126 Compliance jobs in Forex & Fintech

Job Description We are a financial services platform operating the Oval Money and ETX Capital brands. Founded in 1965, we are regulated in the UK by the Financial Conduct Authority (FCA) and in Europe by the Cyprus Securities and Exchange Commission (CySEC) and have office locations in London, UK, Limassol, Cyprus and Turin, Italy. Our platform offers clients a simplified and user-friendly experience supporting all their financial needs from investing and trading securities, OTC derivatives (CFDs), and cryptocurrencies to goals- based automated savings wallets and enabling payments through our debit cards. Description of the Key Objectives:- Implement and evolve our existing risk management framework, incorporating our save, pay and invest services offered via the Oval app. Adapt existing group risk management policies and procedures. Ensure risk management is embedded in the culture of the business and is well understood by all staff within the Italian office....

We are a financial-technology startup designed to simplify the life of entrepreneurs in Europe. At Finom we are setting new standards for doing business, demonstrating how finances can and should be managed in this modern world – as easily as using your smartphone. We believe that small businesses are the foundation of the European economy. We came to bring the technologies of the future to simplify business management processes of entrepreneurs, allowing them to focus exclusively on their core businesses. We started in 2019, and in April 2020 we gained support from General Catalyst, Target Global, Cogito Capital, Avala Capital, and FJ Labs as a B2B-Challenger.We are an active international team, where everyone is ready to go beyond their limits to create a perfect product. Job description We are looking for a full time Card Disputes and Fraud Analyst to join our expanding Operations team, based in Amsterdam. You will... Work in our Operations team,...

Global Kapital Group was founded in 2010 and has grown in a mere 12 years to a global financial services company, now with offices currently over 20-countries and a total workforce of over 2,000 people. The brokerage division holds several brokerage licenses across the world through its joint ventures and partnership companies. With over 300+ million total executions and a $1,2 Trillion annual transactions volume so far, GKG has become one of the best-known brokers in the world. We are looking for a Compliance Manager. Responsibilities Managing Conduct Risk in accordance with FCA regulatory obligations such as found in COBS and SYSC Active in Compliance Monitoring programs in the UK and Branches Financial Promotion Review and Management Analyse existing processes, identify gaps and suggest improvements Assist with drafting core compliance documents such as Compliance Manual, PA Dealing policy Promote a compliance culture across the business Delivering compliance...

Are you looking for the next professional opportunity that will advance your career? Join our team now! Tickmill is looking to hire a new Trading Risk Officer that will be responsible for ensuring that all the different types of risks taken follow regulations, and that all the necessary risk management procedures are in place. About us. Tickmill is a global group of companies, offering trading services catered to the needs of the most sophisticated retail and institutional clients around the world. Our prime focus is on Futures, Options and CFDs on Forex, Stock Indices, Commodities and Bonds. We take pride in being one of the fastest-growing brokers in the world processing monthly more than $140 billion in trading volume. We base our success not only on excellent customer support, transparency in communication and care, but also on our highly qualified employees, who strive to deliver excellence at all levels. In our turn, we keep our team members’ motivation at the heart...

PayPlug est une solution de paiement omnicanal française , 100% conçue pour les PME. Fintech fondée en 2012, PayPlug a levé 25 M€ depuis sa création et a rejoint le Groupe BPCE en 2017 . Depuis fin 2019, PayPlug simplifie aussi le paiement des commerçants dont l’activité se prolonge en magasin grâce à une offre d’encaissement physique qui complète son offre de paiement en ligne. En 2022, PayPlug ambitionne d’accélérer encore le déploiement de son offre pour le commerce unifié en France et en Italie . Dans un secteur qui nécessite autant d’innovation que de sérieux, nous valorisons : L’exigence, indispensable dans un secteur où les attentes sont très élevées ; L’authenticité, qui créé des relations saines et nous fait aimer notre quotidien ; La cohésion, moteur...

Do you want to pursue an opportunity to work as a consultant in Financial Risk? We are now looking for employees of various levels in Financial Risk at our offices in Sweden. FCG is a leading advisor firm within the Nordic FS sector. We offer unique insight and work with approximately 400 Nordic clients annually – from the largest banks to smaller investment boutiques and startups within FinTech. FCG has been redefining the finance industry since 2008 and continues to grow. In other words, we are constantly improving ourselves to help our customers to handle and mitigate their challenges and guide them in a constantly dynamic environment. By thinking differently and also encouraging our people to do the same, we can create and offer effective and sustainable solutions within the Governance, Risk and Compliance area that in turn generate value both today and in the future. FCG contributes to the success of its clients, a better financial sector and a healthy society....

A little bit about us: We are Belvo, a financial API platform with the bold vision of democratizing access to financial services in Latin America. We enable any company or developer to access and interpret their end-users’ financial information. We are turning the rich and diverse Latin American financial ecosystem into a set of developer-friendly tools and APIs. We’re a highly-technical, passionate, and driven team. We are more than 100 people, our team currently represents 26 nationalities and we have offices in Barcelona, Mexico City, and São Paulo - while a large portion of us works remotely. We are tackling a very stimulating problem: connecting fintech innovators with legacy financial infrastructure. We strive to go beyond the limits of what is possible today and to do so in an elegant and developer-first way. Since starting our adventure in May 2019, we have raised $56m from the leading VC investors globally. You can read more about our company here and about our team...

Circle is a global financial technology firm that enables businesses of all sizes to harness the power of digital currency and public blockchains for payments, commerce and financial applications worldwide. Circle platforms and products provide a suite of internet-native financial services for payments, treasury infrastructure and capital formation. Circle is also a principal developer of USD Coin (USDC), which has become the fastest growing dollar digital currency in the world. USDC has grown to over 53+ billion in circulation and supported over $1.9+ trillion in transactions in the past year. Circle’s payments and treasury infrastructure services available through the Circle Account and APIs helps bridge the legacy financial system and digital currency and blockchain based finance. Circle’s SeedInvest service brings internet-native fundraising and capital formation to startups and growth companies. Combined, Circle’s suite of services helps companies to participate in a more open,...

Location: Bucharest office, Poznan office, Warsaw office or remote Credit Risk ensure we lend within agreed risk appetite, this is achieved via management of Credit Risk strategies using reporting, scoring models and policies both for managing risk at point of application and account management. About us At PayU, we are a global fintech investor whose vision is to build a world without financial borders where everyone can prosper. Being part of Prosus, one of the largest technology investors in the world, gives us the presence and expertise to make a real impact. We develop our own FinTech products and services in order to offer people in high growth markets the financial services and products they need to thrive. Our expertise in 18 high-growth markets enables us to extend the reach of financial services. This drives everything we do, from recruiting best engineering and product teams to investing in technology entrepreneurs, offering credit to underserved...

KYC Analyst About Bitvavo In 2018, Bitvavo launched the first version of its digital assets trading platform, to bridge the gap between traditional currencies and digital assets. By offering transparent fees, a wide range of assets and an easy to use platform, Bitvavo is making the currency of the future accessible for everyone. In two years time, Bitvavo has established itself as the market leader in the Netherlands, with hundreds of thousands of users exchanging multiple billions of digital assets a year. Our team, located in Amsterdam, is looking for self-driven, talented people who can help making digital assets available for everyone. How you'll have an impact: At Bitvavo we are expanding our Compliance department therefore we are on the lookout for a new KYC Analyst to join our team. The #1 goal of this role is to ensure Bitvavo’s high-quality standards are maintained in your investigation. You prevent Bitvavo from being used by criminal elements, money...

About Currencycloud: Currencycloud is somewhere where innovative thinking and the power of technology know no limits. We know that the success of the business depends on the people who keep it moving, which is why we are looking for exceptional talent to join our international payments revolution. We are an open & collaborative Fintech unicorn that lives and breathes our company values: Be Human, Better Together and Own it. About the role: The Conduct Risk Manager is a key part of Currencycloud's second line of defence (“2LOD”) compliance function, and sits within the Regulatory team. The Conduct Risk Manager will manage and continually enhance Currencycycloud’s global conduct risk framework. This will include designing and implementing an effective conduct controls testing approach. The Regulatory Conduct Manager will report into the Head of Risk and Regulatory. The details: Manage and proactively enhance Currencycloud's global conduct risk framework. This will...

Financial Crime Transformation Programme Management Officer Department: Compliance Location: London Working within a small team, you’ll be assisting the Head of Financial Crime Transformation and other FCC teams to ensure there is effective oversight and governance within FCC transformation activities. The Financial Crime Transformation Programme includes changes to financial crime systems, policies and procedures across the Ebury group that are required to meet developing regulatory requirements and recommendations from internal and external auditors and regulators. Key qualities Broad experience and understanding across financial crime compliance in a financial service institution or consultancy Strong project management and coordination skills Confident communicator Possesses high attention for detail and ability to multitask Can facilitate project meetings with multiple attendees, capturing detailed actions with assigned owners. Proven...

  Duties Inter-alia: ·       Ensure Company’s compliance with local (CySEC) and European regulations on an everyday basis. ·       Be up to date with all applicable regulatory materials, such as directives, regulations, any circulars, or similar regulatory documents. ·       Prepare and update existing policies and procedures of the Company. ·       Prepare annual regulatory compliance reports. ·       Ensure full and timely regulatory reporting (periodic and ad-hoc) ·       Liaise with internal/external auditors and CySEC on any compliance related matters. ·       Provide periodic training to company employees relating to regulatory matters....

What's the story? Nium is a next-generation financial services platform  that enables companies around the world to unlock new revenue opportunities and improve cash flow economics. Nium is a leader in its geographical and payment service breadth, owning licenses in the world's largest and fastest-growing economies. Our modular platform allows banks, payment providers, travel companies, and other businesses to collect and disburse funds in local currencies to over 100 countries, plus issue physical and virtual cards globally. Our proprietary set of APIs embeds financial services and can bring to life multiple B2B and B2C use cases in a matter of weeks. Nium is part of CB Insights Fintech 250, which highlights the most promising Fintech companies globally. Today, Nium serves over 130 million customers and enables platforms to provide access to financial services to over 3 billion people across the world. Where do you come into the picture? This position...

Join the game-changers : Join our fast-growing Spectrum team and thrive in a game-changing business. Spectrum is an innovative new approach to retail trading for those who want 24-hour trading access to the markets with complete transparency, increased choice and maximum control. Headquartered in Frankfurt, Germany, we offer a new way of dealing in securitised derivatives for the Pan-European retail market; aimed at financial institutions and their retail investors. Since launch, trading has been available in: Germany, France, Italy, Spain, Sweden, Norway, the Netherlands, Ireland, and Finland. Our best-in-class technology ensures we safely match a significant number of orders and process multiple quotes every second, meaning retail investors can be confident in trading what they want, at the price they want, at any time. Who we are We’ve been at the forefront of trading innovation since 1974, taking on the challenge to deliver an unmatched experience for our...

About Unlimint Founded in 2009, Unlimint provides fast-growing innovative tech businesses with a convenient and simple business interface that enables payments to flow freely and invisibly. From London to Singapore and from San Francisco to Sao Paulo, we help local clients enter new markets, and global businesses to explore new industries and reach new milestones. Following the highest banking industry standards, we are dissolving the borders that have previously limited international expansion. Our constantly evolving business interface – made by innovators for innovators – is designed to make the financial world of tomorrow closer to businesses here and now. Key Duties And Responsibilities Ensure effective AML compliance throughout the business Monitor developments and new trends in the Local, EU and international AML framework Identify AML risks associated with the business practices, products and services Ensure that the business meets its regulatory...

Head of Legal London, UK Eurotrader is a multi-asset retail broker on a mission to deliver a modern, streamlined trading experience that empowers and educates traders of all abilities. We empower, educate, and make it easy for everyone to get their trade on in forex, single and fractional stocks, crypto, indices, and commodities. What’s more, we offer in-depth learning resources, exceptional customer service, superfast executions, and attractive low costs, giving our members everything, they need to train up and trade up. We’re growing very quickly and have an exciting year of new product launches ahead of us. As part of our growth, we’re looking to bring in a Head of Legal to our UK team to work across the Eurotrade group entities. In return, we can offer a very fun and friendly start-up environment within a company that is committed to encouraging your professional growth. Day to Day Responsibilities Provide general and commercial legal and regulatory advice to a...

IT Risk Officer About Bitvavo In 2018, Bitvavo launched the first version of its digital assets trading platform, to bridge the gap between traditional currencies and digital assets. By offering transparent fees, a wide range of assets and an easy to use platform, Bitvavo is making the currency of the future accessible for everyone. In two years time, Bitvavo has established itself as the market leader in the Netherlands, with hundreds of thousands of users exchanging multiple billions of digital assets a year. Our team, located in Amsterdam, is looking for self-driven, talented people who can help us with making digital assets available for everyone. About the job At Bitvavo we are expanding our Enterprise Risk Management ("ERM") team and are looking for an IT Risk Officer. The main objective of the team is to ensure that the Business operates within the risk appetite established by the Management Board and advise management where this is not the case. To achieve this...

Description Compliance Manager - Partner Due Diligence Locations : Miami, FL, San Francisco, CA or London, UK, Madrid, Spain Nium: A global leader in modern money movement At Nium, we are changing the world one transaction at a time. By eliminating the complexity in global payments, we are moving the world closer to a future of frictionless commerce. It’s our modular platform that helps businesses pay and get paid across the globe with services for pay-outs, pay-ins, card issuance, crypto-as-a-service, and banking-as-a-service. Once connected to our platform, businesses can pay out in more than 100 currencies to over 190 countries - 85 of which in real time. Funds can be received in 27 markets, including Southeast Asia, UK, Hong Kong, Singapore, Australia, India, and the US. Our growing card issuance business is already available in 34 countries, including Europe (SEPA), the UK, Australia and Singapore. And our license portfolio covers 11 of the world’s jurisdictions,...

Since launching in 1989, CMC Markets has become one of the world's leading online CFD and financial spread betting providers, with nearly 66.8 million trades executed annually across Europe, Asia Pacific and North America. CMC Markets’ success is founded on its ability to deliver a wide range of trading products to customers, from single equities to indices, currencies and commodities. This means our clients don’t need to go to a forex broker, futures broker or a commodities broker to trade these different instruments, they can trade them all through one trading platform. CMC Markets has pioneered the development of online trading in markets around the world to become a world leading spread betting and CFD provider. ROLE PURPOSE CMC Markets are looking for a developer to join our Pricing and Risk team. We work on a pricing and trading platform utilising state of the art technologies from TIBCO, SR Labs and OneTick, in java SE. As well as development, a senior developer will...