

PayXpert is the payments solution built to provide the best experience to any business and in every customer journey PayXpert is one of the most prominent Fintech companies in the payments sector. The firm offers innovative payment processing solutions , and currently services 650+ clients, including global brands. With a wide range of payment processing services with a focus on revenue optimization, BI and anti-fraud; as well as alternative payments such as WeChat and Alipay, PayXpert leads the way in payment innovation ! We are invested not only in our clients, but in our employees as well! We believe in equal employment opportunity, a culture built around gender balanced development opportunities of our professionals, a flexible and healthy working environment , and general equality in the workplace. As a KYC Analyst at PayXpert you will... Be part of the Operations Department, establishing and verifying the identity of our customers and their UBOs. You will...

Reporting to the US CCO of eToro Securities, you will have strategic compliance and operational responsibility for the day-to-day work of eToro US Operations and Trading support teams, including options trading supervision. You will partner closely with the US CCO of eToro Securities, Operations, Customer Service, Compliance, Product, and others to drive key initiatives forward. You will be responsible for the Compliance supervision (second line of defense, escalations, providing directional guidance to business partners) of the operations and securities and options trade support functions of eToro US Securities. We seek a strategic thinker with strong broker dealer, regulatory and other financial services operations, risk and trading experience. A key part of your role will be to supervise the management of and optimize the operation functions of eToro US business and anticipate issues before they become critical problems. You will be expected to wear multiple hats, work...

eToro is the world’s leading social trading network, providing millions of users worldwide with a one-stop-shop solution for their trading and investing needs. Since 2007, eToro has positioned itself as a Fintech leader, pioneering revolutionary practices such as social trading, blockchain, and machine-learning-based investment products. eToro is a regulated and secure platform, operating in full transparency with its clients’ interests in mind. as KYC ADMIN you'll be part of the verification department which is responsible for the onboarding and maintaining of clients' accounts. Job responsibilities: Initial due diligence on clients’ accounts Verification and monitoring of Know Your Customer documentation for clients around the globe Collaboration with other departments on verification tasks Verification of accounts in accordance with internal policies and procedures Assisting the Risk and AML departments with review and monitoring of accounts Maintaining accurate...

- Monitor all positions on a daily basis to seek out anomalies within the trading system; - Work with the wider risk team and IT to ensure platforms are working at all times; - Monitor the markets on an on-going basis, highlighting any risks, trends, show-stoppers or issues and deal with accordingly; - Ensure all books are covered and all accounts functioning as required; - Work with finance to approve any payments as required; - Work with new accounts to approve any transactions as required; - Identify and evaluate business areas' risks and risk control self-assessments; - Maintain risk policies and procedures; the risk register; - KRIs and the Risk Dashboard; the Risk Management Framework; Risk Appetite Statement and Risk Appetite Framework; - Ensure that the daily regulatory reporting it’s done (EMIR & MiFID); Profile and Skills to Success - Academic background in Business Management, Economics, Finance; - At least 1 year of experience, previous experience and...

A leading Financial Services company based in Central London are looking to recruit a 'Compliance Analyst'. The role is paying circa £50K (£45K basic plus bonus) and is on a permanent contract. You MUST have compliance experience in the FX Industry. Key Responsibilities - Act as the first line compliance contact for the regulated entities Develop and maintain compliance policies and processes in line with regulatory developments, business, and operational changes Record and respond to client complaints and preparing complaints-related management information Review and approve financial promotions Stress testing of procedures, systems, and controls in line with regulatory requirements Be abreast and aware of new regulations that impact the business, including regulatory and industry changes and implement changes where relevant Plan and undertake the execution of compliance desk reviews/risk-based monitoring in accordance with an...

A leading Financial Services company based in Central London are looking to recruit a 'AML Financial Crime Analyst'. The role is paying circa £95K (£90K basic plus bonus) and is on a permanent contract. You MUST have AML Financial Crime Analyst or similar experience. Key Responsibilities - Executing and leading the development and embedding of financial crime controls, including procedures, systems and user manuals Advise the business on financial crime regulatory requirements, expectations, and best practises Manage and develop operational effectiveness of the firm’s financial crime risk management controls covering; client onboarding & due diligence, transaction monitoring & surveillance, screening and suspicious activity reporting processes Proactively engaging with the front line, product and services stakeholders to advise on the design of systems, controls and risks pertaining to financial crime Undertaking new products...

Because we are the first European entirely cloud-based Neobank using Microsoft Azure with branches in 23 countries in Europe. Our mission is to change how businesses pay and get paid. Viva Wallet is a Principal Member of Visa and MasterCard for acquiring and issuing services with direct connectivity to the Card Schemes. We offer: Competitive Annual Salary Annual bonus based on targets' achievement Integrity, teamwork, transparency, and regular feedback to develop your skills A chance to grow within a fast-moving European Fintech Company / Neobank What you will do: Implement and enhance in adherence to the local law & respective regulations the Group's AFC (including AML/CFT) policies and procedures. Prepare reports for external authorities and internal stakeholders. Handle individual cases and conclude on filing if needed. Monitor adherence to domestic KYC requirements and transactional behavior of the local portfolio of merchants Cooperate...

What's the story? We started out in 2015 with a vision to simplify the digital cross-border payments experience for complex markets. Over time, we grew into a global Fintech platform, regulated in over 40 markets and reaching across 180 countries. Today we are a universal plug for financial services and our BaaS offering straddles cross-border payments, card issuance, and collections by way of capability. We have clients in all 6 continents and have diversified our offerings to meet the needs of banks, financial institutions, SMEs, and New Economy businesses like eCommerce and online travel. We are a team of more than 400 people across 11 offices globally and growing. Our vision is to embed world-class financial services into every platform we touch. Our network is powered by our portfolio of licenses, hard-earned by building trust with financial regulators in over 38 countries. This combination of regulatory and tech assets is unique to NIUM and is at the core of...

About The Role TMS Brokers is part of the OANDA group, an award-winning, private equity backed, global company that offers leading currency solutions and online trading platforms for both real and corporate clients. We are the most experienced brokerage house in Poland, offering financial services based on information technology (FinTech). We give investors intuitive tools to trade on currencies, commodities, stock indices, stocks and cryptocurrencies. Thanks to the TMS mobile application, investments in global markets are always at hand! Our Risk Team is just looking for someone who is interested in boosting own career path in FinTech environment. This role requires not only previous experience of financial risk management but also gives the opportunity to broaden knowledge of financial markets and working with the newest technology. The Scope Of Duties Developing and maintaining methodologies for firmwide financial risk management. Building and improving stress...

Do you want to pursue an opportunity to work as a consultant in Financial Risk? We are now looking for employees of various levels in Financial Risk at our offices in Sweden. FCG is a leading advisor firm within the Nordic FS sector. We offer unique insight and work with approximately 400 Nordic clients annually – from the largest banks to smaller investment boutiques and startups within FinTech. FCG has been redefining the finance industry since 2008 and continues to grow. In other words, we are constantly improving ourselves to help our customers to handle and mitigate their challenges and guide them in a constantly dynamic environment. By thinking differently and also encouraging our people to do the same, we can create and offer effective and sustainable solutions within the Governance, Risk and Compliance area that in turn generate value both today and in the future. FCG contributes to the success of its clients, a better financial sector and a healthy society....

At Fourthline, our mission is to fight financial crime. We help protect the global financial system by verifying millions of identities for banks, neobanks, online brokers, crypto exchanges, or insurers like N26, Vivid, Trade Republic, flatexDEGIRO, Wish, Solarisbank, and more. Having started our mission in January 2018 only, we're incredibly proud to count around 350 employees between our Amsterdam and Barcelona offices, with over 50 nationalities and a nearly equal balance of genders. ... With your love for tech and automation, your mission is to reduce financial fraud to zero. You achieve this with more and better automation. You bring better analyst experience (internal portal) and build more efficient checks. And you and the team reduce the case handling time even further. You use your regulatory background and bring a data-driven and process-focused attitude. With your highly technical experience (architecture, cloud, platform stability, and security), you will spearhead...