307 Compliance jobs in Forex & Fintech

Company Description Wise is a global technology company, building the best way to move and manage the world’s money. Min fees. Max ease. Full speed. Whether people and businesses are sending money to another country, spending abroad, or making and receiving international payments, Wise is on a mission to make their lives easier and save them money. As part of our team, you will be helping us create an entirely new network for the world's money. For everyone, everywhere. Job Description More about our mission and what we offer . We’re looking for a Regulatory Compliance Manager to join our growing Regulatory Oversight Compliance team in the UAE. This role will be working alongside the UAE Compliance Lead in a highly effective team in second line compliance (2LoD). In this role, you will be responsible for assisting in the effective mitigation of regulatory compliance risks through the oversight and maintenance of adequate systems and controls. This position...

FasterPay is a digital business e-wallet platform which is FCA-regulated and non-VC funded. Transparent, friendly, and flexible, FasterPay provides businesses from all backgrounds the opportunity to expand their revenue on a global scale. Who Are We Looking For We’re looking for a detail-oriented and integrity-driven Compliance Officer who thrives in fast-paced environments and is passionate about upholding ethical standards and regulatory excellence. You should be analytical, thorough, and motivated by the challenge of navigating complex compliance landscapes within the fintech space. We value HONESTY and TRUST . Our team members are the most trusted in the industry, communicating transparently and truthfully at all times. LEARNING and CURIOSITY are essential to success in our company. You should be eager to learn every day, staying up to date on regulatory trends and bringing a fresh, investigative mindset to your work. MULTILINGUAL , MULTICULTURAL , or...

Description eToro is the trading and investing platform that empowers users to invest, share and learn. We were founded in 2007 with the vision of a world where everyone can trade and invest in a simple and transparent way. We have created an investment platform that is built around collaboration and investor education. On our platform, users can view other investors’ portfolios and statistics, and interact with them to exchange ideas, discuss strategies and benefit from shared knowledge. We have over 38 million registered users from 75 countries and our platform is available in 20 languages. We are a fast growing business with over 1,500 employees across 13 offices around the globe, strategically positioned to serve the needs of users. You can find out more about eToro here . We are looking for a tech-savvy Data Analyst to support the development of infrastructure and analytics that ensure regulatory compliance and provide valuable insights to guide the business. This...

We are currently looking for a talented and highly motivated SOX and Financial Compliance Controller to join our Group Finance team Introduction Plus500 Ltd., a global fintech group that was founded in 2008 and is listed on the London Stock Exchange with a market cap of approx. USD 3.5 Billion and included within the FTSE250 index. At the heart of our business is our fully-owned and proprietary technology, which powers our trading platforms on OTC, share dealing, and Futures trading. The Group operates in more than 60 countries and retains operating licenses in the United Kingdom, Australia, Cyprus, Israel, New Zealand, South Africa, Singapore, Seychelles, the United States, Estonia, Japan, the United Arab Emirates, and Canada. Responsibilities Lead the global SOX compliance program across all Group entities, ensuring full alignment with the COSO framework and Sarbanes-Oxley requirements. Drive the implementation and ongoing enhancement of internal control policies and...

Company & Culture EXANTE is a pioneering wealth tech company that delivers cutting-edge centralized trading solutions and robust B2B financial infrastructure, driving value through innovative technology. Our proprietary trading platform offers seamless access to diverse financial instruments- including stocks, ETFs, bonds, futures, and options- all within a single, multi-currency account. We cultivate a culture that transcends the ordinary, where rapid responses to market dynamics and proactive problem-solving are the norm. At EXANTE, the potential to make a meaningful impact is ever-present. Our team members continuously pursue personal and professional growth, empowered to spearhead change across people, processes, and products. True innovation stems from an insatiable desire for improvement, and everyone at EXANTE is committed to fostering this spirit and propelling the company into the future. As a rapidly expanding global firm with over 600 talented employees from 65...

As the VP of Compliance at Deriv, you will assume a pivotal position in ensuring our Group's adherence to regulatory and statutory requirements across all areas of operation. Your expertise will play a key role in shaping and strengthening our compliance practices on a global scale. You will provide technical advice, undertake risk assessments, develop policies, and devise procedures to help the Group comply with relevant laws,regulations, and licensing requirements across its worldwide operations and building businesses in new markets. Your challenges Guide compliance excellence: Help steer the Deriv Group business by providing comprehensive compliance guidance and ensuring a deep understanding of applicable legislation for the Group and its subsidiaries. Your insights will be instrumental in aligning our operations with regulatory standards. Navigate regulatory changes: Stay vigilant and monitor new and proposed changes in standards, legislation, and regulatory...

Are you ready to tackle complex compliance challenges across multiple international jurisdictions? As a Senior Compliance Administrator at Deriv, you'll play a pivotal role in safeguarding our organisation's integrity and reputation on the global stage.This role offers you the rare opportunity to develop expertise across diverse international regulatory frameworks while making a tangible impact on our global operations. As an AI-first business, you’ll have access to cutting-edge tools to navigate complex regulatory landscapes, implement robust governance frameworks, and ensure adherence to the highest corporate compliance standards—directly contributing to the sustainable and ethical growth of our business. On a given day, you will: Spearhead governance initiatives by ensuring our portfolio of companies adheres to all statutory and regulatory requirements across multiple jurisdictions Map and analyse legal and regulatory landscapes to proactively align company practices...

We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talented team. We are seeking a proactive and detail-oriented Compliance Associate to support the firm’s Financial Crime and wider Compliance activities. This role will involve assisting with advisory matters, investigations, training, regulatory change monitoring, and supporting the delivery of key compliance projects. The ideal candidate will have experience within AML/Financial Crime compliance and a strong understanding of broader regulatory requirements. They will work closely with front office teams, the MLRO, and the wider Risk and Compliance function to help ensure the firm meets its regulatory obligations and internal standards. Responsibilities:...

Ebury is a leading global fintech company that empowers businesses to trade and grow internationally. It offers a comprehensive suite of products, including international payments and collections, FX risk management, trade finance, and API integrations. Founded in 2009 by Juan Lobato and Salvador García, Ebury is one of the fastest-growing global fintechs, with over 1,700 employees and 38 offices in more than 25 countries. CASS Compliance Monitoring Manager (Safeguarding) Madrid, Málaga, or Leon: 4 Days in Office Ebury is seeking a highly motivated and detail-oriented Safeguarding / CASS Compliance Monitoring Manager to play a crucial role in ensuring the robust protection of customer funds and adherence to relevant regulations, particularly concerning safeguarding requirements and, where applicable, the Client Assets Sourcebook (CASS) or equivalent local regulations. Based in our Madrid, Málaga or our Leon office, you will be responsible for establishing, maintaining,...

Company Description Building the bank of tomorrow takes more than skills. It means combining our differences to imagine, discuss, code, develop, test, learn… and celebrate every step together. Share our vibes? Join Swissquote to unleash your potential. We are the Swiss Leader in Online Banking and we provide trading, investing and banking services to +500’000 clients, through our performant and secured digital platforms. Our +1000 employees work in a flexible way, without dress code and in multicultural teams. By having a huge impact on the industry, they are growing their skills portfolio and boosting their career in a fast-pace environment. We are all in at Swissquote. As an equal opportunity employer, we welcome candidates from all backgrounds, experiences and perspectives to join our team and contribute to our shared success. Are you all in? Don’t be shy, apply Job Description As a Compliance Manager, you will be part of the Compliance Department and will be in...

Nium, the Leader in Real-Time Global Payments Nium, the global leader in real-time, cross-border payments, was founded on the mission to deliver the global payments infrastructure of tomorrow, today. With the onset of the global economy, its payments infrastructure is shaping how banks, fintechs, and businesses everywhere collect, convert, and disburse funds instantly across borders. Its payout network supports 100 currencies and spans 220+ markets, 100 of which in real-time. Funds can be disbursed to accounts, wallets, and cards and collected locally in 35 markets. Nium's growing card issuance business is already available in 34 countries. Nium holds regulatory licenses and authorizations in more than 40 countries, enabling seamless onboarding, rapid integration, and compliance – independent of geography. The company is co-headquartered in San Francisco and Singapore. Key Responsibilities Ensure timely and in-depth review of alerts from AML transaction monitoring...

FXGT is a leading online trading platform offering forex, CFDs, and crypto trading with advanced technology and competitive conditions. We provide a dynamic and innovative environment for professionals looking to grow in the financial markets industry. We are looking to hire a  Compliance Officer to join our successful and dynamic team in Athens. If you enjoy working in a fast-paced environment, then you are fit for the role! Job Responsibilities Stay up to date with regulatory changes and updates in the industry Develop, implement, and maintain compliance policies and procedures Ensure that the organization complies with all relevant regulations and industry standards Monitor daily operations to ensure compliance with internal policies and external regulations Develop and deliver training programs on compliance and regulatory matters for employees Perform, verify and supervise the KYC due diligence checks Ensure all staff are aware...

We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talented team. Responsibilities: Ensure that the Italian business of Capital.com (Branch and cross border services offered in Italy from the Headquarter) is conducted in compliance with the Italian regulation and accordingly to Group’s Compliance standards Provide support and advice in relation to extraordinary transactions of any kind and projects to implement new products/services/markets, and liaising with the internal departments Monitor of regulatory developments applicable to the Italian branch Provide support and guidance for the implementation of regulations Participate in the Compliance Risk Assessment ensuring effective contribution in assessing...

About The Job Within the Compliance team of our Dutch branch, we are looking for a Compliance Officer with a focus on Market Abuse, Product Governance, and Investor Protection (‘MiFID II’). Do you have at least 5 years of relevant work experience? Are you ready for a new step, in a dynamic medium-sized international investment bank? Then this could be the opportunity you are looking for Our Compliance department plays a central role from the second line. Our main objective is to make a sustainable contribution to the strategic objectives within Saxo’s risk appetite. We achieve this by helping the organization comply with laws and regulations, providing advice and recommendations and conducting investigations. We act as a sparring partner for the business and management and participate and contribute to a variety of projects. As an investment platform, we are focused on different target customer groups across a wide range of investment products. We must monitor potential market...

FXGT is a leading online trading platform offering forex, CFDs, and crypto trading with advanced technology and competitive conditions. We provide a dynamic and innovative environment for professionals looking to grow in the financial markets industry. We are looking to hire a  Compliance Officer to join our successful and dynamic team in Limassol. If you enjoy working in a fast-paced environment, then you are fit for the role! Jo b Responsibilities Stay up to date with regulatory changes and updates in the industry Develop, implement, and maintain compliance policies and procedures Ensure that the organization complies with all relevant regulations and industry standards Monitor daily operations to ensure compliance with internal policies and external regulations Develop and deliver training programs on compliance and regulatory matters for employees Perform, verify and supervise the KYC due diligence checks Ensure all staff are...

?About us: Scope Markets is a rapidly expanding Group of companies providing online trading services, with regulated entities and operational hubs around the world. Scope Markets aims to provide the best-in-class trading infrastructure to cater to the needs of all types of clients from the beginners to the very ultimate institutional traders. We are extraordinarily proud to provide cutting-edge technology, speedy execution, and low latency solutions to our clients to ensure the most optimal trading environment through strategic placement of trading servers, and robust software and hardware. ?The Role: The Junior Group Compliance Officer will be responsible for day-to-day activities related to compliance matters and to assist the members of the Compliance team in order to fulfil the Group’s regulatory obligations. This role will handle a variety of tasks and assist in maintaining the accuracy of compliance records such as trainings, policies, correspondence, reports,...