The company Windsor Brokers is a leading financial investment firm in Cyprus with headquarters in Limassol. The Company offers online trading of financial derivatives including Forex, CFDs and Futures OTC to individuals and institutional investors from over 80 countries worldwide. The ideal candidate will possess the following qualifications/skills: Preferably a Holder of CySEC Advance Certificate BA/BSc University Degree Preferably in Law, Finance, Business Management or related subject 1 year of experience in Compliance or Back Office or similar Strong organizational and communicational skills Excellent command of both English and Greek language, both verbal and written The successful candidate will be accountable for: Opening of bank accounts, and completing bank related tasks such as reviewing the bank legal terms and conditions, refreshment of KYC, etc; Performs Due diligence on service providers and collecting supporting documentation Monitoring of clients data and following up with Back office Assisting in preparing policies, procedures, reports etc. Providing administration support to the Compliance Manager, including record keeping; Performing Ad hoc duties from time to time as the need arises The successful candidate will receive Salary directly dependent on candidate's profile and experience Company health insurance 13th salary Modern working space at a central and convenient location of Limassol close to the highway Friendly multinational environment comprising combination of younger enthusiastic and more experienced colleagues Opportunities for professional learning and growth Application Deadline: Interested applicants should send a detailed resume with cover letter outlining their qualifications no later than February 29, 2020 through our website: or by email: Windsor is an Equal Opportunity Employer and actively committed to promoting equality and diversity, and expects all staff to share this commitment Not what you are looking for? Try these related job searches Assistant Compliance jobs in Limassol Jobs at Windsor Brokers in Limassol Forex Administration jobs in Limassol Forex Compliance jobs in Limassol Forex Legal jobs in Limassol Fintech jobs in Cyprus
26/02/2020
Full time
The company Windsor Brokers is a leading financial investment firm in Cyprus with headquarters in Limassol. The Company offers online trading of financial derivatives including Forex, CFDs and Futures OTC to individuals and institutional investors from over 80 countries worldwide. The ideal candidate will possess the following qualifications/skills: Preferably a Holder of CySEC Advance Certificate BA/BSc University Degree Preferably in Law, Finance, Business Management or related subject 1 year of experience in Compliance or Back Office or similar Strong organizational and communicational skills Excellent command of both English and Greek language, both verbal and written The successful candidate will be accountable for: Opening of bank accounts, and completing bank related tasks such as reviewing the bank legal terms and conditions, refreshment of KYC, etc; Performs Due diligence on service providers and collecting supporting documentation Monitoring of clients data and following up with Back office Assisting in preparing policies, procedures, reports etc. Providing administration support to the Compliance Manager, including record keeping; Performing Ad hoc duties from time to time as the need arises The successful candidate will receive Salary directly dependent on candidate's profile and experience Company health insurance 13th salary Modern working space at a central and convenient location of Limassol close to the highway Friendly multinational environment comprising combination of younger enthusiastic and more experienced colleagues Opportunities for professional learning and growth Application Deadline: Interested applicants should send a detailed resume with cover letter outlining their qualifications no later than February 29, 2020 through our website: or by email: Windsor is an Equal Opportunity Employer and actively committed to promoting equality and diversity, and expects all staff to share this commitment Not what you are looking for? Try these related job searches Assistant Compliance jobs in Limassol Jobs at Windsor Brokers in Limassol Forex Administration jobs in Limassol Forex Compliance jobs in Limassol Forex Legal jobs in Limassol Fintech jobs in Cyprus
JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.7 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world's most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Information about JPMorgan Chase & Co. is available at . What it Means To Work Here Here, you'll feel welcomed and valued. Our clients, transactions, deals and projects are global so we work hard to create diverse, inclusive teams that support our business and each other. Learn about our culture here. About J.P. Morgan's Corporate & Investment Bank J.P. Morgan's Corporate & Investment Bank is a global leader across banking, markets and investor services. The world's most important corporations, governments and institutions entrust us with their business in more than 100 countries. With $26 trillion of assets under custody and $485 billion in deposits, the Corporate & Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world. Further information about J.P. Morgan is available at www.jpmorgan.com. Our Team The Asia Pacific Regional Compliance Department is seeking a high calibre individual to join our Compliance Surveillance team. Reporting to the Surveillance Manager in Hong Kong, the candidate, utilizing the surveillance tools, will be responsible for conducting trade surveillance across various Lines of Business (LOB). The candidate will be empowered (within the boundaries of a case officer) to exercise sound business judgments and take ownership to ensure his/her cases are adequately managed in accordance with the operational level of agreement. The role also offers the candidate excellent opportunities to forge professional relationships with various stakeholders and further develop their knowledge on various products such as Equities, Fixed Income, Commodities, FX, Futures & Options offered by JPMorgan Chase. The surveillance service footprint in Asia Pacific includes, but not limited to Australia, Hong Kong, India, Japan, Singapore and South Korea. Responsibilities The key roles and responsibilities would include but not limited to: Use Fixed Income and Commodities surveillance tools to analyze system generated alerts across various platforms within the firm and locate any potential breaches of policies and/or where applicable relevant laws and regulations. Support analysis conducted through Bloomberg and Internet research, and by maintaining awareness of regional markets and regulatory activity. In consultation with the Team and Team Manager, refer or escalate any unusual or suspicious cases during the course of alert reviews to the relevant LOB / Country Compliance officers and/or other counterparties in accordance with the defined operational process. Ensure escalated cases are followed up and documentations are updated in our case register in a timely manner. Participate in market conduct related investigations Attend meetings and present escalated cases as required. Assist in MIS reports preparation as required. Assist in establishing internal control processes and developing/updating procedures. Trade Surveillance System Analysis, Testing and Design AP Compliance Surveillance team uses proprietary, third party vendor and ad hoc targeted review schemes as part of the broader function. These processes and systems require regular maintenance that might involve system upgrades, modifications, and occasionally UAT testing as a result of technical issues, prevailing business or market conditions. All members of the team are expected to render either individual or joint effort with other team members' contribution to systems analysis, testing and report design depending on the specific area of coverage. In addition, the candidate is expected to exercise own discipline to attend regular or ad-hoc audio conferences where required. General Admin, Reporting, and Process Document Maintenance In addition to owning the normal BAU (business as usual) activities, there are other tasks that are administrative in nature to be assigned to the candidate such as document & report administration for the team. These are generally executed as part of the extended tasks or areas of responsibilities. Scope of potential contacts and stakeholders Regional LOB/Core Functional Compliance Teams Various Country Compliance US and EMEA Surveillance Teams Senior Business Management Technology and Operations Qualifications You will have 4 to 5 years experience, ideally gained within a financial services Fixed Income and Commodities Middle/Back Office environment or Broker Support as well as a minimum 2 years in Trade and Communications Surveillance or compliance monitoring role Strong processing knowledge of how Fixed Income and Commodities trades are lifecycled and managed A good working level knowledge of Bloomberg and Reuters - specifically around Fixed Income and Commodities based enquiries Appreciation of risk and escalation and the need for timely and accurate investigations/alert closure. Good understanding of market abuse and best practice scenarios, these should include (but not limited to); spoofing, price deviation, wash and Benchmark manipulation. Understanding of trading jargon and market commentary/colour to complement Ecom surveillance. Strong knowledge of trade and communications surveillance processes and systems such as SMARTS Broker and Actimize Strong knowledge of investment bank operating model. Strong analytical skills and the ability to manage several simultaneous tasks. A self-motivated fast learner with the ability to work independently A strong team player and able to engage people across all corporate hierarchies. Flexible and adaptable to dynamically changing work processes and environment Adaptability to work under time pressure and resiliency to provide stable and consistent performance Excellent computer skills especially in standard Microsoft Office applications and Sharepoint. Proven ability to communicate effectively in English at all levels both orally and in writing, Competent in non English languages is an advantage Knowledge of Fixed Income an advantage Related professional qualification helpful Programming/VBA/Python abilities also an advantage We recognize that our people are our strength and the diverse talents they bring to our global workforce is directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, or disability, or any other basis protected under applicable local law. In accordance with applicable local law, we make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as any mental health or physical disability needs. Req #: 200015045 Location: Singapore, 01 SG Job Category: Compliance Employment Type: Full Time Potential Referral Amount: 8000 Singapore Dollar (SGD) Not what you are looking for? Try these related job searches Compliance Surveillance FICC Associate Singapore jobs in Singapore Jobs at JPMorgan Chase in Singapore Forex Compliance jobs in Singapore Forex Legal jobs in Singapore
26/02/2020
Full time
JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.7 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world's most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Information about JPMorgan Chase & Co. is available at . What it Means To Work Here Here, you'll feel welcomed and valued. Our clients, transactions, deals and projects are global so we work hard to create diverse, inclusive teams that support our business and each other. Learn about our culture here. About J.P. Morgan's Corporate & Investment Bank J.P. Morgan's Corporate & Investment Bank is a global leader across banking, markets and investor services. The world's most important corporations, governments and institutions entrust us with their business in more than 100 countries. With $26 trillion of assets under custody and $485 billion in deposits, the Corporate & Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world. Further information about J.P. Morgan is available at www.jpmorgan.com. Our Team The Asia Pacific Regional Compliance Department is seeking a high calibre individual to join our Compliance Surveillance team. Reporting to the Surveillance Manager in Hong Kong, the candidate, utilizing the surveillance tools, will be responsible for conducting trade surveillance across various Lines of Business (LOB). The candidate will be empowered (within the boundaries of a case officer) to exercise sound business judgments and take ownership to ensure his/her cases are adequately managed in accordance with the operational level of agreement. The role also offers the candidate excellent opportunities to forge professional relationships with various stakeholders and further develop their knowledge on various products such as Equities, Fixed Income, Commodities, FX, Futures & Options offered by JPMorgan Chase. The surveillance service footprint in Asia Pacific includes, but not limited to Australia, Hong Kong, India, Japan, Singapore and South Korea. Responsibilities The key roles and responsibilities would include but not limited to: Use Fixed Income and Commodities surveillance tools to analyze system generated alerts across various platforms within the firm and locate any potential breaches of policies and/or where applicable relevant laws and regulations. Support analysis conducted through Bloomberg and Internet research, and by maintaining awareness of regional markets and regulatory activity. In consultation with the Team and Team Manager, refer or escalate any unusual or suspicious cases during the course of alert reviews to the relevant LOB / Country Compliance officers and/or other counterparties in accordance with the defined operational process. Ensure escalated cases are followed up and documentations are updated in our case register in a timely manner. Participate in market conduct related investigations Attend meetings and present escalated cases as required. Assist in MIS reports preparation as required. Assist in establishing internal control processes and developing/updating procedures. Trade Surveillance System Analysis, Testing and Design AP Compliance Surveillance team uses proprietary, third party vendor and ad hoc targeted review schemes as part of the broader function. These processes and systems require regular maintenance that might involve system upgrades, modifications, and occasionally UAT testing as a result of technical issues, prevailing business or market conditions. All members of the team are expected to render either individual or joint effort with other team members' contribution to systems analysis, testing and report design depending on the specific area of coverage. In addition, the candidate is expected to exercise own discipline to attend regular or ad-hoc audio conferences where required. General Admin, Reporting, and Process Document Maintenance In addition to owning the normal BAU (business as usual) activities, there are other tasks that are administrative in nature to be assigned to the candidate such as document & report administration for the team. These are generally executed as part of the extended tasks or areas of responsibilities. Scope of potential contacts and stakeholders Regional LOB/Core Functional Compliance Teams Various Country Compliance US and EMEA Surveillance Teams Senior Business Management Technology and Operations Qualifications You will have 4 to 5 years experience, ideally gained within a financial services Fixed Income and Commodities Middle/Back Office environment or Broker Support as well as a minimum 2 years in Trade and Communications Surveillance or compliance monitoring role Strong processing knowledge of how Fixed Income and Commodities trades are lifecycled and managed A good working level knowledge of Bloomberg and Reuters - specifically around Fixed Income and Commodities based enquiries Appreciation of risk and escalation and the need for timely and accurate investigations/alert closure. Good understanding of market abuse and best practice scenarios, these should include (but not limited to); spoofing, price deviation, wash and Benchmark manipulation. Understanding of trading jargon and market commentary/colour to complement Ecom surveillance. Strong knowledge of trade and communications surveillance processes and systems such as SMARTS Broker and Actimize Strong knowledge of investment bank operating model. Strong analytical skills and the ability to manage several simultaneous tasks. A self-motivated fast learner with the ability to work independently A strong team player and able to engage people across all corporate hierarchies. Flexible and adaptable to dynamically changing work processes and environment Adaptability to work under time pressure and resiliency to provide stable and consistent performance Excellent computer skills especially in standard Microsoft Office applications and Sharepoint. Proven ability to communicate effectively in English at all levels both orally and in writing, Competent in non English languages is an advantage Knowledge of Fixed Income an advantage Related professional qualification helpful Programming/VBA/Python abilities also an advantage We recognize that our people are our strength and the diverse talents they bring to our global workforce is directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, or disability, or any other basis protected under applicable local law. In accordance with applicable local law, we make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as any mental health or physical disability needs. Req #: 200015045 Location: Singapore, 01 SG Job Category: Compliance Employment Type: Full Time Potential Referral Amount: 8000 Singapore Dollar (SGD) Not what you are looking for? Try these related job searches Compliance Surveillance FICC Associate Singapore jobs in Singapore Jobs at JPMorgan Chase in Singapore Forex Compliance jobs in Singapore Forex Legal jobs in Singapore
JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.7 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world's most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Information about JPMorgan Chase & Co. is available at . What it Means To Work Here Here, you'll feel welcomed and valued. Our clients, transactions, deals and projects are global so we work hard to create diverse, inclusive teams that support our business and each other. Learn about our culture here. About J.P. Morgan's Asset & Wealth Management J.P. Morgan Asset & Wealth Management, is a global leader in investment and wealth management. Its clients include institutions, high-net-worth individuals and retail investors in every major market throughout the world. The division offers investment management across all major asset classes including equities, fixed income, alternatives, multi-asset and money market funds. For individual investors, the business also provides retirement products and services, brokerage and banking services including trusts and estates, loans, mortgages and deposits. J.P. Morgan Private Bank is a global wealth management leader that delivers the highest quality advice, service, capabilities and products to Ultra High Net Worth (UHNW) individuals and families around the world. We deliver highly customized and comprehensive solutions to help clients with the many complexities they face by leveraging the commercial and investment banking capabilities of the firm. Further information about J.P. Morgan is available at . Our Team The Asia Pacific Regional Compliance Department is seeking a high calibre individual to join our Compliance Surveillance team. The team is responsible for conducting trade and communication surveillance across various Lines of Business (LOB). The role offers the candidate excellent opportunities to forge professional relationships with various stakeholders and further develop their knowledge on various products such as Equities, Fixed Income, Commodities, FX, Futures & Options offered by JPMorgan Chase. The surveillance service footprint in Asia Pacific includes, but not limited to Australia, Hong Kong, India, Japan, and Singapore. Overview of the Role Reporting to the Surveillance Manager in Hong Kong, the candidate, utilizing the surveillance tools, will be responsible for conducting trade surveillance for the PB business for the Asia region, covering Hong Kong and Singapore. The role also offers the candidate excellent opportunities to forge professional relationships with various stakeholders and further develop their knowledge on various products such as Equities, Fixed Income, Structured Products, Funds and OTC Derivatives offered by JPMorgan Chase. This position requires knowledge of applicable regional regulatory requirements and controls, as well as familiarity with market conduct risks in the PB business. Prior experience in monitoring or testing, internal audits, or regulatory examinations of complex financial institutions will be advantageous. Responsibilities The key roles and responsibilities would include but not limited to: Use trade /communication surveillance tools to analyze system generated alerts across various platforms/products within the firm and identify any potential breaches of policies and/or where applicable relevant laws and regulations. Use management skills to develop and implement consistent processes and disciplined controls. Support analysis conducted through Bloomberg and Internet research, and by maintaining awareness of regional markets and regulatory activity. In consultation with the Team and Team Manager, refer or escalate any unusual or suspicious cases during the course of alert reviews to the relevant LOB / Country Compliance officers and/or other counterparties in accordance with the defined operational process. Ensure escalated cases are followed up and documentations are updated in the case register in a timely manner. Participate in market conduct related investigations Participate or assist in project to enhance or modify the surveillance systems/ tools, and conduct UAT testing to ensure the systems/ tools are working as designed Attend meetings and present escalated cases as required. Assist in MIS reports preparation as required. Assist in establishing internal control processes and developing/updating procedures. Trade Surveillance System Analysis, Testing and Design Compliance Surveillance team uses proprietary, third party vendors and ad hoc targeted review schemes as part of the broader function. These processes and systems require regular maintenance that might involve system upgrades, modifications, and occasionally UAT testing as a result of technical issues, prevailing business or market conditions. All members of the team are expected to render either individual or joint effort with other team members' contribution to systems analysis, testing and report design depending on the specific area of coverage. In addition, the candidate is expected to exercise own discipline to attend regular or ad-hoc audio conferences where required. General Admin, Reporting, and Process Document Maintenance In addition to owning the normal BAU (business as usual) activities, there are other tasks that are administrative in nature to be assigned to the candidate such as document & report administration for the team. These are generally executed as part of the extended tasks or areas of responsibilities. Scope of potential contacts and stakeholders Regional LOB/Core Functional Compliance Teams Various Country Compliance US and EMEA Surveillance Teams Senior Business Management Technology and Operations Qualifications Minimum of 3-5 years in a financial services environment with experience in Trade Surveillance or compliance monitoring and testing role Knowledge of trade and communications surveillance processes and systems such as Actimize / Connected Archive would be an advantage Experience covering private bank business with knowledge in financial products such as Equities, Fixed Income, Structured Products, Funds and OTC Derivatives Strong analytical skills and the ability to manage several simultaneous tasks. A self-motivated fast learner with the ability to work independently A strong team player and able to engage people across all corporate hierarchies. Flexible and adaptable to dynamically changing work processes and environment Adaptability to work under time pressure and resiliency to provide stable and consistent performance Excellent computer skills especially in standard Microsoft Office applications and Sharepoint. Proven ability to communicate effectively in English at all levels both orally and in writing Competent in non English languages is an advantage Diversity Statement We recognize that our people are our strength and the diverse talents they bring to our global workforce is directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, or disability, or any other basis protected under applicable local law. In accordance with applicable local law, we make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as any mental health or physical disability needs. Req #: 200014479 Location: Singapore, 01 SG Job Category: Compliance Employment Type: Full Time Potential Referral Amount: 8000 Singapore Dollar (SGD) Not what you are looking for? Try these related job searches Compliance Surveillance Private Banking Associate jobs in Singapore Jobs at JPMorgan Chase in Singapore Forex Compliance jobs in Singapore Forex Legal jobs in Singapore Forex Payments jobs in Singapore
26/02/2020
Full time
JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.7 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world's most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Information about JPMorgan Chase & Co. is available at . What it Means To Work Here Here, you'll feel welcomed and valued. Our clients, transactions, deals and projects are global so we work hard to create diverse, inclusive teams that support our business and each other. Learn about our culture here. About J.P. Morgan's Asset & Wealth Management J.P. Morgan Asset & Wealth Management, is a global leader in investment and wealth management. Its clients include institutions, high-net-worth individuals and retail investors in every major market throughout the world. The division offers investment management across all major asset classes including equities, fixed income, alternatives, multi-asset and money market funds. For individual investors, the business also provides retirement products and services, brokerage and banking services including trusts and estates, loans, mortgages and deposits. J.P. Morgan Private Bank is a global wealth management leader that delivers the highest quality advice, service, capabilities and products to Ultra High Net Worth (UHNW) individuals and families around the world. We deliver highly customized and comprehensive solutions to help clients with the many complexities they face by leveraging the commercial and investment banking capabilities of the firm. Further information about J.P. Morgan is available at . Our Team The Asia Pacific Regional Compliance Department is seeking a high calibre individual to join our Compliance Surveillance team. The team is responsible for conducting trade and communication surveillance across various Lines of Business (LOB). The role offers the candidate excellent opportunities to forge professional relationships with various stakeholders and further develop their knowledge on various products such as Equities, Fixed Income, Commodities, FX, Futures & Options offered by JPMorgan Chase. The surveillance service footprint in Asia Pacific includes, but not limited to Australia, Hong Kong, India, Japan, and Singapore. Overview of the Role Reporting to the Surveillance Manager in Hong Kong, the candidate, utilizing the surveillance tools, will be responsible for conducting trade surveillance for the PB business for the Asia region, covering Hong Kong and Singapore. The role also offers the candidate excellent opportunities to forge professional relationships with various stakeholders and further develop their knowledge on various products such as Equities, Fixed Income, Structured Products, Funds and OTC Derivatives offered by JPMorgan Chase. This position requires knowledge of applicable regional regulatory requirements and controls, as well as familiarity with market conduct risks in the PB business. Prior experience in monitoring or testing, internal audits, or regulatory examinations of complex financial institutions will be advantageous. Responsibilities The key roles and responsibilities would include but not limited to: Use trade /communication surveillance tools to analyze system generated alerts across various platforms/products within the firm and identify any potential breaches of policies and/or where applicable relevant laws and regulations. Use management skills to develop and implement consistent processes and disciplined controls. Support analysis conducted through Bloomberg and Internet research, and by maintaining awareness of regional markets and regulatory activity. In consultation with the Team and Team Manager, refer or escalate any unusual or suspicious cases during the course of alert reviews to the relevant LOB / Country Compliance officers and/or other counterparties in accordance with the defined operational process. Ensure escalated cases are followed up and documentations are updated in the case register in a timely manner. Participate in market conduct related investigations Participate or assist in project to enhance or modify the surveillance systems/ tools, and conduct UAT testing to ensure the systems/ tools are working as designed Attend meetings and present escalated cases as required. Assist in MIS reports preparation as required. Assist in establishing internal control processes and developing/updating procedures. Trade Surveillance System Analysis, Testing and Design Compliance Surveillance team uses proprietary, third party vendors and ad hoc targeted review schemes as part of the broader function. These processes and systems require regular maintenance that might involve system upgrades, modifications, and occasionally UAT testing as a result of technical issues, prevailing business or market conditions. All members of the team are expected to render either individual or joint effort with other team members' contribution to systems analysis, testing and report design depending on the specific area of coverage. In addition, the candidate is expected to exercise own discipline to attend regular or ad-hoc audio conferences where required. General Admin, Reporting, and Process Document Maintenance In addition to owning the normal BAU (business as usual) activities, there are other tasks that are administrative in nature to be assigned to the candidate such as document & report administration for the team. These are generally executed as part of the extended tasks or areas of responsibilities. Scope of potential contacts and stakeholders Regional LOB/Core Functional Compliance Teams Various Country Compliance US and EMEA Surveillance Teams Senior Business Management Technology and Operations Qualifications Minimum of 3-5 years in a financial services environment with experience in Trade Surveillance or compliance monitoring and testing role Knowledge of trade and communications surveillance processes and systems such as Actimize / Connected Archive would be an advantage Experience covering private bank business with knowledge in financial products such as Equities, Fixed Income, Structured Products, Funds and OTC Derivatives Strong analytical skills and the ability to manage several simultaneous tasks. A self-motivated fast learner with the ability to work independently A strong team player and able to engage people across all corporate hierarchies. Flexible and adaptable to dynamically changing work processes and environment Adaptability to work under time pressure and resiliency to provide stable and consistent performance Excellent computer skills especially in standard Microsoft Office applications and Sharepoint. Proven ability to communicate effectively in English at all levels both orally and in writing Competent in non English languages is an advantage Diversity Statement We recognize that our people are our strength and the diverse talents they bring to our global workforce is directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, or disability, or any other basis protected under applicable local law. In accordance with applicable local law, we make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as any mental health or physical disability needs. Req #: 200014479 Location: Singapore, 01 SG Job Category: Compliance Employment Type: Full Time Potential Referral Amount: 8000 Singapore Dollar (SGD) Not what you are looking for? Try these related job searches Compliance Surveillance Private Banking Associate jobs in Singapore Jobs at JPMorgan Chase in Singapore Forex Compliance jobs in Singapore Forex Legal jobs in Singapore Forex Payments jobs in Singapore
Técnico Compliance Desde la división legal de Hays buscamos para nuestro cliente, empresa fintech de servicios bancarios y financieros en plena expansión nacional e internacional, un/a técnico de compliance, con entre uno a tres años de experiencia en prevención de blanqueo de capitales. Es necesario ser licenciado en Derecho y/o ADE. Preferiblemente venir de empresa del sector financiero con conocimientos sobre entidades de pago. Imprescindible alto nivel de inglés hablado y escrito. Si estás interesado en esta oferta, envíanos tu CV. #1061447 Not what you are looking for? Try these related job searches Técnico Compliance jobs in Madrid Jobs at Hays in Madrid Fintech Compliance jobs in Madrid Fintech Legal jobs in Madrid
26/02/2020
Full time
Técnico Compliance Desde la división legal de Hays buscamos para nuestro cliente, empresa fintech de servicios bancarios y financieros en plena expansión nacional e internacional, un/a técnico de compliance, con entre uno a tres años de experiencia en prevención de blanqueo de capitales. Es necesario ser licenciado en Derecho y/o ADE. Preferiblemente venir de empresa del sector financiero con conocimientos sobre entidades de pago. Imprescindible alto nivel de inglés hablado y escrito. Si estás interesado en esta oferta, envíanos tu CV. #1061447 Not what you are looking for? Try these related job searches Técnico Compliance jobs in Madrid Jobs at Hays in Madrid Fintech Compliance jobs in Madrid Fintech Legal jobs in Madrid
This leading SaaS solutions company is seeking a Compliance Analyst who will be supporting their Accounting product and be responsible for their AISP responsibilities and requirements to the FCA (Financial Conduct Authority). Also, some accounting duties. This is a 12 month contract. Responsibilities include: Research, analyse, and document UK accounting regulatory/legislative changes to ensure that Small Business products are up-to-date. e.g. VAT changes Continual review of on boarding and screening processes and tools for AISP Work with their external partners on payments and open banking Ensure their product remains compliant Supporting regulatory relationships with processes, data and insights Bookkeeping and accounts experience Experience Degree and 5 years experience in Compliance and Regulations. 5 years in accounting and/or payments or FinTech industries Good Excel skills Not what you are looking for? Try these related job searches Jobs at Executive Facilities in London Fintech Accounting jobs in London Fintech Compliance jobs in London Fintech Finance jobs in London
26/02/2020
Contract
This leading SaaS solutions company is seeking a Compliance Analyst who will be supporting their Accounting product and be responsible for their AISP responsibilities and requirements to the FCA (Financial Conduct Authority). Also, some accounting duties. This is a 12 month contract. Responsibilities include: Research, analyse, and document UK accounting regulatory/legislative changes to ensure that Small Business products are up-to-date. e.g. VAT changes Continual review of on boarding and screening processes and tools for AISP Work with their external partners on payments and open banking Ensure their product remains compliant Supporting regulatory relationships with processes, data and insights Bookkeeping and accounts experience Experience Degree and 5 years experience in Compliance and Regulations. 5 years in accounting and/or payments or FinTech industries Good Excel skills Not what you are looking for? Try these related job searches Jobs at Executive Facilities in London Fintech Accounting jobs in London Fintech Compliance jobs in London Fintech Finance jobs in London
Our client is a global Fintech firm with innovative ideas and solutions. They would like to hire a lawyer to join the well-established legal team based in Singapore Job Responsibilities Overseeing compliance to any prevailing internal and external regulations Identify policies, standard operating procedures, and regulations Financial Technology company Develop policies and procedures of main tasks compliance function unit Understand policies and regulations related to combating money laundering and terrorism financing Planning and preparing compliance reports in accordance with the applicable regulations Ensuring compliance related licensing and institution control To supervise the business continuity plan Prepare legal letters, any agreements with third party Revise procedures, reports etc. periodically to identify hidden risks or non-conformity issues Ensuring compliance of laws and regulations for all operations in an organization Provide assistance and/or training to employees in order to meet compliance function Providing legal advisory services Do reporting to external regulator Securing company and it's all possessions from any illegal problems Preparing legal letters, agreements related to the third party etc. Handling lawsuits filed by an individual or other business and find appropriate methods to save and ensure minimum loss to the company Job Requirements Candidate must possess at least Bachelor's Degree, Master's Degree/Post Graduate Degree in Law or equivalent Minimum 7 years of working experience in the related field Experience in Financial Institution that is MAS regulated is a plus MS Office is a must Fluent in English and another language (Mandarin or Bahasa Indonesia) due to the regional coverage McGregor Boyall is an equal opportunity employer and do not discriminate on any grounds. Not what you are looking for? Try these related job searches Senior Legal Counsel-FinTech jobs in Singapore Jobs at McGregor Boyall in Singapore Fintech Legal jobs in Singapore
26/02/2020
Full time
Our client is a global Fintech firm with innovative ideas and solutions. They would like to hire a lawyer to join the well-established legal team based in Singapore Job Responsibilities Overseeing compliance to any prevailing internal and external regulations Identify policies, standard operating procedures, and regulations Financial Technology company Develop policies and procedures of main tasks compliance function unit Understand policies and regulations related to combating money laundering and terrorism financing Planning and preparing compliance reports in accordance with the applicable regulations Ensuring compliance related licensing and institution control To supervise the business continuity plan Prepare legal letters, any agreements with third party Revise procedures, reports etc. periodically to identify hidden risks or non-conformity issues Ensuring compliance of laws and regulations for all operations in an organization Provide assistance and/or training to employees in order to meet compliance function Providing legal advisory services Do reporting to external regulator Securing company and it's all possessions from any illegal problems Preparing legal letters, agreements related to the third party etc. Handling lawsuits filed by an individual or other business and find appropriate methods to save and ensure minimum loss to the company Job Requirements Candidate must possess at least Bachelor's Degree, Master's Degree/Post Graduate Degree in Law or equivalent Minimum 7 years of working experience in the related field Experience in Financial Institution that is MAS regulated is a plus MS Office is a must Fluent in English and another language (Mandarin or Bahasa Indonesia) due to the regional coverage McGregor Boyall is an equal opportunity employer and do not discriminate on any grounds. Not what you are looking for? Try these related job searches Senior Legal Counsel-FinTech jobs in Singapore Jobs at McGregor Boyall in Singapore Fintech Legal jobs in Singapore
This role can be summarise simply as "growing wealth management business are actively looking for a Head of Compliance; to both lead their Compliance function, and provide sound advice to senior stakeholders on all manner of Compliance issues as the business continues with their exciting, aggressive growth plans over the next 12-24 months and beyond!" The day-to-day responsibilities would be as you would expect; working directly with the Managing Director and various other stakeholders in the design, implementation and evolution of robust Compliance frameworks in line with FCA requirements, as well as resolving any queries that crop up through acquisitions and taking a lead role in managing relationships with staff and the Compliance function. To quote the MD, they're not looking for someone who wants to sit in their ivory tower and tell them what they can't do; they want someone who will be hands on and will advise on what they can do! If you are able to demonstrate experience within a similar senior-level role within the wealth management field, as well as the personality to match up to the requirements above, then this could be the ideal role for you, so apply now to find out more. Please quote 46179 when calling Tom at Alexander Lloyd or email them at . This is only one of many vacancies we are handling, Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC, MLRO etc. across the entire financial services sector; including investments, wealth/asset management, insurance and FX. We offer resourcing solutions - both in executive search and contingent recruitment - across the whole of the UK. Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website www.alexanderlloyd.co.uk for any other roles which may be of interest. Not what you are looking for? Try these related job searches Head of Compliance Wealth Management jobs in London Jobs at Alexander Lloyd in London Fintech Compliance jobs in London Fintech Legal jobs in London Fintech Management jobs in London
26/02/2020
Full time
This role can be summarise simply as "growing wealth management business are actively looking for a Head of Compliance; to both lead their Compliance function, and provide sound advice to senior stakeholders on all manner of Compliance issues as the business continues with their exciting, aggressive growth plans over the next 12-24 months and beyond!" The day-to-day responsibilities would be as you would expect; working directly with the Managing Director and various other stakeholders in the design, implementation and evolution of robust Compliance frameworks in line with FCA requirements, as well as resolving any queries that crop up through acquisitions and taking a lead role in managing relationships with staff and the Compliance function. To quote the MD, they're not looking for someone who wants to sit in their ivory tower and tell them what they can't do; they want someone who will be hands on and will advise on what they can do! If you are able to demonstrate experience within a similar senior-level role within the wealth management field, as well as the personality to match up to the requirements above, then this could be the ideal role for you, so apply now to find out more. Please quote 46179 when calling Tom at Alexander Lloyd or email them at . This is only one of many vacancies we are handling, Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC, MLRO etc. across the entire financial services sector; including investments, wealth/asset management, insurance and FX. We offer resourcing solutions - both in executive search and contingent recruitment - across the whole of the UK. Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website www.alexanderlloyd.co.uk for any other roles which may be of interest. Not what you are looking for? Try these related job searches Head of Compliance Wealth Management jobs in London Jobs at Alexander Lloyd in London Fintech Compliance jobs in London Fintech Legal jobs in London Fintech Management jobs in London
Murray McIntosh Recruitment Consultancy
London, UK
I'm recruiting a Compliance & AML Officer for a FinTech company that provides deliverable FX / Cross-Border payments as both a white label offering and direct to corporate and private clients. As part of this organisations continued growth, they are seeking a motivated and competent Compliance & AML Officer to join the team, ensuring a high level of service to clients in an FCA regulated environment. This post holder will be responsible for: Ongoing maintenance, improvement and updating of policies and procedures for AML & ABC to ensure ongoing regulatory compliance and continually updating KYC documents Conduct compliance monitoring reviews in accordance with the Compliance Monitoring Plan to test compliance with systems and controls (inclusive of policies and procedures) Act as the primary point of contact for the business in respect of AML Queries Provision of adequate AML training to relevant employees annually and for new starters Maintenance of the SAR Register and all records relating to internal and external SARs Provision of regular internal compliance reports Provision and maintenance of MI to ensure accuracy and flow of information in relation to AML, ABC and Compliance Monitoring activity Maintaining awareness of latest regulatory developments relating to AML and other forms of financial crime contributing to regulatory change and horizon scanning The successful candidate will demonstrate: A strong technical knowledge of the UK Financial Services Regulation e.g. financial crime, AML, sanctions, High-risk customers, fraud, and ABCs;- gained in the payment services sector being preferable Excellent written and oral communication skills Excellent organisational skills and high attention to detail Ability to work independently Proven ability to communicate with senior managers Not what you are looking for? Try these related job searches Compliance Officer jobs in London Jobs at Murray McIntosh Recruitment Consultancy in London Fintech Compliance jobs in London Fintech Legal jobs in London
26/02/2020
Full time
I'm recruiting a Compliance & AML Officer for a FinTech company that provides deliverable FX / Cross-Border payments as both a white label offering and direct to corporate and private clients. As part of this organisations continued growth, they are seeking a motivated and competent Compliance & AML Officer to join the team, ensuring a high level of service to clients in an FCA regulated environment. This post holder will be responsible for: Ongoing maintenance, improvement and updating of policies and procedures for AML & ABC to ensure ongoing regulatory compliance and continually updating KYC documents Conduct compliance monitoring reviews in accordance with the Compliance Monitoring Plan to test compliance with systems and controls (inclusive of policies and procedures) Act as the primary point of contact for the business in respect of AML Queries Provision of adequate AML training to relevant employees annually and for new starters Maintenance of the SAR Register and all records relating to internal and external SARs Provision of regular internal compliance reports Provision and maintenance of MI to ensure accuracy and flow of information in relation to AML, ABC and Compliance Monitoring activity Maintaining awareness of latest regulatory developments relating to AML and other forms of financial crime contributing to regulatory change and horizon scanning The successful candidate will demonstrate: A strong technical knowledge of the UK Financial Services Regulation e.g. financial crime, AML, sanctions, High-risk customers, fraud, and ABCs;- gained in the payment services sector being preferable Excellent written and oral communication skills Excellent organisational skills and high attention to detail Ability to work independently Proven ability to communicate with senior managers Not what you are looking for? Try these related job searches Compliance Officer jobs in London Jobs at Murray McIntosh Recruitment Consultancy in London Fintech Compliance jobs in London Fintech Legal jobs in London
Role: Graduate Legal Associate Location: Old Street, London Who we are? OpenPayd is dedicated to improving the access to and quality of banking services available to businesses underserved by banks. - OpenPayd unlocks banking. We simplify payments and banking globally and empower businesses to grow. We are a technology business that provides a range of banking and payment services, all via one global modular platform. We enable banking-as-service. A simple technical integration allows businesses to access a comprehensive portfolio of services and to expand into new markets internationally and domestically through our global network of banking rails and licences. Our services allow businesses to process payments, collect and make payments, manage their FX liquidity and issue debit cards. Who are we looking for? We’re looking for self-starters who are experts in their fields and who are eager to embrace cutting edge technology. We work hard, whilst also offering rapid upskilling and the opportunity to develop within the payments industry. Whatever you do at OpenPayd you own it, we embrace it. All we ask, is that you take pride in your role and care about making an impact through the quality of work you offer. Our leadership places a high value on continuous development, both professional and personal. If you join the team, you'll experience a fun and thriving office culture, with attractive perks and social events throughout the year! If you feel that you would like to be part of an amazing FinTech journey, there is no better team to join than The OpenPayd Team. How will you add value to the OpenPayd journey? Conducting research into laws and regulations in jurisdictions relevant to OpenPayd’s business. Assisting both the legal and compliance teams with project management, planning and minute taking where required. Assisting the legal team with managing the OpenPayd GDPR programme, negotiating contracts and preparing legal advice. Assisting the compliance team with preparing regulatory reports, investigating suspicious activity, preparing and submitting suspicious activity reports, and compliance monitoring. Dealing with day-to-day legal and compliance queries from the business. Assisting with developing and coordinating employee compliance/regulatory training across OpenPayd’s business. Ensuring all contracts are uploaded to the contract repository and contract records are correct and up to date. Undertaking general administration tasks as required. The ideal candidate will have the following: A degree in a mathematics or finance is preferable or previous experience in financial services in treasury. A degree in law or criminology Excellent attention to detail Excellent written and oral communication skills Keen interest in law, regulation and manging risk An inquisitive mind to investigate matters fully and methodically Must be able to take an efficient, analytical and proactive approach to their work A basic working knowledge of anti-money laundering and counter terrorist financing regulations will be an advantage. We look forward to receiving your application :) Not what you are looking for? Try these related job searches Graduate Legal and Compliance Assistant jobs in London Jobs at OpenPayd in London Fintech Administration jobs in London Fintech Compliance jobs in London Fintech Legal jobs in London
26/02/2020
Full time
Role: Graduate Legal Associate Location: Old Street, London Who we are? OpenPayd is dedicated to improving the access to and quality of banking services available to businesses underserved by banks. - OpenPayd unlocks banking. We simplify payments and banking globally and empower businesses to grow. We are a technology business that provides a range of banking and payment services, all via one global modular platform. We enable banking-as-service. A simple technical integration allows businesses to access a comprehensive portfolio of services and to expand into new markets internationally and domestically through our global network of banking rails and licences. Our services allow businesses to process payments, collect and make payments, manage their FX liquidity and issue debit cards. Who are we looking for? We’re looking for self-starters who are experts in their fields and who are eager to embrace cutting edge technology. We work hard, whilst also offering rapid upskilling and the opportunity to develop within the payments industry. Whatever you do at OpenPayd you own it, we embrace it. All we ask, is that you take pride in your role and care about making an impact through the quality of work you offer. Our leadership places a high value on continuous development, both professional and personal. If you join the team, you'll experience a fun and thriving office culture, with attractive perks and social events throughout the year! If you feel that you would like to be part of an amazing FinTech journey, there is no better team to join than The OpenPayd Team. How will you add value to the OpenPayd journey? Conducting research into laws and regulations in jurisdictions relevant to OpenPayd’s business. Assisting both the legal and compliance teams with project management, planning and minute taking where required. Assisting the legal team with managing the OpenPayd GDPR programme, negotiating contracts and preparing legal advice. Assisting the compliance team with preparing regulatory reports, investigating suspicious activity, preparing and submitting suspicious activity reports, and compliance monitoring. Dealing with day-to-day legal and compliance queries from the business. Assisting with developing and coordinating employee compliance/regulatory training across OpenPayd’s business. Ensuring all contracts are uploaded to the contract repository and contract records are correct and up to date. Undertaking general administration tasks as required. The ideal candidate will have the following: A degree in a mathematics or finance is preferable or previous experience in financial services in treasury. A degree in law or criminology Excellent attention to detail Excellent written and oral communication skills Keen interest in law, regulation and manging risk An inquisitive mind to investigate matters fully and methodically Must be able to take an efficient, analytical and proactive approach to their work A basic working knowledge of anti-money laundering and counter terrorist financing regulations will be an advantage. We look forward to receiving your application :) Not what you are looking for? Try these related job searches Graduate Legal and Compliance Assistant jobs in London Jobs at OpenPayd in London Fintech Administration jobs in London Fintech Compliance jobs in London Fintech Legal jobs in London
This leading SaaS solutions company is seeking a Compliance Analyst who will be supporting their Accounting product and be responsible for their AISP responsibilities and requirements to the FCA (Financial Conduct Company). This is a 12 month contract. Responsibilities include: Research, analyse, and document UK accounting regulatory/legislative changes to ensure that Small Business products are up-to-date. e.g. VAT changes Continual review of on boarding and screening processes and tools for AISP Work with their external partners on payments and open banking Ensure their product remains compliant Supporting regulatory relationships with processes, data and insights Experience Degree and 5 years experience in Compliance and Regulations. 5 years in accounting and/or payments or FinTech industries Good Excel skills Not what you are looking for? Try these related job searches Compliance Analyst AISP jobs in London Jobs at Executive Facilities in London Fintech Analysts jobs in London Fintech Compliance jobs in London Fintech Legal jobs in London
26/02/2020
Contract
This leading SaaS solutions company is seeking a Compliance Analyst who will be supporting their Accounting product and be responsible for their AISP responsibilities and requirements to the FCA (Financial Conduct Company). This is a 12 month contract. Responsibilities include: Research, analyse, and document UK accounting regulatory/legislative changes to ensure that Small Business products are up-to-date. e.g. VAT changes Continual review of on boarding and screening processes and tools for AISP Work with their external partners on payments and open banking Ensure their product remains compliant Supporting regulatory relationships with processes, data and insights Experience Degree and 5 years experience in Compliance and Regulations. 5 years in accounting and/or payments or FinTech industries Good Excel skills Not what you are looking for? Try these related job searches Compliance Analyst AISP jobs in London Jobs at Executive Facilities in London Fintech Analysts jobs in London Fintech Compliance jobs in London Fintech Legal jobs in London
Trainee Recruitment Consultant - Governance, Risk & Compliance A multi award-winning global Recruitment Consultancy specialising in placing Mid-Senior Level Governance, Financial Risk and Compliance professionals across industries are looking for super ambitious, motivated Graduates and 2nd jobbers to start immediately and throughout Spring 2020. As an Entry Level Trainee Recruitment Consultant you will be joining their London team in a start-up environment and building the office culture around you. Founded in 2010, they have been building their team of consultants and portfolio of clients and have achieved over 200% growth each consecutive year. You will play a pivotal role in building their European business and eventually run your own team in either London, Munich, New York or San Francisco! Why you'll love working in Recruitment… Monthly Fine Diners : Trips to Michelin Starred restaurants, fully paid for and hosted by the Managing Director! Company Holidays : All-expenses paid trips for top billers - recent holidays were to Ibiza and Las Vegas, and USA skiing trips. Uncapped Commission : this commission is paid monthly on top of your £22,000 salary , plus it’s uncapped - in your 1st year expect to earn around £45-55K, £80-110K in your 2nd, and £180K+ in your 3rd year . Bar in the Office : You won't be given a drink in your interview but you will in your 1st week! Office Music: Enjoy a little pick-me-up to keep you going and celebrate when you make a deal! Training: In-House tailored training program - this includes one-to-one, group sessions and practical training. Award winning, energetic, fast paced environment : They epitomise a "work hard play hard" mentality What you’ll be doing as an Entry Level Recruitment Consultant… Recruiting is an exciting mix of Resourcing, Business Development, Negotiation, and Sales - our product is people, which means that every day will be different! This position is a fast-paced, largely phone based, sales role enabling you to work on a global scale with big name Fortune 500 clients. The key role is to supply clients with a list of eligible candidates. You will be negotiating between both parties, until both come to an agreement of salary, benefits etc. Develop new business ; target clients via networking, researching and cold calling So who makes a successful Entry Level Recruitment Consultant… You will need to be money hungry , resilient and competitive Excellent communication skills A genuine interest in Recruitment University Degree or a 2nd Jobber with commercial or B2B sales experience Outgoing , positive and confident people Persuasive almost to a fault! Interest/understanding of Financial Services - you’ll be dealing with specialists in Fortune 500 companies all day! No previous experience of Recruitment is required - we are looking for ambitious individuals with an entrepreneurial spirit , who want to pursue a performance-based career . If you want to be part of this growth story, APPLY NOW and we’ll be in touch to arrange your interview. Here at ESG Recruitment, we specialise in placing Graduates and 2nd jobbers into the top tier Recruitment firms operating at the highest level and in the most specialised sectors of Recruitment Consultancy including: IT and Technology Recruitment; Financial Services Recruitment i.e. Investment Banking, Hedgefunds, Risk Management and Insurance ; Digital, Media and Telecommunications Recruitment; Energy and Engineering - Oil & Gas Recruitment; Business Services Recruitment, such as Management Consultancy, Procurement, Change Management, Supply Chain ; Life Sciences Recruitment e.g. Pharmaceuticals, Medical Devices, Biotechnology, Healthcare ; International Recruitment for Multi-lingual Graduates ; as well as Fintech, M edia , Events and Conferencing Sales and many more exciting Graduate Trainee roles. Not what you are looking for? Try these related job searches Trainee Recruitment Consultant Governance Risk & Compliance jobs in London Jobs at ESG Recruitment in London Fintech Analysts jobs in London Fintech Backoffice jobs in London Fintech Compliance jobs in London
26/02/2020
Full time
Trainee Recruitment Consultant - Governance, Risk & Compliance A multi award-winning global Recruitment Consultancy specialising in placing Mid-Senior Level Governance, Financial Risk and Compliance professionals across industries are looking for super ambitious, motivated Graduates and 2nd jobbers to start immediately and throughout Spring 2020. As an Entry Level Trainee Recruitment Consultant you will be joining their London team in a start-up environment and building the office culture around you. Founded in 2010, they have been building their team of consultants and portfolio of clients and have achieved over 200% growth each consecutive year. You will play a pivotal role in building their European business and eventually run your own team in either London, Munich, New York or San Francisco! Why you'll love working in Recruitment… Monthly Fine Diners : Trips to Michelin Starred restaurants, fully paid for and hosted by the Managing Director! Company Holidays : All-expenses paid trips for top billers - recent holidays were to Ibiza and Las Vegas, and USA skiing trips. Uncapped Commission : this commission is paid monthly on top of your £22,000 salary , plus it’s uncapped - in your 1st year expect to earn around £45-55K, £80-110K in your 2nd, and £180K+ in your 3rd year . Bar in the Office : You won't be given a drink in your interview but you will in your 1st week! Office Music: Enjoy a little pick-me-up to keep you going and celebrate when you make a deal! Training: In-House tailored training program - this includes one-to-one, group sessions and practical training. Award winning, energetic, fast paced environment : They epitomise a "work hard play hard" mentality What you’ll be doing as an Entry Level Recruitment Consultant… Recruiting is an exciting mix of Resourcing, Business Development, Negotiation, and Sales - our product is people, which means that every day will be different! This position is a fast-paced, largely phone based, sales role enabling you to work on a global scale with big name Fortune 500 clients. The key role is to supply clients with a list of eligible candidates. You will be negotiating between both parties, until both come to an agreement of salary, benefits etc. Develop new business ; target clients via networking, researching and cold calling So who makes a successful Entry Level Recruitment Consultant… You will need to be money hungry , resilient and competitive Excellent communication skills A genuine interest in Recruitment University Degree or a 2nd Jobber with commercial or B2B sales experience Outgoing , positive and confident people Persuasive almost to a fault! Interest/understanding of Financial Services - you’ll be dealing with specialists in Fortune 500 companies all day! No previous experience of Recruitment is required - we are looking for ambitious individuals with an entrepreneurial spirit , who want to pursue a performance-based career . If you want to be part of this growth story, APPLY NOW and we’ll be in touch to arrange your interview. Here at ESG Recruitment, we specialise in placing Graduates and 2nd jobbers into the top tier Recruitment firms operating at the highest level and in the most specialised sectors of Recruitment Consultancy including: IT and Technology Recruitment; Financial Services Recruitment i.e. Investment Banking, Hedgefunds, Risk Management and Insurance ; Digital, Media and Telecommunications Recruitment; Energy and Engineering - Oil & Gas Recruitment; Business Services Recruitment, such as Management Consultancy, Procurement, Change Management, Supply Chain ; Life Sciences Recruitment e.g. Pharmaceuticals, Medical Devices, Biotechnology, Healthcare ; International Recruitment for Multi-lingual Graduates ; as well as Fintech, M edia , Events and Conferencing Sales and many more exciting Graduate Trainee roles. Not what you are looking for? Try these related job searches Trainee Recruitment Consultant Governance Risk & Compliance jobs in London Jobs at ESG Recruitment in London Fintech Analysts jobs in London Fintech Backoffice jobs in London Fintech Compliance jobs in London
SoFi Careers Compliance, Intern Compliance San Francisco, California Apply Description Who We Are SoFi is a digital personal finance company whose mission is to help its members achieve financial independence to realize their ambitions, whether that be to buy a house one day, start a family on their own terms or be debt free. We aim to be at the center of our members financial lives, and to help every member Get Their Money Right . By joining SoFi, you ll become part of a forward-thinking company that is transforming financial services by embracing technology to build innovative loan products, investment tools, and more. One of the fastest growing fintech companies, we ve grown from 250 employees in 2015 to over 1,500 employees today, and are well on our way to reaching 1 million members. With offices across the US, we offer the excitement of a rapidly growing startup with the stability of a seasoned management team and some of the best talent around. As an employer, we strive to hire employees who are committed to both our company s mission and our desire to build the best culture in the world. If you are driven, passionate about what you do, and excited about the SoFi mission, we would love to hear from you. The Role Are you looking for an internship where you will be given meaningful work? Mentorship? Personal and professional development? If so, then SoFi's internship program is the right place for you. For the summer of 2020, join us for a unique 10-week paid internship that will help shape your career. This is an exciting role for someone to make a direct impact on the company. You will be working closely with our world-class team and business leaders to us SoFi develop, implement and continuously improve SoFi s offerings. What You'll Need: * Current undergraduate with a course of study focused on business, finance, law, or a related discipline * Desire to learn about the intersection of finance, technology, and compliance. * Highly organized, with a great work ethic and proactive mindset. * Outstanding written and verbal communication skills. * Aptitude for learning processes, software, and tools quickly. Why You'll Love Working Here: * Mentorship Program * Social Events * Fully stocked kitchen (snacks & drinks) * Experience SoFi's dynamic & fast-growing environment * Valuable experience to prepare you for future roles in FinTech, entrepreneurship, startups, or your preferred function * Catered lunch Pursuant to the San Francisco Fair Chance Ordinance, we will consider for employment qualified applicants with arrest and conviction records. SoFi provides equal employment opportunities (EEO) to all employees and applicants for employment without regard to race, color, religion (including religious dress and grooming practices), sex (including pregnancy, childbirth and related medical conditions, breastfeeding, and conditions related to breastfeeding), gender, gender identity, gender expression, national origin, ancestry, age (40 or over), physical or medical disability, medical condition, marital status, registered domestic partner status, sexual orientation, genetic information, military and/or veteran status, or any other basis prohibited by applicable state or federal law. Apply Apply Later Back to Current Openings Share LinkedIn Facebook Twitter Email Powered by Jobvite Not what you are looking for? Try these related job searches Jobs at SoFi in San Francisco Fintech Compliance jobs in San Francisco Fintech Legal jobs in San Francisco
26/02/2020
Full time
SoFi Careers Compliance, Intern Compliance San Francisco, California Apply Description Who We Are SoFi is a digital personal finance company whose mission is to help its members achieve financial independence to realize their ambitions, whether that be to buy a house one day, start a family on their own terms or be debt free. We aim to be at the center of our members financial lives, and to help every member Get Their Money Right . By joining SoFi, you ll become part of a forward-thinking company that is transforming financial services by embracing technology to build innovative loan products, investment tools, and more. One of the fastest growing fintech companies, we ve grown from 250 employees in 2015 to over 1,500 employees today, and are well on our way to reaching 1 million members. With offices across the US, we offer the excitement of a rapidly growing startup with the stability of a seasoned management team and some of the best talent around. As an employer, we strive to hire employees who are committed to both our company s mission and our desire to build the best culture in the world. If you are driven, passionate about what you do, and excited about the SoFi mission, we would love to hear from you. The Role Are you looking for an internship where you will be given meaningful work? Mentorship? Personal and professional development? If so, then SoFi's internship program is the right place for you. For the summer of 2020, join us for a unique 10-week paid internship that will help shape your career. This is an exciting role for someone to make a direct impact on the company. You will be working closely with our world-class team and business leaders to us SoFi develop, implement and continuously improve SoFi s offerings. What You'll Need: * Current undergraduate with a course of study focused on business, finance, law, or a related discipline * Desire to learn about the intersection of finance, technology, and compliance. * Highly organized, with a great work ethic and proactive mindset. * Outstanding written and verbal communication skills. * Aptitude for learning processes, software, and tools quickly. Why You'll Love Working Here: * Mentorship Program * Social Events * Fully stocked kitchen (snacks & drinks) * Experience SoFi's dynamic & fast-growing environment * Valuable experience to prepare you for future roles in FinTech, entrepreneurship, startups, or your preferred function * Catered lunch Pursuant to the San Francisco Fair Chance Ordinance, we will consider for employment qualified applicants with arrest and conviction records. SoFi provides equal employment opportunities (EEO) to all employees and applicants for employment without regard to race, color, religion (including religious dress and grooming practices), sex (including pregnancy, childbirth and related medical conditions, breastfeeding, and conditions related to breastfeeding), gender, gender identity, gender expression, national origin, ancestry, age (40 or over), physical or medical disability, medical condition, marital status, registered domestic partner status, sexual orientation, genetic information, military and/or veteran status, or any other basis prohibited by applicable state or federal law. Apply Apply Later Back to Current Openings Share LinkedIn Facebook Twitter Email Powered by Jobvite Not what you are looking for? Try these related job searches Jobs at SoFi in San Francisco Fintech Compliance jobs in San Francisco Fintech Legal jobs in San Francisco
Company Description Swissquote Group As a leading provider of online financial services, Swissquote Group offers innovative solutions and comprehensive services to meet the wide ranging demands of its 300,000 clients. With an Online Trading Platform linked to more than 60 stock markets in over 40 countries, including off-exchange trading in derivative products, Swissquote offers simple, rapid, online trading in shares, bonds, funds, options, futures, warrants, ETFs, Structured Products, forex and cryptocurrencies. Swissquote Group is listed on the SIX Swiss Exchange (symbol: SQN) and employs 700 professionals at its headquarters in Gland (Switzerland) and offices in Zurich, Bern, Dubai, Hong Kong, London, Luxembourg, Malta and Singapore. Swissquote Financial Services (Malta) Limited Swissquote Financial Services (Malta) Ltd, the Malta-based fully-owned subsidiary of Swissquote Group, is a financial services company regulated by the Malta Financial Services Authority and providing Depository Services and Global Securities Trading Services to Collective Investment Schemes, Asset Managers, Wealth Managers and Family Offices. By joining Swissquote, you will become a member of the sector's leading Depositary. You will be encouraged to develop your skills and to grow within teams of highly qualified specialists. We encourage personal development and actively support creative team work, leadership and responsibility. We are looking for a positive and adaptive hard worker. We offer an unparalleled opportunity to operate in a fast pace environment with a great team of like-minded peers. Our office is located in the vibrant capital city, Valletta; a World Heritage site and European Capital of Culture in 2018; nothing short of an open-air museum. Get on board with our team! Job Description We are seeking to recruit a Junior Compliance Officer. Your responsibilities Operating within the legal and compliance framework, ensuring compliance with all regulatory requirements under a Cat4A licence, Cat2 licence, Custody of Pension Schemes Regulations and respective MiFID, AIFMD, UCITS, FATCA, CRS, etc.: Preparing various regulatory submissions (MFSA, FIAU, CBM, IRD, etc.) Reporting to the Head, Legal and Compliance and Group Chief Legal Officer Assistance in the Risk Management framework Assistance in the implementation and maintenance of Group Policies and Procedures within SQFSM Assistance in monitoring and reporting on Compliance and AML within SQFSM Assistance in overseeing internal control in compliance with Group Policies and Guidelines- Assistance in complaint handling in compliance with Group Policies and Guidelines Handling Client on-boarding (Account Opening, AML & KYC Assistance in due diligence oversight of Fund Clients Assistance in drafting of internal Compliance Reports Presentation of internal reports analysing future new Directives, Rules & Regulation and impact on SQFSM operations and services, if any. Qualifications Prior compliance experience within an EU-regulated Financial Services entity and/or University degree and/or Diploma courses in Compliance (required). Strong command of English (written/verbal). Additional languages: German and/or French (an asset). Highly organized, rigorous, methodical and focused. Able to work on own initiative, multi-task and prioritise workload. Strong work ethic, professionalism and deep commitment to meet the highest standards required by the role and Swissquote Group Additional Information null
Not what you are looking for? Try these related job searches Junior Compliance Officer jobs in Malta Jobs at Swissquote in Malta Forex Compliance jobs in Malta Forex Legal jobs in Malta
23/02/2020
Full time
Company Description Swissquote Group As a leading provider of online financial services, Swissquote Group offers innovative solutions and comprehensive services to meet the wide ranging demands of its 300,000 clients. With an Online Trading Platform linked to more than 60 stock markets in over 40 countries, including off-exchange trading in derivative products, Swissquote offers simple, rapid, online trading in shares, bonds, funds, options, futures, warrants, ETFs, Structured Products, forex and cryptocurrencies. Swissquote Group is listed on the SIX Swiss Exchange (symbol: SQN) and employs 700 professionals at its headquarters in Gland (Switzerland) and offices in Zurich, Bern, Dubai, Hong Kong, London, Luxembourg, Malta and Singapore. Swissquote Financial Services (Malta) Limited Swissquote Financial Services (Malta) Ltd, the Malta-based fully-owned subsidiary of Swissquote Group, is a financial services company regulated by the Malta Financial Services Authority and providing Depository Services and Global Securities Trading Services to Collective Investment Schemes, Asset Managers, Wealth Managers and Family Offices. By joining Swissquote, you will become a member of the sector's leading Depositary. You will be encouraged to develop your skills and to grow within teams of highly qualified specialists. We encourage personal development and actively support creative team work, leadership and responsibility. We are looking for a positive and adaptive hard worker. We offer an unparalleled opportunity to operate in a fast pace environment with a great team of like-minded peers. Our office is located in the vibrant capital city, Valletta; a World Heritage site and European Capital of Culture in 2018; nothing short of an open-air museum. Get on board with our team! Job Description We are seeking to recruit a Junior Compliance Officer. Your responsibilities Operating within the legal and compliance framework, ensuring compliance with all regulatory requirements under a Cat4A licence, Cat2 licence, Custody of Pension Schemes Regulations and respective MiFID, AIFMD, UCITS, FATCA, CRS, etc.: Preparing various regulatory submissions (MFSA, FIAU, CBM, IRD, etc.) Reporting to the Head, Legal and Compliance and Group Chief Legal Officer Assistance in the Risk Management framework Assistance in the implementation and maintenance of Group Policies and Procedures within SQFSM Assistance in monitoring and reporting on Compliance and AML within SQFSM Assistance in overseeing internal control in compliance with Group Policies and Guidelines- Assistance in complaint handling in compliance with Group Policies and Guidelines Handling Client on-boarding (Account Opening, AML & KYC Assistance in due diligence oversight of Fund Clients Assistance in drafting of internal Compliance Reports Presentation of internal reports analysing future new Directives, Rules & Regulation and impact on SQFSM operations and services, if any. Qualifications Prior compliance experience within an EU-regulated Financial Services entity and/or University degree and/or Diploma courses in Compliance (required). Strong command of English (written/verbal). Additional languages: German and/or French (an asset). Highly organized, rigorous, methodical and focused. Able to work on own initiative, multi-task and prioritise workload. Strong work ethic, professionalism and deep commitment to meet the highest standards required by the role and Swissquote Group Additional Information null
Not what you are looking for? Try these related job searches Junior Compliance Officer jobs in Malta Jobs at Swissquote in Malta Forex Compliance jobs in Malta Forex Legal jobs in Malta
Job Description :Description * Newly created role * High growth phase * Banking focusOur client is a Listed Internet Company with strong regional presence. As they are growing rapidly and expanding their FinTech business, they are look Job Description : Description Newly created role High growth phase Banking focus Our client is a Listed Internet Company with strong regional presence. As they are growing rapidly and expanding their FinTech business, they are looking to hire a dynamic accounting professional to join a highly motivated and passionate team based in Singapore. This is a highly visible role and you will be responsible for managing, planning and executing SOX controls and compliance frameworks and collaborating with various internal and external stakeholders. You will identify key controls, performing testing and make appropriate recommendations to process owners and senior management to improve the controls. You will implement systems to automate processes and enhance internal controls. You will actively participate in other ad hoc Finance & Compliance related projects. You are degree qualified with at least 5 years of Audit related experience in Financial Services preferably in Banking. Experience in Retail Banking and SOX Audit will be a bonus. CPA or CIA is preferred. To succeed in this role, you should be adaptable, entrepreneurial, collaborative and communicative. To apply, please submit your resume to Christina Tay at cr@kerryconsulting.com, quoting the job title and ref no. CR 17434. We regret that only shortlisted candidates will be notified Not what you are looking for? Try these related job searches Senior SOX Compliance FinTech Banking jobs in Singapore Jobs at Kerry Consulting in Singapore Fintech Compliance jobs in Singapore Fintech Legal jobs in Singapore Fintech Payments jobs in Singapore
23/02/2020
Full time
Job Description :Description * Newly created role * High growth phase * Banking focusOur client is a Listed Internet Company with strong regional presence. As they are growing rapidly and expanding their FinTech business, they are look Job Description : Description Newly created role High growth phase Banking focus Our client is a Listed Internet Company with strong regional presence. As they are growing rapidly and expanding their FinTech business, they are looking to hire a dynamic accounting professional to join a highly motivated and passionate team based in Singapore. This is a highly visible role and you will be responsible for managing, planning and executing SOX controls and compliance frameworks and collaborating with various internal and external stakeholders. You will identify key controls, performing testing and make appropriate recommendations to process owners and senior management to improve the controls. You will implement systems to automate processes and enhance internal controls. You will actively participate in other ad hoc Finance & Compliance related projects. You are degree qualified with at least 5 years of Audit related experience in Financial Services preferably in Banking. Experience in Retail Banking and SOX Audit will be a bonus. CPA or CIA is preferred. To succeed in this role, you should be adaptable, entrepreneurial, collaborative and communicative. To apply, please submit your resume to Christina Tay at cr@kerryconsulting.com, quoting the job title and ref no. CR 17434. We regret that only shortlisted candidates will be notified Not what you are looking for? Try these related job searches Senior SOX Compliance FinTech Banking jobs in Singapore Jobs at Kerry Consulting in Singapore Fintech Compliance jobs in Singapore Fintech Legal jobs in Singapore Fintech Payments jobs in Singapore
My Client, an International Investment Bank located in NYC, is looking for a junior associate level candidate to assist with the commodities compliance team. This role will report to the Director, Global Commodities, FX and Swap Dealer Compliance. The ideal candidate will have experience: • General Compliance understanding CFTC, SEC, and FINRA • FX/Commodities in metals and energy space preferred • have experience sitting on a trading desk • ambitious and eager to learn • strong communication skills Compensation is competitive. This is also a well-established firm with an amazing reputation in the industry. This is a high visibility level role that will see you build and manage relationships across the business globally. You will need to possess a strong academic profile, commercial mindset, excellent organization and communication skills combined with the ability to work with all levels in the organization. Compensation is competitive and commensurate with industry experience. Not what you are looking for? Try these related job searches Jobs at Twenty Recruitment Group in New York Forex Compliance jobs in New York Forex Finance jobs in New York Forex Legal jobs in New York
23/02/2020
Full time
My Client, an International Investment Bank located in NYC, is looking for a junior associate level candidate to assist with the commodities compliance team. This role will report to the Director, Global Commodities, FX and Swap Dealer Compliance. The ideal candidate will have experience: • General Compliance understanding CFTC, SEC, and FINRA • FX/Commodities in metals and energy space preferred • have experience sitting on a trading desk • ambitious and eager to learn • strong communication skills Compensation is competitive. This is also a well-established firm with an amazing reputation in the industry. This is a high visibility level role that will see you build and manage relationships across the business globally. You will need to possess a strong academic profile, commercial mindset, excellent organization and communication skills combined with the ability to work with all levels in the organization. Compensation is competitive and commensurate with industry experience. Not what you are looking for? Try these related job searches Jobs at Twenty Recruitment Group in New York Forex Compliance jobs in New York Forex Finance jobs in New York Forex Legal jobs in New York
This is a fantastic opportunity to join an elite global law firm as a Business Development Specialist contributing expertise to managing the client, business development and marketing efforts for the Global Financial Institutions Industry Group, with a specific focus on developing relationships with the firm's Bank and Fintech clients. Notably diverse and multicultural, the Marketing and Business Development team possesses an international outlook, is collaborative and energetic and is at the forefront of the firm realising their 2020 vision of profitable growth and outstanding client relationships. The team are committed to growing and developing relationships with some of the world's most respected and well-established institutions and businesses, as well as start-ups, governments and state-owned entities. Along with colleagues across the world, especially those in communications and creative teams, you will work together to deliver significant growth across a core group of large client accounts, both in terms of global revenue and breadth of relationships. Your responsibilities as Business Development Specialist will include working with the Director of the Global Financial Institutions Industry Group to shape and drive our Global Financial Institutions Industry Group, focusing on strategic initiatives, client development, market position and brand recognition, as well as internal operations. The successful applicant will work with Client Relationship Managers to drive the implementation of client action plans for key and priority clients and support the development of key client relationships within the Global Financial Institutions Industry Group and across the Firm's global network. You will be assist in the preparation of significant cross-practice industry pitches, proposals and capability statements and conduct client, market, sector and decision-maker research and analysis as required. On the marketing side, the role holder's responsibilities will include maintaining and developing marketing collateral and supporting thought leadership efforts by monitoring industry trends and hot topics and assisting with distribution of thought leadership pieces. For this particular role, it is essential that candidates are bright graduates or equivalent with proven marketing or relevant legal experience. Creative, outgoing and collaborative, with strong research, writing, influencing and negotiating skills, the Business Development Specialist will have a track record of project managing and delivering pitches and proposals. Experience working in the Bank sector is preferred, but not required. Leighton Taylor promotes diversity, equality and fair treatment in all aspects of our work. It is our policy that as a provider of marketing and business development recruitment services, we will work to address existing inequalities, eliminate discrimination and promote equal opportunities and diversity. We translate this into all aspects of our everyday work and will aim to prevent discrimination or other unfair treatment against any of our staff or any users of our services regardless of gender, age, race, colour, nationality, ethnic origins, disability, sexual orientation or political and religious beliefs. Follow us on Twitter for the widest range of roles across the entire professional services sector - leightontaylorC Not what you are looking for? Try these related job searches Jobs at Leighton Taylor Consulting in London Fintech Finance jobs in London Fintech Legal jobs in London
23/02/2020
Full time
This is a fantastic opportunity to join an elite global law firm as a Business Development Specialist contributing expertise to managing the client, business development and marketing efforts for the Global Financial Institutions Industry Group, with a specific focus on developing relationships with the firm's Bank and Fintech clients. Notably diverse and multicultural, the Marketing and Business Development team possesses an international outlook, is collaborative and energetic and is at the forefront of the firm realising their 2020 vision of profitable growth and outstanding client relationships. The team are committed to growing and developing relationships with some of the world's most respected and well-established institutions and businesses, as well as start-ups, governments and state-owned entities. Along with colleagues across the world, especially those in communications and creative teams, you will work together to deliver significant growth across a core group of large client accounts, both in terms of global revenue and breadth of relationships. Your responsibilities as Business Development Specialist will include working with the Director of the Global Financial Institutions Industry Group to shape and drive our Global Financial Institutions Industry Group, focusing on strategic initiatives, client development, market position and brand recognition, as well as internal operations. The successful applicant will work with Client Relationship Managers to drive the implementation of client action plans for key and priority clients and support the development of key client relationships within the Global Financial Institutions Industry Group and across the Firm's global network. You will be assist in the preparation of significant cross-practice industry pitches, proposals and capability statements and conduct client, market, sector and decision-maker research and analysis as required. On the marketing side, the role holder's responsibilities will include maintaining and developing marketing collateral and supporting thought leadership efforts by monitoring industry trends and hot topics and assisting with distribution of thought leadership pieces. For this particular role, it is essential that candidates are bright graduates or equivalent with proven marketing or relevant legal experience. Creative, outgoing and collaborative, with strong research, writing, influencing and negotiating skills, the Business Development Specialist will have a track record of project managing and delivering pitches and proposals. Experience working in the Bank sector is preferred, but not required. Leighton Taylor promotes diversity, equality and fair treatment in all aspects of our work. It is our policy that as a provider of marketing and business development recruitment services, we will work to address existing inequalities, eliminate discrimination and promote equal opportunities and diversity. We translate this into all aspects of our everyday work and will aim to prevent discrimination or other unfair treatment against any of our staff or any users of our services regardless of gender, age, race, colour, nationality, ethnic origins, disability, sexual orientation or political and religious beliefs. Follow us on Twitter for the widest range of roles across the entire professional services sector - leightontaylorC Not what you are looking for? Try these related job searches Jobs at Leighton Taylor Consulting in London Fintech Finance jobs in London Fintech Legal jobs in London
Role: Graduate Legal Associate Location: Old Street, London Who we are? OpenPayd is dedicated to improving the access to and quality of banking services available to businesses underserved by banks. - OpenPayd unlocks banking. We simplify payments and banking globally and empower businesses to grow. We are a technology business that provides a range of banking and payment services, all via one global modular platform. We enable banking-as-service. A simple technical integration allows businesses to access a comprehensive portfolio of services and to expand into new markets internationally and domestically through our global network of banking rails and licences. Our services allow businesses to process payments, collect and make payments, manage their FX liquidity and issue debit cards. Who are we looking for? We’re looking for self-starters who are experts in their fields and who are eager to embrace cutting edge technology. We work hard, whilst also offering rapid upskilling and the opportunity to develop within the payments industry. Whatever you do at OpenPayd you own it, we embrace it. All we ask, is that you take pride in your role and care about making an impact through the quality of work you offer. Our leadership places a high value on continuous development, both professional and personal. If you join the team, you'll experience a fun and thriving office culture, with attractive perks and social events throughout the year! If you feel that you would like to be part of an amazing FinTech journey, there is no better team to join than The OpenPayd Team. How will you add value to the OpenPayd journey? Conducting research into laws and regulations in jurisdictions relevant to OpenPayd’s business. Assisting both the legal and compliance teams with project management, planning and minute taking where required. Assisting the legal team with managing the OpenPayd GDPR programme, negotiating contracts and preparing legal advice. Assisting the compliance team with preparing regulatory reports, investigating suspicious activity, preparing and submitting suspicious activity reports, and compliance monitoring. Dealing with day-to-day legal and compliance queries from the business. Assisting with developing and coordinating employee compliance/regulatory training across OpenPayd’s business. Ensuring all contracts are uploaded to the contract repository and contract records are correct and up to date. Undertaking general administration tasks as required. The ideal candidate will have the following: A degree in a mathematics or finance is preferable or previous experience in financial services in treasury. A degree in law or criminology Excellent attention to detail Excellent written and oral communication skills Keen interest in law, regulation and manging risk An inquisitive mind to investigate matters fully and methodically Must be able to take an efficient, analytical and proactive approach to their work A basic working knowledge of anti-money laundering and counter terrorist financing regulations will be an advantage. We look forward to receiving your application :) Not what you are looking for? Try these related job searches Graduate Legal Associate jobs in London Jobs at OpenPayd in London Fintech Legal jobs in London
23/02/2020
Full time
Role: Graduate Legal Associate Location: Old Street, London Who we are? OpenPayd is dedicated to improving the access to and quality of banking services available to businesses underserved by banks. - OpenPayd unlocks banking. We simplify payments and banking globally and empower businesses to grow. We are a technology business that provides a range of banking and payment services, all via one global modular platform. We enable banking-as-service. A simple technical integration allows businesses to access a comprehensive portfolio of services and to expand into new markets internationally and domestically through our global network of banking rails and licences. Our services allow businesses to process payments, collect and make payments, manage their FX liquidity and issue debit cards. Who are we looking for? We’re looking for self-starters who are experts in their fields and who are eager to embrace cutting edge technology. We work hard, whilst also offering rapid upskilling and the opportunity to develop within the payments industry. Whatever you do at OpenPayd you own it, we embrace it. All we ask, is that you take pride in your role and care about making an impact through the quality of work you offer. Our leadership places a high value on continuous development, both professional and personal. If you join the team, you'll experience a fun and thriving office culture, with attractive perks and social events throughout the year! If you feel that you would like to be part of an amazing FinTech journey, there is no better team to join than The OpenPayd Team. How will you add value to the OpenPayd journey? Conducting research into laws and regulations in jurisdictions relevant to OpenPayd’s business. Assisting both the legal and compliance teams with project management, planning and minute taking where required. Assisting the legal team with managing the OpenPayd GDPR programme, negotiating contracts and preparing legal advice. Assisting the compliance team with preparing regulatory reports, investigating suspicious activity, preparing and submitting suspicious activity reports, and compliance monitoring. Dealing with day-to-day legal and compliance queries from the business. Assisting with developing and coordinating employee compliance/regulatory training across OpenPayd’s business. Ensuring all contracts are uploaded to the contract repository and contract records are correct and up to date. Undertaking general administration tasks as required. The ideal candidate will have the following: A degree in a mathematics or finance is preferable or previous experience in financial services in treasury. A degree in law or criminology Excellent attention to detail Excellent written and oral communication skills Keen interest in law, regulation and manging risk An inquisitive mind to investigate matters fully and methodically Must be able to take an efficient, analytical and proactive approach to their work A basic working knowledge of anti-money laundering and counter terrorist financing regulations will be an advantage. We look forward to receiving your application :) Not what you are looking for? Try these related job searches Graduate Legal Associate jobs in London Jobs at OpenPayd in London Fintech Legal jobs in London
Job Description: We are looking for an experienced leader from the Mortgages industry in compliance to lead the compliance team focus and priorities in this successful FinTech looking to become directly authorised and experience further growth in the short term to deliver great value online mortgages Key responsibilities include: Supporting the senior management / exec on the compliance business plan Managing and leading compliance activities across the business, maintaining a focus on key priorities to maintain the FCA expectations across the regulatory landscape Leading on quality assurance, quality control, monitoring and reporting activity within the Advisory business Managing the team and ensuring strong results delivered efficiently Representing Compliance within the Group and externally as a key point of contact Keeping up to date with UK legislation and regulation, codes of practice, industry guidelines and best practice to apply to the business Leading oversight of financial promotions activity Horizon scanning for awareness of changes happening in the business and how these will impact - ensuring the governance framework is robust enough to support this The Person Deep knowledge of mortgage advice, originating and operations processes Proven experience of operating at a senior level in compliance within a regulated firm A passion for customer excellence A start up attitude and ability to get things done in a fast-growing organisation A keen desire to build the company in a leading role, working alongside top management Senior stakeholder management skills Excellent communication, interpersonal and presentation skills Not what you are looking for? Try these related job searches Jobs at MERJE in London Fintech Compliance jobs in London Fintech Legal jobs in London
23/02/2020
Full time
Job Description: We are looking for an experienced leader from the Mortgages industry in compliance to lead the compliance team focus and priorities in this successful FinTech looking to become directly authorised and experience further growth in the short term to deliver great value online mortgages Key responsibilities include: Supporting the senior management / exec on the compliance business plan Managing and leading compliance activities across the business, maintaining a focus on key priorities to maintain the FCA expectations across the regulatory landscape Leading on quality assurance, quality control, monitoring and reporting activity within the Advisory business Managing the team and ensuring strong results delivered efficiently Representing Compliance within the Group and externally as a key point of contact Keeping up to date with UK legislation and regulation, codes of practice, industry guidelines and best practice to apply to the business Leading oversight of financial promotions activity Horizon scanning for awareness of changes happening in the business and how these will impact - ensuring the governance framework is robust enough to support this The Person Deep knowledge of mortgage advice, originating and operations processes Proven experience of operating at a senior level in compliance within a regulated firm A passion for customer excellence A start up attitude and ability to get things done in a fast-growing organisation A keen desire to build the company in a leading role, working alongside top management Senior stakeholder management skills Excellent communication, interpersonal and presentation skills Not what you are looking for? Try these related job searches Jobs at MERJE in London Fintech Compliance jobs in London Fintech Legal jobs in London
Information Security, Governance Risk and Compliance Specialist MarkJames is working with one of London's leading FinTech's who have raised over £350 million in funding in the last 6 years. They are going through a period of rapid growth in the security team, having recently hired 2 extra heads they are now looking for a GRC Specialist to help bridge the gap between standards & technical. We are looking for someone who ideally comes from a technical background and has transitioned into someone who has a focus on GRC. A key element to this role is being able to talk to the Cyber Security Engineers and the risk team, working in tandem with both departments. Key Points Rewriting Policies, Standards & Process's Risk Assessment & Gap Analysis Understanding of the SRCUM model Identify process improvements opportunities Taking ownership of any problems and driving solutions Strategic thinking and excellent problem solving skills Strong risk management expertise and in depth understanding of Information Security Ideally we are looking for someone from a FinTech background or a small finance house, however, all applicants welcome. Information Security, Governance Risk and Compliance Specialist Not what you are looking for? Try these related job searches Information Security Governance Risk and Compliance Specialist jobs in London Jobs at Mark James Search in London Fintech Analysts jobs in London Fintech Backoffice jobs in London Fintech Compliance jobs in London
23/02/2020
Full time
Information Security, Governance Risk and Compliance Specialist MarkJames is working with one of London's leading FinTech's who have raised over £350 million in funding in the last 6 years. They are going through a period of rapid growth in the security team, having recently hired 2 extra heads they are now looking for a GRC Specialist to help bridge the gap between standards & technical. We are looking for someone who ideally comes from a technical background and has transitioned into someone who has a focus on GRC. A key element to this role is being able to talk to the Cyber Security Engineers and the risk team, working in tandem with both departments. Key Points Rewriting Policies, Standards & Process's Risk Assessment & Gap Analysis Understanding of the SRCUM model Identify process improvements opportunities Taking ownership of any problems and driving solutions Strategic thinking and excellent problem solving skills Strong risk management expertise and in depth understanding of Information Security Ideally we are looking for someone from a FinTech background or a small finance house, however, all applicants welcome. Information Security, Governance Risk and Compliance Specialist Not what you are looking for? Try these related job searches Information Security Governance Risk and Compliance Specialist jobs in London Jobs at Mark James Search in London Fintech Analysts jobs in London Fintech Backoffice jobs in London Fintech Compliance jobs in London
Company Description Have you imagined working in an environment driven by a passion and desire to not only outperform, but also outbehave the market? Since 2009, Flywire has been that company, creating solutions that break barriers, and teams that always look at the next disruptive way to move Flywire and its customers into the next phase of global payment solutions. Job Description We, at Flywire, are looking for a Legal & Compliance Intern as an addition to our team based in Singapore, who will be exposed to matters relating to the APAC region! You should enjoy being part of a team and have a strong interest in legal issues that a growing and fast-paced global FinTech business like ours are facing. Our ideal candidate can look forward to an opportunity to collaborate with a global, culturally diverse, and dynamic team! Key Responsibilities Prepare agreements, legal memoranda and other documents Handle various company secretarial matters for APAC entities, including liaising with various external vendors Assist in various licensing and compliance matters, including preparing applications and liaising with external counsel as necessary Conduct research on ad hoc legal and regulatory matters Coordinate various administrative matters for the team, including prioritizing and maintaining filing systems, preparing summaries and charts and coordinating team meetings Assist team members with other projects and tasks as necessary Work cross-functionally with other interns on a summer-long project Qualifications FlyMate Skills & Qualifications Working toward/completed an Undergraduate degree Proficiency in Microsoft Office, Box, Google software Excellent verbal and written communication skills Hardworking, highly organized and detail-oriented Ability to effectively multi-task and handle time sensitive documents Proficiency in English (required); other languages are a plus Additional Information Flywire is an equal opportunity employer. With over 30 nationalities across 9 different offices, and diversity and inclusion at the core of our people agenda, we believe our FlyMates are our greatest asset, and we’re excited to watch our unique culture evolve with each new hire.
Not what you are looking for? Try these related job searches Legal & Compliance Summer Intern jobs in Singapore Jobs at Flywire in Singapore Fintech Compliance jobs in Singapore Fintech Legal jobs in Singapore
23/02/2020
Full time
Company Description Have you imagined working in an environment driven by a passion and desire to not only outperform, but also outbehave the market? Since 2009, Flywire has been that company, creating solutions that break barriers, and teams that always look at the next disruptive way to move Flywire and its customers into the next phase of global payment solutions. Job Description We, at Flywire, are looking for a Legal & Compliance Intern as an addition to our team based in Singapore, who will be exposed to matters relating to the APAC region! You should enjoy being part of a team and have a strong interest in legal issues that a growing and fast-paced global FinTech business like ours are facing. Our ideal candidate can look forward to an opportunity to collaborate with a global, culturally diverse, and dynamic team! Key Responsibilities Prepare agreements, legal memoranda and other documents Handle various company secretarial matters for APAC entities, including liaising with various external vendors Assist in various licensing and compliance matters, including preparing applications and liaising with external counsel as necessary Conduct research on ad hoc legal and regulatory matters Coordinate various administrative matters for the team, including prioritizing and maintaining filing systems, preparing summaries and charts and coordinating team meetings Assist team members with other projects and tasks as necessary Work cross-functionally with other interns on a summer-long project Qualifications FlyMate Skills & Qualifications Working toward/completed an Undergraduate degree Proficiency in Microsoft Office, Box, Google software Excellent verbal and written communication skills Hardworking, highly organized and detail-oriented Ability to effectively multi-task and handle time sensitive documents Proficiency in English (required); other languages are a plus Additional Information Flywire is an equal opportunity employer. With over 30 nationalities across 9 different offices, and diversity and inclusion at the core of our people agenda, we believe our FlyMates are our greatest asset, and we’re excited to watch our unique culture evolve with each new hire.
Not what you are looking for? Try these related job searches Legal & Compliance Summer Intern jobs in Singapore Jobs at Flywire in Singapore Fintech Compliance jobs in Singapore Fintech Legal jobs in Singapore
