130 Forex & Fintech Legal jobs

The Risk & Financial Crimes Operations team is looking for an experienced Compliance Operations Analyst to join an industry leading global Compliance Operations team that oversees our Identity, Onboarding, and Partner Compliance operations program. As a Compliance Analyst, you will execute operational processes and scale programs required to comply with financial partner and regulatory requirements, including those of card networks and global financial institutions while devising growth friendly solutions that reduce Stripes overall risk exposure. Did you know that only around 4% of the world’s GDP comes from internet commerce? At Stripe, we believe that this represents a future with almost limitless potential for innovation, creativity and global prosperity. While the promise of a global online economy is palpable, it doesn’t come without significant risk. Billions of dollars are processed by Stripe each year and the Compliance Operations team works to ensure that exposure is...

Key Duties/Responsibilities: Attending to the opening of bank accounts (completion of application forms, certification and sharing of KYC documents) Comply with KYC requirements and keeping updated records in the database Assisting with certification, apostille and legalization of documents. Communicates with the registrar of Companies, agents, lawyers and other institutions for daily matters. Provides general ongoing corporate support services upon request Resolving internal and external queries in a timely and professional manner Proactively measure and improve operational processes Communication with other internal departments and the Company’s partners Provide high level of communication and support to the Company’s partners and white labels Communication and correspondence with local service providers for the licensing of the Company Assist the business with any legal matters Other ad hoc tasks. Candidate Profile:...

Join a leading fintech company that’s democratizing finance for all. Robinhood was founded on a simple idea: that our financial markets should be accessible to all. With customers at the heart of our decisions, Robinhood is lowering barriers, removing fees, and providing greater access to financial information. Together, we are building products and services that help create a financial system everyone can participate in. We Are Proud Of The World Class Products And Company Culture We Continue To Build And Have Been Recognized As Just as we focus on our customers, we also strive to create an inclusive environment where our employees can thrive and do impactful work. A Great Place to Work A CNBC Disruptor 50 in 2019 and 2020 A LinkedIn Top Startup in 2017, 2018, 2019 and 2020 Robinhood is backed by leading investors that include DST Global, Index Ventures, NEA, Ribbit Capital, Thrive Capital, and Sequoia. Check out life at Robinhood on The Muse! About The Team...

Blend helps lenders maximize their digital agility. Our digital lending platform is used by Wells Fargo, U.S. Bank, and other leading financial institutions to increase customer acquisition, improve productivity, and accelerate the delivery of any banking product across every channel. We process more than $3.5 billion in mortgages and consumer loans daily, helping millions of consumers get into homes and gain access to the capital they need to lead better lives. As a QA Engineer , specializing in compliance and information security quality assurance, you will develop a new program to conduct regression testing and testing of new functionality that addresses compliance and infosec requirements. You will utilize existing quality assurance tools, and specify and maintain new tooling to create a library of test cases that ensure that mandated requirements are continuously being met. You will work closely with regulatory, compliance and security teams to ensure that new use cases...

eToro, the world’s leading social online trading platform, is a revolutionary fintech company that has been at the forefront of online trading for more than a decade. By engaging millions of users with our innovative social features such as the CopyTrader™, the Popular Investor program, and CopyPortfolios™, we strive to make money management available to everyone. We have developed an intuitive trading platform which gives traders and investors access to global stock markets, commodity trading, cryptocurrency trading and more. Since its establishment in 2007, the company has been operating with clients’ interest in mind with innovation at its heart. The AML/KYC/OFAC Analyst is responsible for a wide range of activities including, but not limited to, assisting with creating and monitoring standard operating procedures, acting as the escalation point for compliance issues as requested by the Compliance team, and manually updating accounts as needed. In addition to the above, the...

At Plaid, our mission is to unlock financial freedom for everyone. There has never been a better time than now to start building the future of fintech with us. Plaid powers the tools millions of people rely on to live a healthier financial life. We work with thousands of companies like Venmo and SoFi, several of the Fortune 500, and many of the largest banks to make it easy for people to connect their financial accounts to the apps and services they want to use. Plaid’s network covers 11,000 financial institutions across the US, Canada, UK and Europe. Founded in 2013, the company is headquartered in San Francisco with offices in New York, Salt Lake City, Washington D.C., London and Amsterdam. We're convinced that the way people interact with their finances will drastically improve in the next few years. We’re dedicated to empowering this transformation by building the tools that thousands of developers use to create their own products.The Risk & Compliance Team at Plaid is a...

Position Type Full time Type Of Hire Experienced (relevant combo of work and education) Education Desired Bachelor of Business Administration Travel Percentage 0% Location Birmingham or Manchester At FIS, our technology and our people are always moving forward. While working to continuously advance the way the world pays, banks and invests, our teams also advance their own careers. Join us, you will have the opportunity to work on some of the most challenging and relevant issues in financial services and technology. About The Team Our Financial Crimes Compliance team is responsible managing and mitigating the financial crime risks, that may occur through the payments we process, for our global customers or the products and services our business provides. What You Will Be Doing As a Crypto-currency Manager, you will be part of the Financial Crime Compliance advisory team. You will engage with the business to provide financial crime advisory services to...

Job Title Compliance Manager (MTF) Job Description About Spectrum: Spectrum is an innovative new approach to retail trading for those who want 24-hour trading access to the markets. Headquartered in Frankfurt, Germany, we offer a new way of dealing in securitised derivatives for the Pan-European retail market; introducing a purpose-built 24-hour lit trading venue, with complete transparency, increased choice and maximum control. Our best-in-class technology ensures we safely match thousands of orders and quotes every second, meaning retail investors can be confident in trading what they want, at the price they want, 24 hours a day. BaFin authorised, we're forever exploring new ways to light up potential within people, technology and the markets, so that we can enable our customers, and importantly their retail investors, greater access to unlock a new world of opportunities. Opening the door to a more regulated, reliable, and rewarding tomorrow. By defying...

About The Role We're looking for a Compliance Assurance Manager to sit within our Compliance Team. Our aim is to build the Compliance function of one of the most successful financial technology firms in the world. We are a small team, so you will not miss anything and your contribution will be very visible. What you’ll be doing: Assist with the design and implementation of the Compliance testing and assurance program. Including the risk-based compliance risk assessment, control testing and assurance plan, and related testing scopes. Complete assurance reviews and testing activities leveraging skills in advanced data analytics. Establish automated queries and dashboards to drive more frequent testing and informative insights. Contribute to Compliance processes by identifying opportunities for improved adherence to regulatory requirements and company standards. Execute project plans to address remediation efforts and testing review findings, may include process updates,...

Why Plenti? Because you should have the opportunity to make an impact on a business and in doing so, carve out the career you are passionate about. Joining Plenti is taking control of your personal growth and choosing to work with some of the best and brightest minds. It is accepting that industry change is inevitable and it's better to be the one driving it than it is to be trying to catch up. With this mindset we've come a long way in a few years… achieving things like: winning over 30 awards for positively changing how people access finance; helping over 15,000 households install solar on their roofs; increasing our lending by over 100% over the last year; and adding >50 new staff to the team over the past year. Our ambitions are huge and we've only just begun... Who are we? We come from a diverse range of backgrounds, both professionally and personally. We are always open to new ideas and believe success comes through collaboration and challenging ideas. We are...

Upstart is a leading AI lending platform partnering with banks to expand access to affordable credit. Forbes recently ranked Upstart #12 on its list of "most promising AI companies in America." Inc. Magazine also recognized Upstart as one of the Best Workplaces for 2020. By leveraging Upstart's AI platform, Upstart-powered banks can have higher approval rates and lower loss rates, while simultaneously delivering the exceptional digital-first lending experience their customers demand. Upstart's patent-pending platform is the first to receive a no-action letter from the Consumer Financial Protection Bureau related to fair lending. Upstart not only supports a large remote workforce, but also has offices in San Mateo, CA; Columbus, OH; and Austin, TX Most Upstarters join us because they connect with our mission of enabling access to effortless credit based on true risk. If you are energized by the impact you can make at Upstart, we’d love to hear from you! The Team Our compliance...

The world is changing. We all want something different. At Luno, we see you as an individual. Together, we're upgrading the world of work to unleash your potential and empower you to become the best possible version of yourself. Upgrading the entire planet to a new financial system is a challenge of epic proportions. Like the first moon landing, it requires a special kind of people working together with unusual skill, focus and determination. We're changing the world, and to do so, we need the best team on board for our mission. In short, to achieve our goals, we need people with exceptional talent. As simple as that. A little about us: We make it safe and easy to buy, store and learn about cryptocurrencies like Bitcoin and Ethereum. We currently have over 6 million customers across 40 countries. We're part of the Digital Currency Group, a group of companies driving progress in the cryptocurrency and blockchain space that includes Grayscale, Genesis, Coindesk and...

Interactive Brokers is looking to hire a recent college graduate as an Office Manager/Legal Assistant in our Washington, DC office. The successful candidate will be a sharp, organized, and detail-oriented individual who is interested in learning about the financial services industry and legal work. This position could be an excellent choice for a candidate considering applying to law school or business school. Job Summary The Office Manager/Legal Assistant will be responsible for providing assistance and administrative support to IB’s in-house attorneys and manage our DC office. Responsibilities Manage the day-to-day operation of the firm’s DC office; Perform general administrative duties (e.g., copying, mail delivery, ordering office supplies) for the Legal Group and other in-house staff; Prepare reports and legal correspondence; Managing the company’s litigation calendar; Create, organize, index and maintain electronic and hardcopy case files; Provide support and...

Who we are BUX is Europe’s fastest-growing neobroker with an ambition to become the number one destination for everyone who wants to do more with their money. Our mission is to build groundbreaking products that shape the future of how we invest. Our three platforms, BUX Zero, BUX X and BUX Crypto, are built for long-term investing, short-term trading and for buying and selling crypto. We are growing at a rapid pace and expanding our global team (38 nationalities and counting) with offices in Amsterdam, London and Cyprus. Your role We are looking for an AML Officer to join our Limassol based team. The successful candidate will have a minimum of 1-2 years' previous experience in a similar role with the  AML CySEC   certification .  You will be joining a company committed to maintaining the highest level of public trust, fairness, honesty, transparency and integrity. If you feel you have the necessary skills and experience, then we look forward to...

Interactive Brokers is looking to hire a Compliance Analyst at the Chicago or Greenwich Office. This is an entry-level position with excellent growth potential for highly motivated and exceptional performers. The analysts will report to the Financial Advisor Compliance Team Lead and will assist with various initiatives relating to Interactive Brokers Financial Advisor program and clients. Responsibilities Supporting implementation of the firm’s financial advisor compliance program Responsible for conducting surveillance reviews pertaining to the firm’s financial advisor clients and platform Conducting ad hoc investigations relating to financial advisor activity, including trade activity, registrations, etc. Assisting with response to regulatory inquiries pertaining to the firm’s financial advisor clients and platform Coordinating with programmers and other personnel on systems maintenance and enhancements of the firm’s financial advisor platform Identifying opportunities...

ThinkMarkets is a global online brokerage firm, specializing in providing multi-asset trading solutions to thousands of clients around the world. With our flagship ThinkTrader platform, we allow our clients to trade the world 24-hours a day. Our mission is to disrupt the brokerage industry by allowing access to global markets and thousands of products to allow our clients to trade the world in the palm of their hand. We use the latest technologies to give traders seamless access to our proprietary trading platforms. We are seeking a Compliance Analyst to join our rapidly growing global workforce in London. This role will have a great deal of emphasis on the general Compliance aspects as well as the documentation function. The Compliance Analyst support the Globl Head of Compliance to ensure the firm exceeds its expectations and nurtures a culture of strong Compliance and Risk Management. Responsibilities: Act as the first line compliance contact for the regulated entities....

About us:  ETX Capital is one of the UK’s leading providers of online trading services. We offer spread betting and CFD trading services to retail, institutional and high net worth customers delivered via our award-winning trading platform. Our proprietary TraderPro platform is a market leader that offers clients instant execution to over 5,000 markets across FX, Indices, Equities, Commodities and Bonds. Based in the City of London, we are authorised and regulated by the Financial Conduct Authority and have more than 50 years’ experience in financial services. Mission: We're committed to delivering the next trading opportunity for our clients. We do this by continuously developing award-winning trading platform features and tools across desktop and mobile whilst providing the market analysis and trading education our clients need to make their next trading decision The Role:  Title : Compliance Associate Reporting to : Head of Compliance Hours of...

About Oportun Company Overview Oportun (Nasdaq: OPRT) is a financial services company and digital platform that provides responsible consumer credit to hardworking people. Using A.I.-driven models that are built on years of proprietary customer insights and billions of unique data points, we have extended millions of loans and billions in affordable credit, providing our customers with alternatives to payday and auto title loans. In recognition of our responsibly designed products which help consumers build their credit history, we have been certified as a Community Development Financial Institution (CDFI) since 2009. OPORTUN’S IMPACT Since extending our first loan in 2006, Oportun has made over 4 million loans, totaling over $10 billion to hardworking low- and moderate-income individuals. In turn, Oportun has helped more than 905,000 people begin establishing the credit history required to enter the financial mainstream. At the same time, Oportun’s customers have...

IronFX  is a leading global online broker specializing in Forex, CFDs, Commodities and Spot Metals since 2010. IronFX is operating under of multiple of reputable licenses (UK,Australia,Cyprus,South Africa), offices around the world. Due to continuous expansion of our global operations, we are currently looking to hire an experienced Legal Advisor. Job Description: Draft and/or improve agreements, contracts and other legal documents Consulting and handling all corporate legal processes Developing Company policy and position on legal issues Review and provide legal advice on contracts signed by the company with various third parties Researching, anticipating and guarding company against legal risks Reviewing new regulations, applicable, and advice how these are affecting the company’s operations Implementation of the Internal Regulations and procedures of the Company Monitoring and reporting on employees’ adherence on the company’s policies and procedures,...

About The Role Revolut is seeking an experienced Regulatory Affairs Manager to ensure that the Revolut communication with the regulators is transparent, compliant and efficient. The Regulatory Affairs Manager will be working in our Vilnius office with a team of Regulatory Compliance Managers focusing on different regulatory fields and will coordinate a team of Regulatory Compliance Managers working in different Revolut branches across Europe Regulatory Affairs sits with Risk as a second line of defence service team and is responsible for maintaining and developing transparent relationships with our regulators, this means responding clearly and on time to regulatory enquiries as well as keeping on top of regulatory developments and helping teams to implement regulatory change. As a Regulatory Affairs professional, you'll support and strengthen Revolut’s regulatory relationships and help shape our strategy for managing these relationships as Revolut continues to grow. You will...