225 Forex & Fintech Compliance jobs

Altruist is an LA fintech company on a mission to make financial advice better for everyone. We’re looking to hire an entrepreneurial Advertising Compliance Officer. If you're passionate about building meaningful products that people love to use, then you’ll love what we’re up to. Our team is solving a huge problem that requires big-picture thinkers who are motivated to make a real difference through their work. What you’ll do Be an integral part of a larger compliance team responsible for regulatory compliance of our FINRA-member broker-dealer and SEC-registered investment adviser Be the in-house subject matter expert for our marketing review to ensure compliance with FINRA and SEC advertising requirements Lead and own initiatives from a compliance standpoint pertaining to cash solicitation and advisor referrals Provide regular, informal and formal guidance to the marketing team, including on testimonials (with respect to both SEC and FINRA rules) Have a keen,...

About Bill.com Bill.com is a leading provider of cloud-based software that simplifies, digitizes, and automates complex, back-office financial operations for small and midsize businesses. Customers use the Bill.com platform to manage end-to-end financial workflows and to process payments, which totaled over $70 billion for fiscal 2019. The Bill.com AI-enabled, financial software platform creates connections between businesses and their suppliers and clients. It helps manage cash inflows and outflows. The company partners with several of the largest U.S. financial institutions, more than 70 of the top 100 U.S. accounting firms, and popular accounting software providers. Bill.com has offices in Palo Alto, California and Houston, Texas. For more information, visit www.bill.com or follow @billcom. The Director of Operational Excellence is a senior leader on the Payment and Risk Operations team and plays an integral role in designing, evangelizing, and executing our operational...

Description Position at SoFi Who we are SoFi is a digital personal finance company whose mission is to help its members achieve financial independence to realize their ambitions, whether that be to buy a house one day, start a family on their own terms or be debt free. We aim to be at the center of our members’ financial lives, and to help every member Get Their Money Right®. By joining SoFi, you’ll become part of a forward-thinking company that is transforming financial services by embracing technology to build innovative loan products, investment tools, and more. One of the fastest growing fintech companies, we’ve grown from 250 employees in 2015 to over 1,500 employees today, and are well on our way to reaching 1 million members. With offices across the US, we offer the excitement of a rapidly growing startup with the stability of a seasoned management team and some of the best talent around. As an employer, we strive to hire employees who are committed to both our...

Paysafe Group (Paysafe) is a leading specialised payments platform. Its core purpose is to enable businesses and consumers to connect and transact seamlessly through industry-leading capabilities in payment processing, digital wallet, card issuing and online cash solutions. With over 20 years of online payment experience, an annualised transactional volume of over US $98 billion, and approximately 3,000 employees located in 12+ global locations, Paysafe connects businesses and consumers across 70 payment types in over 40 currencies around the world. Delivered through an integrated platform, Paysafe solutions are geared toward mobile-initiated transactions, real-time analytics and the convergence between brick-and-mortar and online payments. Visit us at www.paysafe.com Essential Skills Operational management of the Consumer Risk Governance function. Ensure the delivering timely, accurate and reliable teams’ and management reporting. Ensure that the managed by the team...

Description Position at SoFi Who we are SoFi is a digital personal finance company whose mission is to help its members achieve financial independence to realize their ambitions, whether that be to buy a house one day, start a family on their own terms or be debt free. We aim to be at the center of our members’ financial lives, and to help every member Get Their Money Right®. By joining SoFi, you’ll become part of a forward-thinking company that is transforming financial services by embracing technology to build innovative loan products, investment tools, and more. One of the fastest growing fintech companies, we’ve grown from 250 employees in 2015 to over 1,500 employees today and are well on our way to reaching 1 million members. With offices across the US, we offer the excitement of a rapidly growing startup with the stability of a seasoned management team and some of the best talent around. As an employer, we strive to hire employees who are committed to both our...

The Senior Compliance AML Analyst is a key member of the AML Compliance team, responsible for maintaining core components of the AML Compliance function and supporting the development and execution of strategic plans for the AML/ATF Compliance Program. Responsibilities Ensure know your customer and customer due diligence process is properly performed by the Line of Business and enhanced due diligence is applied in cases where warranted to mitigate ML/TF exposure Conduct investigations on various risk-based and/or trigger events to identify potential suspicious activity, make risk-based suspicious transaction report recommendation, and prepare STRs Serve as a resource on suspicious activity monitoring to LoB by communicating AML compliance and risk management requirements and implications to their operations Perform periodic file reviews ensuring activities are reviewed in a holistic manner across the spectrum of products and services used by the customer Make...

Join a leading fintech company that’s democratizing finance for all. Robinhood was founded on a simple idea: that our financial markets should be accessible to all. With customers at the heart of our decisions, Robinhood is lowering barriers, removing fees, and providing greater access to financial information. Together, we are building products and services that help create a financial system everyone can participate in. We Are Proud Of The World Class Products And Company Culture We Continue To Build And Have Been Recognized As Just as we focus on our customers, we also strive to create an inclusive environment where our employees can thrive and do impactful work. A Great Place to Work A CNBC Disruptor 50 in 2019 and 2020 A LinkedIn Top Startup in 2017, 2018, 2019 and 2020 Robinhood is backed by leading investors that include DST Global, Index Ventures, NEA, Ribbit Capital, Thrive Capital, and Sequoia. Check out life at Robinhood on The Muse! About The Role...

Our Company Satispay is a Fintech company, operating in the mobile payment industry. Having created a payment system that is independent from debit and credit cards, Satispay allows users to pay stores or friends from their smartphone. Our headquarter is in Milan, Italy, and we also have offices in Luxembourg City and Berlin, Germany. For More Information Please Visit If you don’t have a Satispay account yet, download the app and sign up with the promo code TALENT Our Values These Are The Values That Inspire Us Do it smart : always ask ourselves if we are doing what we are doing in a smart way, if there is a better way to do it and if the product we are building is smart itself Be responsible : we have the privilege to work on a project that can make a great impact and change the world. There is no point in changing the world if we are not making it a better place. Believe : if we want to make a positive and great impact and change the world in a better way,...

Arival is an early-stage digital banking startup founded by award-winning fintech venture capitalists & entrepreneurs. After recently closing our Pre-Series A round - we're now gearing up to officially launch in Q1/ Q2 of 2021. We're actively growing our team and opening various internal departments from the ground up. WE ARE: a team of hungry entrepreneurs with big dreams, gritty fintech experts, bankers with a modern mentality, and top-ranked venture capitalists, joined on a mission to bring cutting-edge banking services to underbanked businesses and entrepreneurs across the world. With offices already in Singapore, Puerto Rico & Miami, and soon Vilnius - we’re ready to take the digital banking world by storm. Are you? As such, we're on the lookout for an experienced compliance professional to become one of the focal points of our forward-thinking compliance approach & operation. EVERYDAY TASKS: Analyze and research accounts and customer relationships...

The Legal Assistant is responsible for producing a variety of work products related to the attorney/client interaction. Work product includes, but is not limited to, the production of documents; coordination and facilitation of meetings, electronic and face-to-face communications; handling of incoming and outgoing mail and other correspondence; legal research and writing; coordination with internal and external stakeholders; and file maintenance. The Legal Assistant must be able to work effectively with a variety of team members, including lawyers and staff members. In all situations, it is expected that the Legal Assistant will maintain the highest levels of respect, confidentiality and professionalism in the execution of the responsibilities. Responsibilities Provide general administrative and clerical support as directed Draft and review legal documents under close supervision of a Company attorney Proofread, format and finalize outgoing correspondence and reports to...

Join a leading fintech company that’s democratizing finance for all. Robinhood was founded on a simple idea: that our financial markets should be accessible to all. With customers at the heart of our decisions, Robinhood is lowering barriers, removing fees, and providing greater access to financial information. Together, we are building products and services that help create a financial system everyone can participate in. We Are Proud Of The World Class Products And Company Culture We Continue To Build And Have Been Recognized As Just as we focus on our customers, we also strive to create an inclusive environment where our employees can thrive and do impactful work. A Great Place to Work A CNBC Disruptor 50 in 2019 and 2020 A LinkedIn Top Startup in 2017, 2018, 2019 and 2020 Robinhood is backed by leading investors that include DST Global, Index Ventures, NEA, Ribbit Capital, Thrive Capital, and Sequoia. Check out life at Robinhood on The Muse! About The Role...

Description Who we are: Welcoming, collaborative and having the opportunity to make an impact - is how our employees describe working here. Galileo is a financial technology company that provides innovative and revolutionary software products and services that power some of the world's largest Fintechs. We are the only payments innovator that applies tech and engineering capabilities to empower Fintechs and financial institutions to unleash their full creativity to achieve their most inspired goals. Galileo leads its industry with superior fraud detection, security, decision-making analytics and regulatory compliance functionality combined with customized, responsive and flexible programs to accelerate the success of all payments companies and solve tomorrow's payments challenges today. We hire energetic and creative employees while providing them the opportunity to excel in their careers and make a difference for our clients. Learn more about us and why we work here at...

About Thunes Thunes' mission is to help businesses and their customers around the world participate in the global economy by providing them fast and affordable cross-border payments. We interconnect banks, payment service providers, mobile wallet operators, money transfer operators and platforms to unlock opportunities for businesses and individuals alike. By providing unparalleled emerging market coverage and smarter transfer solutions for cross border payments, we enable financial inclusivity for those who need it the most. Our Solutions We act as a trusted, neutral aggregator in a deeply fragmented industry. We offer end-to-end payments solutions to tackle the speed, cost-efficiency and accessibility challenges for emerging markets: Business payments Remittance processing Mass payouts Virtual accounts / invoice payments Context Of The Role We are looking for a Senior Compliance Manager to join our newly created team in Hong Kong to lead the compliance function...

Credit Karma is a mission-driven company, focused on championing financial progress for our more than 100 million members in the U.S., Canada and U.K. While we're best known for pioneering free credit scores, our members turn to us for tips as they work on their financial goals, including helping them monitor their credit, identity monitoring, searching for credit cards, shopping for loans (car, home and personal), and growing their savings* -- all for free. Credit Karma has grown significantly through the years: we've added more than 70 million members in the last five years alone and now have more than 1,100 employees across our offices in Oakland, Charlotte, Los Angeles and London. Banking services provided by MVB Bank, Inc., Member FDIC Credit Karma depends upon our users' trust. We earn and maintain that trust by demonstrating our commitment to safeguarding their information. The Trust & Safety team has the critical responsibility of protecting Credit Karma's members...

The ideal candidate will possess the following qualifications/skills:  Holder of CySEC Advanced Certificate BA/BSc University Degree in Law Preferred 3-5 year’s proven experience in Compliance officer role Strong organizational skills with ability to manage multiple projects with tight deadlines simultaneously Good and up to date knowledge of legal framework and requirements of CIFs (and other jurisdictions) Good knowledge of legal requirements and procedures Ability to address issues and act upon effectively High ethical standards Good command of English language and strong communication skills. Highly-analytical with strong attention to detail The successful candidate will be accountable for: Manage effectively the legal compliance program. Develop, review and assess company policies and procedures to determine compliance risk. Advise management on the company’s compliance with laws and regulations...

Join us to build the most prominent European Fintech! We are building top-notch products and services to support and help small and mid-sized merchants to better manage and grow their business, so any small business can feel big by taking advantage of high-end technologies and solutions. We are starting by offering merchants an Android-based payment terminal, CRM, and Loyalty products. But it doesn’t stop there. We are a very ambitious, diverse, and young team with big plans for improving the merchant’s lives! We are looking for an M&A lawyer to join our growing international legal team. We are doing a lot and we are doing it at pace so we want someone who is hands-on and doesn’t run away from significant challenges. Someone eager to learn and grow with us and contribute with expertise in solving problems, proposing innovative solutions, and developing procedure. As M&A Legal Counsel, You Will Support our M&A team in delivering our international growth...

Cardinal, a Visa solution, is a global leader in authenticating digital transactions. We work every day to make the digital shopping experience safe, rewarding, and engaging. We're a global leader not only because of what we do, but because of who we are. Our team represents the best of the best. We work in a way that suits our people, their lifestyles, work styles, and individuality. We work hard as a team to collectively meet - and exceed – goals and consider each other family. We are one of the leading fintech companies in Northeast OH with teams locally and around the world working remotely. We are proud of what we do and how we do it. When you work with us, you get the best of two worlds. Cardinal is a small company, with a welcoming, family-like atmosphere. But as a Visa solution, we offer the world-class resources and benefits of a global company. As companies with a worldwide customer base, both Cardinal and Visa realize the benefits of having a diverse employee base, both...

Description Position at SoFi Who we are SoFi is a digital personal finance company whose mission is to help its members achieve financial independence to realize their ambitions, whether that be to buy a house one day, start a family on their own terms or be debt free. We aim to be at the center of our members’ financial lives, and to help every member Get Their Money Right®. By joining SoFi, you’ll become part of a forward-thinking company that is transforming financial services by embracing technology to build innovative loan products, investment tools, and more. One of the fastest growing fintech companies, we’ve grown from 250 employees in 2015 to over 1,500 employees today, and are well on our way to reaching 1 million members. With offices across the US, we offer the excitement of a rapidly growing startup with the stability of a seasoned management team and some of the best talent around. As an employer, we strive to hire employees who are committed to both our...

JOB DESCRIPTION TITLE: BSA/AML Manager Responsibilities Responsible for assisting the BSA Officer for the development, implementation and administration of the Bank Secrecy Act Compliance Program. Report directly to the BSA Officer Manage AML programs to ensure compliance with all state and federal BSA laws and regulations, including all policies, procedures and regulatory requirements, including but not limited to, the USA Patriot Act, Customer Identification Program requirements, Know Your Customer, Enhanced Due Diligence and OFAC Compliance. Assist BSA Officer to develop, coordinate and facilitate a BSA and OFAC training program to educate directors, management and employees about all Bank Secrecy Act and OFAC requirements. Respond to BSA related compliance questions. Manage all BSA related software and surveillance systems. Assis the BSA officer as a liaison with internal and external auditors as well as with federal and state regulators during BSA audits and...

Job Description: Implement an effective legal compliance program Review and Develop company Policies Giving advice to the Management Team regarding the updated regulations through detailed reports Creating an effective action plan in response to audit notes and compliance violations purposes Supervising and coordinating all AML, Due diligence and KYC procedures Performing inhouse audit company procedures, practices, and documents to identify risk Ensuring that all employees are trained on the latest regulations and processes Responding to all compliance enquiries Performing regular monitoring to ensure that standards are adhered Prepares applications, notifications and records updates for the Cyprus Securities & Exchange Commission (CySEC) Being responsible that the firm fulfils their annual obligations and licence conditions Acting as the liaison between the Company and external law firms Review Company’s marketing &...