95 Forex & Fintech Legal jobs

About Klarna Klarna was founded in Stockholm, Sweden in 2005. Since then we've changed the banking industry forever. And now we're creating the world's smoothest shopping experience. We serve over 90 million consumers worldwide, and partner with 250,000 merchants – with a new merchant joining us every 8 minutes. Including some of the world's leading brands, such as H&M, ASOS, IKEA, Adidas, Samsung and Lufthansa. Our offices are spread over 17 different markets, hosted by 4000+ employees from 100+ nationalities. We are looking for Compliance Officers and Money Laundering Reporting Officers (MLRO) in Lisbon, Portugal Do you want to be part of an international, growing Compliance function, working for one of Europe’s largest FinTech/disruptor-banks, that wants to revolutionize the financial industry? Klarna is looking for new members to strengthen the Compliance team. As a part of Klarna’s continued growth ambition, we are launching in a large number of markets, where...

EquityZen is an early-mid stage financial technology company, backed by leading private equity investors. We're looking for a collaborative, thoughtful Compliance Associate to join us in a full-time capacity and help us to redefine the private investment industry. Our ideal candidate loves teaching, reviewing marketing materials, compliance, and is interested in finance, technology, and also building a business.  If helping develop first-rate systems at an innovative, fast-growing startup excites you, we’d love to hear from you. Our platform enables large, private companies to deliver liquidity to their shareholders while providing investors access to invest in these proven, pre-IPO companies. EquityZen has served over 250 pre-IPO technology companies and is proud to be considered a liquidity provider for 60% of the largest US unicorns. A testament to EquityZen's secure, paperless, and industry-defining online investment platform, we have successfully completed 17,000+...

JOB BRIEF We are searching for a diligent and professional Compliance Manager to join our company. You will be responsible for ensuring our business operations and procedures comply with legal regulations and internal policies I this position, you will perform a range of duties including evaluating all current and new compliance regulations, reviewing company processes and leading training sessions. The successful candidate will be an excellent communicator with in-depth knowledge of the latest industry procedures and regulations. MAIN DUTIES AND RESPONSIBILITIES · Develop and implement company policies and regulations · Oversee all business operations relating to compliance including policies, investments and procedures. · Design and monitor control systems to deal with violations of legal rules and internal policies · Regularly assess the efficiency of control systems and recommend effective improvements. · Review and evaluate company...

Our mission We believe the financial system has been slowing the world down. Its barriers to entry are unfairly limiting coverage and limiting the kinds of products we could be building. The stakes are high. Well-being is driven by innovation, and innovation is facilitated by financial participation. With 2bn unbanked worldwide there is still a long way to go. The role of traditional banks is changing. They are becoming liquidity utilities, leaving an opportunity for tech businesses like Intergiro to service fast changing customer needs. We are building a banking one-stop-shop for businesses, card issuing and merchant acquiring all on one platform and we are an e-money institution authorised by the Swedish FSA to issue e-money and provide payment services.   We are now looking for a Compliance Officer to further strengthen the company’s regulatory and AML/CFT related work. About the role As our new Compliance Officer you will be joining our Compliance team in...

About Klarna Klarna was founded in Stockholm, Sweden in 2005. Since then we've changed the banking industry forever. And now we're creating the world's smoothest shopping experience. We serve over 90 million consumers worldwide, and partner with 250,000 merchants – with a new merchant joining us every 8 minutes. Including some of the world's leading brands, such as H&M, ASOS, IKEA, Adidas, Samsung and Lufthansa. Our offices are spread over 17 different markets, hosted by 4000+ employees from 100+ nationalities. Do you want to be part of an international, growing Compliance function, working for one of Europe’s largest FinTech/disruptor-banks, that wants to revolutionise the financial industry? Klarna is looking for new members to strengthen the Compliance team. As a part of Klarna’s continued growth ambition, we are launching in a large number of markets, where Spain is one of them. The team has doubled in size in the last year and is filled with skilled Compliance and AML...

Binance is the global blockchain company behind the world’s largest digital asset exchange by trading volume and users, serving a greater mission to accelerate cryptocurrency adoption and increase the freedom of money. Are you looking to be a part of the most influential company in the blockchain industry and contribute to the crypto-currency revolution that is changing the world? Responsibilities Development and management of Brazil's compliance policies and processes Ensure ongoing monitoring and reporting Coordinating various foreign regulatory filings Focusing on internal compliance policy review, including ongoing assessments, assisting with compliance review, internal audit reviews and ongoing or ad hoc reviews Assisting in the development of training materials Providing statistics on monitoring completion as needed Making recommendations for enhancing the firm’s systems, controls and processes Managing monitoring registers and other records necessary to evidence...

About Crypto.com Crypto.com was founded in 2016 on a simple belief: it's a basic human right for everyone to control their money, data and identity. With over 10 million users on its platform today, Crypto.com provides a powerful alternative to traditional financial services through the Crypto.com App, the Crypto.com Card, the Crypto.com Exchange and Crypto.com DeFi Wallet, turning its vision of "cryptocurrency in every wallet" into reality, one customer at a time. Crypto.com is built on a solid foundation of security, privacy and compliance and is the first cryptocurrency company in the world to have CCSS Level 3, ISO27001:2013 and PCI:DSS 3.2.1, Level 1 compliance. Crypto.com is headquartered in Hong Kong with a 2700+ strong team. For more information, please visit www.crypto.com. Responsibilities Provide general administrative and secretarial support Physical and digital agreement/document filings; maintain legal database Prepare and arrange for document/agreement...

The financial and banking industry is strongly regulated and requires professionals dedicated to regulatory reporting. In this respect, we are looking for a Regulatory Reporting Analyst to join our Finance, Reporting & Tax department, in a newly created position. The reportings relate to Swiss, European and international regulations (for example FMIA, EMIR, MIFIR, CFTC). Tasks and responsibilities : Be able to translate the regulatory evolutions into functional and technical requirements towards the IT department. Be involved in testing the developed solutions and to appropriately use them afterwards. Perform a strong first level of control on the produced reports. Ensure that reports are delivered in compliance with all standards and regulations. Ensure a timely and accurate delivery of the regulatory reports in your scope towards the regulator via the dedicated tools; ensure you can explain the variance and answer to the eventual data quality questions from the...

Job Scope  You will look after the overall operation of the business including internal and external compliance, AML, corporate governance and risk activities Develop and establish AML & CTF framework, compliance policies and procedures and update in line with global regulatory requirements. Oversee the compliance monitoring within the business; Providing oversight management for the business and external clients in order to identify, monitor and manage regulatory risks; Look after licensing procedures of the company with regulators all over the world for digital assets activities. Complying with applicable regulatory requirements, laws and international best practice. Establishing systems and controls to obtain/make appropriate use of resolutions/sanctions which require compliance. Manage the function of transaction monitoring, sanction, PEP screening and transactional AML & CTF risk management. Ensure proper reporting to the local regulatory bodies wherever...

We are driving a revolution! Today, Bitstamp is Europe’s largest cryptocurrency exchange and a cornerstone of the global crypto market. Our ambition is to expand our business and brand even further and are looking for innovative, ambitious and passionate growth marketers to be part of this story. We believe that the promise of crypto – and the decentralization of finance – should be a movement open to everyone. If this strikes a chord with you – then join us to make a difference. By joining the Compliance Team, you work with an international group of like minded people who are passionate about driving growth and development of the company and its people. What you’ll be doing Work closely and collaboratively with the Responsible of Business As Usual unit in the oversight and implementation of the European compliance program Working as the escalations point for all the KYC and AML operations Effectively support the KYC remediation program by reviewing the customer files,...

The Intelligence Operations team at Chainalysis is made up of world class cryptocurrency investigators who build trust in blockchains by mapping real-world entities to their cryptocurrency activity - from regulated exchanges to criminal networks. This team builds the core data assets that feed all Chainalysis products. The Russian Cybercrime Specialist will have experience conducting proprietary research into Russian-language forums and open sources related to cybercrime. We measure their success by the increase in insights delivered into the Russian-speaking cyber underground, providing customers with unique intelligence as it relates to cryptocurrency and the tools and services fueling devastating cyber attacks. This candidate is excited to engage in blockchain forensics, keen to take ownership and think creatively, while also being responsive to investigators’ requirements. As such, the candidate exercises disciplined documentation and analytic rigor for exceptional quality...

Company: Ping Pong Global Holdings Limited Title: Compliance Director Job Type: Full-Time Location: Hong Kong JOB RESPONSIBILITIES: PingPong is a fast-growing global payment solutions provider operates globally with over 20 offices in China mainland, Hong Kong SAR, the United States, Europe, Japan, Canada, Vietnam, India, South Korea, etc. PingPong Global Solutions and its HK subsidiaries maintain the Money Service Operator and SFC Type 3 Leveraged FX Trading licenses. The Compliance Director will support the compliance program in all aspects to ensure company compliance with applicable regulations and laws. Oversee the Company’s AML/CFT and regulatory compliance program, reviewing and evaluating compliance issues/risks within the organization. Maintain current and extensive knowledge of the relevant laws and regulatory guidelines, including but not limited to AMLO and SFO. Keep abreast of the latest regulatory requirements for the provision...

Role Purpose And Responsibilities This is a new role reporting to the Chief Compliance Officer/MLRO (SMF 16/17), to manage the design and oversight of the end to end financial crime framework for a fast-paced, dynamic trading and investing company. The role will also include the management of a wider team, including the financial crime surveillance team. This is a new role reporting to the SMF 17 and is effectively a Deputy MLRO with full responsibility for the management, build out and oversight of the financial crime framework; given the risk profile of the business the role has a particular focus on market abuse Responsibility for the oversight of the design of front line AML and MA controls and the design and operation of all second line AML and MA controls (including monitoring and surveillance) Design and implementation of all financial crime policies and risk assessments, including AML, MA, Fraud, Anti-Bribery and Corruption Implementation of new systems...

Role Purpose And Responsibilities This is a new role reporting to the Chief Compliance Officer, to lead the provision of high quality, accurate and timely advice to a fast-paced, dynamic trading and investing company on regulatory and conduct matters. The role will also include the management of a number of compliance professionals within the UK/Group advisory team. Design and ownership of key Compliance policies covering key elements of MiFID II and COBS, such as client categorisation, appropriateness, suitability, financial promotions and complaints handling, client reporting and transparency requirements Management of Compliance Advisory Operations Team (including business support, compliance approval process e.g. financial promotions sign off and complaints handling) Provision of second line oversight and advice for front line teams and processes for all client facing teams, marketing, product design and governance teams Responsibility for ensuing timely...

As a Compliance Assistant, you will be part of the Legal & Compliance Department during 6 months and work in the Reviews and Investigations team. You will have multiple tasks, which include: Support to the team within the review of key clients’ files Review of client’s account documentation (private clients, companies, external asset managers, introducing brokers, etc.) from an AML/CTF standpoint (AMLA, AMLO-FINMA, CDB) Contribution to the analysis and drafting of MROS reports. Support in investigations, enhanced due diligence analysis. Support and advice to the Front line Qualifications Bachelor degree, preferably in Laws or in Economics Excellent command of English and French (German is a strong asset) Analytical and methodological approach Very good communication skills Strong team player who enjoys working in multicultural, dynamic, technological and international environment   Not what...

We’re SwissBorg, a fintech startup headquartered in Switzerland. Our flagship product, the SwissBorg app, offers over 450,000+ users the best price and liquidity across 15 fiat and 12 cryptos, as well as giving them the opportunity to earn passive income with our new Smart Yield account. And the community is growing fast, with over $1 billion in assets under management, weekly volume of over 250 million, and over 20,000 Premium users. But that’s just the start in our mission to democratise wealth management by building products that allow individuals to manage their crypto assets at a touch of a finger. Whether you’re in Andorra or Zimbabwe, and whether your portfolio is worth one dollar or a million, SwissBorg gives you the best tools to learn about digital currencies and manage your wealth. And this is where you come in... Due to the growth of our business, SwissBorg is offering an opportunity for a KYC/AML analyst to join our team in Tallinn. If you are motivated, creative...

Job Description At Fundbox our vision is to power the small business economy with innovative credit and payment solutions. We offer fast and incredibly intuitive access to business credit. Our goal is to unlock the potential of small businesses by giving them financial agility and peace of mind. We need outstanding people to help us achieve our goals. We’re looking for an experienced and well-rounded compliance generalist to be a core member of our exceptional Compliance team, help our business continue its rapid growth, and create a better way forward for our customers. In this role, you will have an opportunity to lead and/or execute a variety of critical functions within Fundbox’s compliance management system. You will share your talents as an individual contributor, while embracing Fundbox’s spirit of collaboration and teamwork. This is a dynamic environment where flexibility, attention to detail and critical thinking skills will serve you well to overcome the exciting...

About Us Since starting out in 2008 we’ve lent more than £3 billion of mortgages and have helped to put thousands of new or improved homes into the UK housing market. In that time we’ve built a truly international capital base. Today, our funders and investors include pension funds, insurers and global institutions like HSBC, J.P. Morgan, Citigroup and National Australia Bank. And in 2019 we became the first UK Fintech to securitise a portfolio of buy-to-let mortgages. We are a multiple award-winning company and have been proudly profitable since 2015. About The Team You will be joining a growing team of risk and compliance professionals, working closely with the business to achieve our ambitious growth strategy whilst ensuring we do so in a safe and sustainable way. As a team, we collaborate at all levels across the business and get involved in all business initiatives, some include new product development and launches, technology development and treasury and finance.You...

Job Title Compliance Executive - Retail Advisory Job Description Role Purpose and Responsibilities : This role within the new Retail Advisory Compliance team is designed to provide high quality, accurate and timely advice to a fast-paced, dynamic trading and investing company on regulatory and conduct matters. The primary focus of the role will be on financial promotions policies and approvals and advice and oversight related to transparency and communications with clients, including investment recommendations, PRIIPS, costs and charges and statements. Key responsibilities include - Review and approval of financial promotions and client communications Oversight of the design and implementation of first line controls, policies and procedures related to marketing including social media and to mandatory client communications, such as statements or charges information Design and ownership of compliance policies related to retail regulation Dedicated...