180 Compliance jobs in Forex & Fintech

Descrizione azienda FinecoBank è una banca multicanale che offre, in un unico conto, servizi di banking, credit, trading e investimento. E’ leader in Europa nel brokerage e dispone di una delle maggiori reti di consulenti finanziari, con un network capillare di Fineco Center in tutta Italia. FinecoBank è una delle più importanti banche FinTech in Europa, oltre ad essere uno dei più importanti player nel Private Banking in Italia, con un approccio consulenziale altamente tailor-made che include servizi fiduciari, di protezione e trasmissione del patrimonio personale e aziendale, consulenza legale e fiscale e gestione degli eventi di discontinuità. Posizione Descrizione dell’attività Inserita all'interno del team ICT & Security Governance, la persona da noi ricercata si occuperà delle seguenti attività: Evoluzione e aggiornamento del framework normativo interno (es. policy, procedure, controlli) e rilevazione/interpretazione di nuove esigenze a seguito di evoluzioni...

As an iOS Software Engineer you will drive the development of our own eID solution which will allow our merchants to prove their identity in a user-friendly and non-disruptive way. SumUp started conquering the world of small merchants with mPOS card acceptance solutions in 2012. Today we offer a comprehensive product portfolio including online store & online payments, bank account, invoicing, gift cards, lending, and more. Our vision as a global fintech company is to build the first-ever global card acceptance brand. We rely on local, autonomous, cross-functional teams that can take an aspect of our product and perfect it from concept to execution. SumUp handles hundreds of thousands of new registrations per month, and it is crucial that we have automatic ways of verifying our merchant’s identities. To achieve this, the Verification team is integrating multiple third party providers as well as developing our own tools and APIs. The team as a whole employ a wide...

About EToro Money eToro is the world’s leading social trading network, providing millions of users from around the world a one-stop-shop solution for their trading and investing needs. Since 2007, eToro has positioned itself as a Fintech leader, pioneering revolutionary practices such as social trading, blockchain and machine-learning-based investment products. eToro is a regulated and secure platform, operating in full transparency with its clients’ interests in mind. eToro Money is a part of the eToro Group and provides eToro Trading clients with a smarter and more cost-efficient way to manage their money, moving funds into and out of their trading account instantly and at better exchange rates than other available deposit and redemption methods. About The Role To support eToro Money’s rapid growth, we are now looking for a hands-on / roll-your-sleeves-up kind of risk manager to join the Governance, Risk, and Compliance Team. Their role will be to help...

About Revolut People deserve more from their money. More visibility, more control, more freedom. And since 2015, Revolut has been on a mission to deliver just that. With an arsenal of awesome products that span spending, saving, travel, transfers, investing, exchanging and more, our super app has helped 25+ million customers get more from their money. And we're not done yet. As we continue our lightning-fast growth, we believe that two things are essential to continuing our success: our people and our culture. So far, we have 5000+ people working around the world, from our great offices or remotely, on our mission. And we're looking for more. We want brilliant people that love building great products, love redefining success, and love turning the complexity of a chaotic world into the simplicity of a beautiful solution. About The Role Do you want to work in a world-class company, delivering the best fintech products? Here’s your shot. We didn’t want to be limited by the...

Company Description By joining Swissquote, you will become a member of the sector's leading company. You will be encouraged to develop your skills and to grow within teams of highly qualified specialists. We encourage personal development and actively support creative team work leadership and responsibility. Given the complexification of the Banking environment and the ever growing amount of regulatory directives to comply with, this Business Risk Officer position is important for the future development of the bank. Job Description In this position, you will be the first point of contact for the Relationship Managers of the Sales teams in Gland (VD). Your duty will consist of various aspects of the required due diligence and AML related queries for client prospecting, onboarding and lifecycle management. You will be our first line of defense and responsible for identification of money laundering related, reputational and other business risks and actively propose controls...

At Younited, we believe money allows people to purchase goods & services and realize their dreams, but today’s banking products are opaque & overly complex.Here, we leverage innovation & cutting-edge technology to redefine lending and payment practices, to provide exceptional user experienceMore than a million customers already had access to our instant, simple & transparent credit, and we are just getting started.We both provide credit & payment solutions directly to consumers (Younited Credit / Younited Pay) & via partners (banks, fintech & insurers who wish to develop consumer loan activities and retailers, telcos, e-merchants who wish to offer their customers the simplest method to pay in several times).Our mission is to become your trusted financial partner. In this respect, our strategy aims at promoting more transparency and more inclusiveness to help you achieve financial wellbeing.We have initiated a B-Corp certification process, our social and...

This is an entry level position in the Risk department. The main responsibilities will be to monitor and report counterparty risk exposure that LMAX broker faces in offering its clients leveraged financial instruments both at an individual client level and at an aggregate Broker view. Main Duties & Responsibilities: Developing and executing multiple credit risk models, including but not limited to stress testing, daily scenario gaps and the impact of changes in VaR on the Brokers capital requirement Monitoring client positions and understanding the impact on the Brokers net exposure Executing daily reconciliations, credit risk reporting and senior management reporting Developing and distributing daily ad-hoc analysis for senior management Managing, prioritising, and escalating internal enquiries from within the Broker and across the Group Maintaining operational documentation, including process and procedures, legal agreements, and internal training material...

Squared Financial is one of the leading financial institutions specializing in Forex/CFDs trading. We create a friendly & supportive business environment, with solid foundations, genuine guidance and ample opportunity. Where everyone is respected and treated fairly, where decision making is based on goals and plans and where both teamwork and initiative are greatly appreciated and rewarded. Job Description: Perform quality monitoring as required by the Company’s regulator Translation of documents, as required, in English, Italian and Spanish languages and vice versa. Assist with the onboarding and maintenance of PSPs, EMIs and other banking institutions and/or vendors of the Company and collaborate with the Finance and Operations department in this regard or as necessary Assist the department with internal compliance audits and regulatory reporting Assist with developing compliance training materials and provide compliance training to the employees Assist with...

Senior/Compliance Officer (AML) - Singapore About Thunes Thunes is a global, fast-growing, and innovative Fintech scale-up that uses technology to disrupt and transform the existing financial system. We have a strong Mission: to create a better global payments network, and a great Purpose: to connect the world to economic opportunities and address systemic inequality when it comes to financial services. We are proud to power payments for the world’s fastest-growing businesses and work with some of the amazing global brands - from Gig Economy giants such as Uber and Deliveroo and Southeast Asia's super-app Grab, to global Fintech leaders such as PayPal and Remitly. Our Products help to drastically simplify the Payment integration experience for our customers: with a single, simple connection, businesses and consumers can send payments to – and get paid in – every corner of the world. Instantly. Thunes is headquartered in Singapore with regional offices in London, Paris,...

Ebury is a hyper-growth FinTech firm, named in 2021 as one of the top FinTech's to work for by Glassdoor and AltFi. We offer a range of products including FX risk management, trade finance, currency accounts, international payments and API integration. Responsibilities Safeguarding Ebury, our existing Clients and prospective Client relationships from financial crime risk - including money laundering, terrorist financing, bribery and corruption, fraud, sanctions risk, tax evasion and reputational risk Performing anti-financial crime checks as part of the Ebury Onboarding process for corporate clients in compliance with relevant legislative, regulatory and internal requirements Comprehensive CDD and EDD checks for corporate clients, including the KYC process, identification and analysis of complex ownership structures, financial statements and transaction patterns CDD/EDD analysis across all types of legal entities and business sectors in a variety of jurisdictions with an...

We are looking for an experienced Operational Compliance professional to join a constantly growing and innovative FinTech company where finance and technology meet, producing some of the most low-latency, high-performance and data-intensive systems in the world. As a Senior Operational Compliance Analyst in European Market Operations, you will work with Business Continuity Management and Operational Risk Management, Privacy related matters, Operational Compliance with certain exchange regulations, and with administering outsourcing agreements. The role relates to the operations of the Nasdaq Nordic and Baltic exchanges, and you will collaborate with managers and specialists in the European Market Operations department and with the Technology Operations, Compliance, Legal and Group Risk Management departments. Responsibilities: Ensuring updates of the Business Continuity Plan (BCP) of the function (testing the BCP, conducting visits to the contingency site, performing training...

Boost’s mission to “Build a regional powerhouse that relentlessly simplifies access to financial services for consumers and businesses” is the guiding light behind what we do. We believe financial empowerment should be accessible to everyone. RESPONSIBILTIES: Responsible for review, manage and provide advisory on compliance to regulatory standards, practices, and guidelines on Technology related matters viz: BNM RMiT, CRMA, Paynet, PCI DSS & others Enhance and review Technology and security compliance processes Administrate the enforcement of Information Security Policies and Standards and Process to all related systems Facilitate the compliance to policies and standards by providing advisory to the process owner Conduct periodic reviews for compliance with all regulatory and industry standards and report to management and related committees. Manage and coordinate compliance related matters as requested by regulators Track...

Our mission is to enable everyone to build wealth We reinvent how trading and investing work by creating exceptional products people love. Fostering a culture of excellence and high velocity is the key to our success. Trading 212 is built by highly driven people who strive for excellence and value freedom. We are looking for a Junior Legal Officer to join our Legal Team and help us drive major legal projects. What you’ll do Research complex legal questions in international jurisdictions and a dynamic area of global finance. Draft advice with a focus on solutions. Be the first pair of eyes on contract reviews. Prepare updates to client-facing documents. Work together with senior colleagues on major legal projects across the Group. Proactively collaborate in cross-functional project teams. Deepen your knowledge of financial regulations and stay up to date with the latest legal developments.   What you need to have...

About The Company EXANTE is a wealthtech company that provides centralised trading solutions and B2B financial infrastructure that helps create value through technology. Our proprietary trading platform enables direct market access to a wide range of financial instruments including stocks, ETFs, bonds, futures, options and more from a single multi-currency account. With over 600 employees and a decade in the market, EXANTE’s presence extends across over 10 locations, including but not limited to the UK, Cyprus, Malta and Hong Kong. We're growing 70% year-on-year and hiring globally day-by-day. Learn more about the EXANTE corporate culture and company benefits: https://careers.exante.eu/#about THE ROLE Responsibilities Evaluate risk of different types of securities (stocks, bonds, derivatives); Evaluate risk of derivative strategies; Assess risk of trading counterparties; Daily monitoring of client's trading and transactions activities. Requirements Degree...

About The Company EXANTE is a wealthtech company that provides centralised trading solutions and B2B financial infrastructure that helps create value through technology. Our proprietary trading platform enables direct market access to a wide range of financial instruments including stocks, ETFs, bonds, futures, options and more from a single multi-currency account. With over 600 employees and a decade in the market, EXANTE’s presence extends across over 10 locations, including but not limited to the UK, Cyprus, Malta and Hong Kong. We're growing 70% year-on-year and hiring globally day-by-day. Learn more about the EXANTE corporate culture and company benefits: https://careers.exante.eu/#about THE ROLE Responsibilities Evaluate risk of different types of securities (stocks, bonds, derivatives); Evaluate risk of derivative strategies; Assess risk of trading counterparties; Daily monitoring of client's trading and transactions activities. Requirements Degree...

Quickbit Quickbit is a Swedish fintech company, which was founded in 2016 with the goal that more people and companies should use cryptocurrency on an everyday basis. Our history is in payments and we are driven by our vision that it should be easy and cheap to make quick and secure payments. A part of our business is to offer solutions for e-merchants to be paid in cryptocurrency. Another part of our business is to offer user-friendly and secure solutions for people to easily use cryptocurrency in their everyday lives. We are doing all of this because we are convinced that the financial services of the future will be based on blockchain technology and cryptocurrency. Quickbit eu AB (publ) has been listed on NGM Nordic SME since July 2019. Head of Legal & Compliance In the role of Head of Legal & Compliance you are responsible for the entire compliance and legal function. You will lead a team of ten, set the future structure for the function and you report to...

A propos du poste Pour soutenir son activité, Saxo Banque recherche un chargé du risque non financier (Non Financial Risk Management, NFRM) pour aider à identifier et soutenir la mise en œuvre de la gestion du risque opérationnel au quotidien. Cette fonction rattaché au business (1ère ligne) est clef pour assurer la protection de nos clients et les intérêts de la banque, ainsi que pour optimiser nos process, évaluer en permanence notre exposition aux différents risques, diffuser auprès de l’ensemble de nos collaborateurs la culture du risque. Il s’agit d’une création de poste ; nous recherchons un candidat autonome, patient mais déterminé. Compétences et connaissances Bonne connaissance et compréhension du cadre et des process de gestion des risques non financiers. Le « Risk Champion » recevra une formation...