186 Forex & Fintech Compliance jobs

Who we are BUX is Europe’s fastest-growing neobroker with an ambition to become the number one destination for everyone who wants to do more with their money. Our mission is to build groundbreaking products that shape the future of how we invest. Our three platforms, BUX Zero, BUX X and BUX Crypto, are built for long-term investing, short-term trading and for buying and selling crypto. We are growing at a rapid pace and expanding our global team (38 nationalities and counting) with offices in Amsterdam, London and Cyprus. Your role We are looking for an AML Officer to join our Limassol based team. The successful candidate will have a minimum of 1-2 years' previous experience in a similar role with the  AML CySEC   certification .  You will be joining a company committed to maintaining the highest level of public trust, fairness, honesty, transparency and integrity. If you feel you have the necessary skills and experience, then we look forward to...

Interactive Brokers is looking to hire a Compliance Analyst at the Chicago or Greenwich Office. This is an entry-level position with excellent growth potential for highly motivated and exceptional performers. The analysts will report to the Financial Advisor Compliance Team Lead and will assist with various initiatives relating to Interactive Brokers Financial Advisor program and clients. Responsibilities Supporting implementation of the firm’s financial advisor compliance program Responsible for conducting surveillance reviews pertaining to the firm’s financial advisor clients and platform Conducting ad hoc investigations relating to financial advisor activity, including trade activity, registrations, etc. Assisting with response to regulatory inquiries pertaining to the firm’s financial advisor clients and platform Coordinating with programmers and other personnel on systems maintenance and enhancements of the firm’s financial advisor platform Identifying opportunities...

ThinkMarkets is a global online brokerage firm, specializing in providing multi-asset trading solutions to thousands of clients around the world. With our flagship ThinkTrader platform, we allow our clients to trade the world 24-hours a day. Our mission is to disrupt the brokerage industry by allowing access to global markets and thousands of products to allow our clients to trade the world in the palm of their hand. We use the latest technologies to give traders seamless access to our proprietary trading platforms. We are seeking a Compliance Analyst to join our rapidly growing global workforce in London. This role will have a great deal of emphasis on the general Compliance aspects as well as the documentation function. The Compliance Analyst support the Globl Head of Compliance to ensure the firm exceeds its expectations and nurtures a culture of strong Compliance and Risk Management. Responsibilities: Act as the first line compliance contact for the regulated entities....

Drömmer du också om en skönare bankupplevelse, undrar varför det är lättare att handla nytt än begagnat och lever ditt liv i mobilen? Om du dessutom älskar data och kreditrisk - läs omedelbart vidare! Nu söker vi en driven analytiker för att hjälpa till att driva vår tillväxt. Vi söker dig som med erfarenhet från kreditrisk som vill ta nästa steg i karriären. Du älskar att ta stort eget ansvar och när vi fortsätter att växa kommer du att påverka utvecklingen. Huvudfokus för dig kommer vara att vidareutveckla våra kreditgivning.  Du  tycker om att bidra med dina analytiska färdigheter inom närliggande områden. Arbetsuppgifter Utvärdera och utveckla befintliga Rockers kreditgivning. Ta fram förslag på nya strategier för att optimera kreditgivningen. Estimera förväntad påverkan av egna förslag och idéer från andra delar av verksamheten. Analysera portföljutvecklingen och identifiera drivare för att optimera utvecklingen av kreditförluster och lönsamhet. Framtagande...

About us:  ETX Capital is one of the UK’s leading providers of online trading services. We offer spread betting and CFD trading services to retail, institutional and high net worth customers delivered via our award-winning trading platform. Our proprietary TraderPro platform is a market leader that offers clients instant execution to over 5,000 markets across FX, Indices, Equities, Commodities and Bonds. Based in the City of London, we are authorised and regulated by the Financial Conduct Authority and have more than 50 years’ experience in financial services. Mission: We're committed to delivering the next trading opportunity for our clients. We do this by continuously developing award-winning trading platform features and tools across desktop and mobile whilst providing the market analysis and trading education our clients need to make their next trading decision The Role:  Title : Compliance Associate Reporting to : Head of Compliance Hours of...

Join a leading fintech company that’s democratizing finance for all. Robinhood was founded on a simple idea: that our financial markets should be accessible to all. With customers at the heart of our decisions, Robinhood is lowering barriers, removing fees, and providing greater access to financial information. Together, we are building products and services that help create a financial system everyone can participate in. We Are Proud Of The World Class Products And Company Culture We Continue To Build And Have Been Recognized As Just as we focus on our customers, we also strive to create an inclusive environment where our employees can thrive and do impactful work. A Great Place to Work A CNBC Disruptor 50 in 2019 and 2020 A LinkedIn Top Startup in 2017, 2018, 2019 and 2020 Robinhood is backed by leading investors that include DST Global, Index Ventures, NEA, Ribbit Capital, Thrive Capital, and Sequoia. Check out life at Robinhood on The Muse! About The Team...

Purpose of Job * This role will optimally be located in our San Antonio Home Office, in one of our regional offices, or remotely with frequent travel. * The Risk Strategy and Transformation Executive is responsible for providing strategic leadership and delivering enhanced programs and processes that meet the standards and expectations in a highly regulated environment. The position oversees the development and administration of all the necessary risk programs, the strategic planning and budgeting for Risk and Compliance, the project management office and the technology needed to support the strategic vision for the organization. This role partners closely with senior leadership and direct team leadership to drive the business and talent strategy for a business or staff agency while also developing relationships with key partners to include the broader strategy and planning roles across USAA. This role will also oversee the strategic planning process and budgeting for Risk and...

About Oportun Company Overview Oportun (Nasdaq: OPRT) is a financial services company and digital platform that provides responsible consumer credit to hardworking people. Using A.I.-driven models that are built on years of proprietary customer insights and billions of unique data points, we have extended millions of loans and billions in affordable credit, providing our customers with alternatives to payday and auto title loans. In recognition of our responsibly designed products which help consumers build their credit history, we have been certified as a Community Development Financial Institution (CDFI) since 2009. OPORTUN’S IMPACT Since extending our first loan in 2006, Oportun has made over 4 million loans, totaling over $10 billion to hardworking low- and moderate-income individuals. In turn, Oportun has helped more than 905,000 people begin establishing the credit history required to enter the financial mainstream. At the same time, Oportun’s customers have...

IronFX  is a leading global online broker specializing in Forex, CFDs, Commodities and Spot Metals since 2010. IronFX is operating under of multiple of reputable licenses (UK,Australia,Cyprus,South Africa), offices around the world. Due to continuous expansion of our global operations, we are currently looking to hire an experienced Legal Advisor. Job Description: Draft and/or improve agreements, contracts and other legal documents Consulting and handling all corporate legal processes Developing Company policy and position on legal issues Review and provide legal advice on contracts signed by the company with various third parties Researching, anticipating and guarding company against legal risks Reviewing new regulations, applicable, and advice how these are affecting the company’s operations Implementation of the Internal Regulations and procedures of the Company Monitoring and reporting on employees’ adherence on the company’s policies and procedures,...

About The Role Revolut is seeking an experienced Regulatory Affairs Manager to ensure that the Revolut communication with the regulators is transparent, compliant and efficient. The Regulatory Affairs Manager will be working in our Vilnius office with a team of Regulatory Compliance Managers focusing on different regulatory fields and will coordinate a team of Regulatory Compliance Managers working in different Revolut branches across Europe Regulatory Affairs sits with Risk as a second line of defence service team and is responsible for maintaining and developing transparent relationships with our regulators, this means responding clearly and on time to regulatory enquiries as well as keeping on top of regulatory developments and helping teams to implement regulatory change. As a Regulatory Affairs professional, you'll support and strengthen Revolut’s regulatory relationships and help shape our strategy for managing these relationships as Revolut continues to grow. You will...

Responsible for anti-money laundering on-going monitoring aspects according to the regulations Follow and apply the internal procedures and controls relevant to the prevention of money laundering and terrorist financing Apply the AML Monitoring Alerts the company has in place in line with the relevant regulatory templates Communicate on a daily basis with the Compliance Department to ensure smooth application of the AML Monitoring procedures Review and monitor client accounts to ensure compliance with the AML Directives and Regulatory regimes Identify and handle any suspicious client activity related to Money Laundering and Terrorist Financing Monitoring the clients' activities and report any irregular action to the Department for MOKAS reporting Review of clients We are looking for an AML Officer to join our Limassol based team. The successful candidate will have a minimum of 1-2 years' previous experience in a similar role with the AML CySEC certification. You will...

About The Team Regulatory Compliance is a key team that ensures Revolut’s products and processes meet the wording and spirit of regulatory requirements, then translate this into good customer outcomes. Regulatory Compliance also facilitates open and transparent relationships with our regulators. The Regulatory Compliance team brings Revolut’s commitment to improving all aspects of finance to risk management. We are far more data-led than similar functions within other companies; our team has both a strong understanding of regulatory requirements and also the ability to find solutions and carry out testing in a purely digital environment. Join a team that knows that better people and machines are the most effective way of managing conduct risk. About The Role We're looking for a pragmatic, organised and passionate Regulatory Affairs Associate to boost our growing Regulatory Affairs team. Regulatory Affairs sits with Risk as a second line service team and is responsible for...

VPR Safe Financial Group Ltd, owner of Alvexo, is currently looking for a Compliance Assistant (Arabic Speaking). In our company we provide you with the necessary conditions to develop your career further. Our mission is to maintain the unique work environment to inspire you and motivate you to reach your professional aspirations. In Alvexo we believe that our people are the key to our success, so if you possess the below qualifications do not miss the opportunity to be a part of our great success. The main responsibilities of the position include: Assist in the coordination of operational activities so as to maintain compliance with legal and regulatory requirements Maintaining the compliance and AML monitoring program Assist in the preparation of policies, procedures and annual reports Monitoring of Clients data and following up with Back Office Monitoring of communication between the Company’s employees and Clients, aiming at quality control and...

Job Description & Responsibilities Interactive Brokers is looking to hire a Compliance Analyst for the APAC region, the position will report regionally to the Compliance Manager in Hong Kong and locally to the Head of Compliance in Australia. The Main Responsibilities For This Role Include Act as the liaison person to interact with regulators and other financial services regulatory agencies for IBKR Australia; Assist in the coordination of regulatory inspections, self-assessments and regulatory surveys for IBKR’s APAC entities to ensure timely and quality submissions Assist in the information gathering and drafting of written responses to regulatory enquiries, questionnaires, and consultations for IBKR’s APAC entities; Keep abreast of new regulations and updates and disseminate regulatory notices, circulars, and other regulatory developments to management, compliance teams within APAC region and relevant stakeholders; Assist in monitor progress of remediation...

Chief Compliance Officer - FINRA Registered Principal - Are you a driven, ambitious individual with a strong background at a FINRA broker dealer who’s looking to further build their career at an exciting, fast-growing fintech company? Are you a great team player, who is a creative thinker and always full of ideas? If you are, we would love to hear from you. We are looking for a Chief Compliance Officer to help us scale our US operations. The role will ensure our US team is assembled to meet our strategic goals, values and business priorities. As a critical part of the team building operations, you will play an important part in the next phase of the company’s growth. The ideal candidate should come from a strong background at a retail broker dealer, with proven team building results. The role requires a proactive approach to building an emerging US-specific subsidiary, while working closely with the senior leadership, individual teams. The successful candidate will be...

Leanpay is a VC-backed Fintech that enables people to pay for goods and services in installments at the point of sale (online or offline shop) in a few minutes – with no need for separate trips to the bank, arranging credit cards or worrying about paperwork. Leanpay started working in Slovenia in July 2018 and has grown every month since then. In each of the last months of 2020 Leanpay enabled several thousand important purchases for people, monthly issuing about 15% of all new consumer loans up to 3 years in Slovenia. Leanpay intends to build a strong compliance team to enables Leanpay to proactively identify and implement regulatory requirements arise in the internationalization process and regulatory changes. In the process of CEE internationalization and products expansion, Leanpay is looking for Group level Chief compliance officer to set up and design of group compliance function and provide ongoing execution of compliance support to all group level operations. This...

The Company You’ll Join At Carta we create owners and make private markets liquid. We live in a world where some people live on the equity stack and enjoy exponential wealth growth and preferential tax treatment; others live on the debt stack and may work their entire lives for a company and retire only with the cash they’ve managed to save from their paychecks. Our contribution to solving the wealth inequality problem is moving people from the debt stack (payroll) to the equity stack. By making it as easy to issue equity to employees as it is to put them on payroll, we can create more owners. At Carta, we are helpful, transparent, fair, and kind. We are relentless executors, unconventional thinkers, and masters of our craft. To learn more, here is what one of our investors wrote about leading our Series F. The Team You’ll Work With At Carta, we’re building the future of equity and ownership. We’ve changed how companies, investors, and employees manage equity. Our...

Have you got a curious and analytical mind and are you up for a challenge? If so challenge yourself today and join our growing risk team! Accelerate your career The role-holder will join the Risk Assurance team within the Risk department as a Risk Associate based in IG’s Krakow office. The team is responsible for managing IG’s business model risk from a second line of defence perspective, monitoring, reporting and controlling market risk and client credit risk exposures to minimise potential losses experienced by the firm. You will be required to undertake a range of second line risk monitoring and reporting tasks, analyse the outputs and escalate breaches and sensitivities to the senior risk management team on a day-to-day basis. You will be entrusted with effecting and ensuring adherence to the IG Group Market Risk and Client Credit Risk policies and frameworks at all times. Additionally you may be required to contribute to business-led strategic projects from a...

About Klarna Klarna was founded in Stockholm, Sweden in 2005. Since then we've changed the banking industry forever. And now we're creating the world's smoothest shopping experience. We serve over 90 million consumers worldwide, and partner with 250,000 merchants – with a new merchant joining us every 8 minutes. Including some of the world's leading brands, such as H&M, ASOS, IKEA, Adidas, Samsung and Lufthansa. Our offices are spread over 17 different markets, hosted by 4000+ employees from 100+ nationalities. Engineering at Klarna is an inspired, customer focused community, dedicated to crafting solutions that redefine our industry. Working in small, highly collaborative Agile teams, you and your team will have a clear mission and ownership of an important outcome that supports Klarna and our customers. At Klarna we optimise for quality, flow, fast feedback, focussing on end-to-end ownership, continuous improvement, testing, monitoring and experimentation. We aim for...

COMPANY BACKGROUND Thunes mission is to enable businesses and their customers to participate in the global economy by providing them fast and affordable cross-border payments. Interconnecting mobile wallet operators, platforms, merchants, money transfer operators, payment service providers and banks to facilitate seamless payments, we unlock opportunities for millions of people and businesses in emerging and developed markets. Our Mission To enable a world where emerging and developed markets have seamlessly interconnected cross-border payments. Our Values Our team is committed to think big, work hard and smart and do the right thing. Above all we love what we do and we have fun! Our Solutions We act as a trusted, neutral aggregator in a deeply fragmented industry. Without a trusted, neutral and interoperable aggregator, the partners of a payment transaction would waste time and costly resources developing their...