144 Forex & Fintech Legal jobs

The ideal candidate will possess the following qualifications/skills:  Holder of CySEC Advanced Certificate BA Degree in Law 3-5 year’s proven experience in the Compliance officer role Up to date knowledge of legal framework and requirements of CIFs Strong organizational skills with the ability to manage multiple projects with tight deadlines Ability to identity and address issues and act upon effectively Professional command of the Greek and English language The successful candidate will be accountable for: Manage effectively the compliance program of the Company Prepare/Review and timely submit the CySEC regulatory reports Develop, review and assess company policies and procedures to determine compliance risk Create and manage effective action plans for the company’s improvement Prepare training material Reports to Compliance Director The successful candidate will receive: Salary directly...

FasterPay is looking for a compliance professional who wants to level up their careers in the fintech and payments industry.  We are looking for a Compliance Manager with proven compliance and regulatory experience within the payments industry.  To succeed in this role, you need to have a passion for solving ambiguous problems and be willing to roll up your sleeves to build processes that significantly impact our merchants and our teams. A successful candidate will be highly analytical, resourceful, and customer-focused with the ability to work independently under time constraints to meet deadlines. Responsibilities: Ensure that the company meets compliance and license requirements in Hong Kong; Act as the liaison to interact with Hong Kong regulators and relevant industry associations Lead, coordinate and monitor regulatory inspections, investigations, thematic reviews, inquiries, self-assessments, surveys, questionnaires, and consultations to...

Job Snapshot  Position - Full Time Industry – Fintech (Startup) Business Type – Digital Lending & Payments Platform Function – Risk & Compliance Education – Bachelor’s Degree; MBA a plus Experience – 2+ years Location – Weston, FL *This is not a remote opportunity. Summary SellersFunding is hiring a Compliance and Risk Analyst in Weston, Florida, on a full-time basis – reporting to the Chief Risk Officer. The primary responsibilities include owning the KYC/KYB and onboarding process, co-owning certain risk management duties and responsibilities, assisting in the implementation of a new AML Program, and assuming additional compliance functions that come with the post-implementation of SellersFunding’s new AML Program. Essential Functions   Collaborate closely with Sales Team (Front-end) regarding KYC/KYB requirements during the onboarding process. Carrying out client due diligence using a wide range of databases and search facilities to...

About Scope Markets: Scope Markets is a rapidly expanding, International Investment Group with offices around the world. Our headquarter office for our global operations are located in Limassol, Cyprus. Scope Markets aims to provide the best in class trading infrastructure to cater to the needs of all types of clients from the beginners to the very ultimate institutional traders. We are extraordinarily proud to provide cutting-edge technology, speedy execution, and low-latency solutions to our clients to ensure the most optimal trading environment through strategic placement of trading servers, and robust software and hardware. Main Responsibilities: Creating and implementing an effective compliance program for the Group Developing, modifying, and implementing compliance policies and procedures; Supervision of Customer Facing Department for complaints handling and verification Coordinating internal compliance investigations and routine audits; Ensure...

AML and Compliance Officer  Lirunex Limited, a Cyprus Investment Firm with offices in Larnaca, is currently seeking to recruit a dynamic individual for the position of AML and Compliance Officer. Job Responsibilities Monitors the adequacy and effectiveness of the measures and procedures of the Company making necessary amendments to ensure compliance with CySEC requirements Monitor AML policies and procedures of the Company in line with the CySEC regulatory requirements. Prepare annual Compliance and AML reports. Handle communication to CySEC related to Compliance and AML issues, as necessary Liaise with internal/external auditors and CySEC on any compliance related matters; and matters related to AML. Review, approve, and monitor company marketing communication for compliance with regulations Designs and Implements the company’s compliance monitoring program. Provide periodic training to company employees...

About: eToro is the world’s leading social trading network, providing millions of users from around the world a one-stop-shop solution for their trading and investing needs. Since 2007, eToro has positioned itself as a Fintech leader, pioneering revolutionary practices such as social trading, blockchain and machine-learning-based investment products. eToro is a regulated and secure platform, operating in full transparency with its clients’ interest in mind. eToro’s award-winning trading and investing platform is home to millions of traders and investors in 140 countries. Join us and enjoy a professional, rewarding job atmosphere at a company that puts on emphasis on professional standards, while keeping the workplace fun. We offer competitive fees and great benefits for the right applicant. Job Description: Perform compliance reviews on all the Partners' marketing channels ensuring that it complies with CySeC, FCA, FinCEN, ASIC regulatory...

As a global fintech company, Openpay are defining the next generation of payments. We believe people and businesses should have freedom and flexibility in how they pay with no hidden catches. Openpay (ASX: OPY) is an omni-channel payment solution that provides customers with flexible, interest-free payment plans, in-store, online and through the Openpay App. Available in Australia, New Zealand, and the UK with our launch into the US. Currently underway! In doing so we’re changing the way people pay, for the better, and we’d love you to join us in our mission. As an established Australian business, we’re continuing to supercharge our growth by turning the world Amber. That’s right, “Aussie Amber” (our Marketing Team nailed that one!) This Amberfication is led by in-store, mobile app and on-line payments. About the role: Reporting to the Head of Enterprise Risk and Compliance, this role will support the development and implementation of key risk management policies &...

The Risk & Financial Crimes Operations team is looking for an experienced Compliance Operations Manager to join our fast growing global team overseeing our onboarding, identity, and compliance program. This position is responsible for building out and managing operational processes and programs required to comply with financial partner requirements, including those of card networks and global financial institutions. The right person for this role should have a solid understanding of card network rules, anti-money laundering (AML) requirements, including Know Your Customer (KYC) and Payments Card Industry (PCI) compliance. Successful candidates for the role will have a minimum of five years experience managing teams within payments, fintech, or financial services. You Will Develop the vision, strategy, and relevant OKR’s for the Compliance Operations team Manage a global team of up to 8 analysts located throughout the United States, Dublin, and Singapore Distill...

Sandstone Technology is a leading Fintech company with offices in Australia, the Philippines & United Kingdom. We provide award-winning Digital Origination, Banking and Lending Automation solutions, as well as exceptional Artificial Intelligence & Machine Learning capability. With over 300 staff, we’ve implemented our cutting-edge software products in more than 30 financial institutions globally, including major international & tier one banks. Our business is built around our people and our shared vision of continuous innovation, building market leading products, and partnering with our valued customers to transform banking experiences.   The Role This is a global role working closely with customers, suppliers and internal stakeholders to drive security and compliance programs within Sandstone. The Risk & Compliance Manager will have responsibility for security policies and ensuring compliance with these policies, including driving an awareness...

About Us We are Zip, a rapidly expanding global fintech headquartered out of Sydney, Australia with a growing presence focused in the US and UK markets. We're here to simplify how the world pays for what they need by connecting merchants with consumers and offering them fair and seamless payment solutions, everywhere. Our values: Customer First, Own It, Stronger Together and Change the Game, are at the heart of everything we do. They form our Mamba mentality - how we’re better than yesterday, and are used to create game-changing experiences for our customers and our people. Join us on our mission to be the first payment choice, everywhere and every day. The role As our KYC Analyst and reporting to the Operations Manager, you will review documentation for new merchant accounts, evaluating those that are high-risk and building out compliant processes and policies. You will also study market trends and observe behaviour patterns based on data to ensure Zip operates in safe...

Forex TB Ltd, a CySec regulated Forex Company, currently has an exciting, full-time career opportunity for a Compliance Assistant at its headquarters in Nicosia. Could you be the candidate that we’re looking for? Main Duties and Responsibilities: Assist in the handling of general compliance enquiries; Assist in the drafting of relevant compliance policies procedures; Lead on the effective management of complaints by investigating and resolving them in a timely manner; Propose improvements to internal marketing policies and procedures, in accordance with the business requirements and regulatory requirements; Monitor, review and approve marketing communications material including website pages, Banners, Landing Pages and any other material; Assist in handling of complaints and/or monitor the handling of client complaints by the relevant department; Assist in the development of the Company’s websites; Prepare and submit Compliance Reports...

Depaho, a financial company licensed by the Cyprus Securities Commission (CySec), based in Nicosia, seeks to recruit a Compliance Assistant Reports to: Head of Compliance Based: Nicosia, Cyprus Overall Purpose of Function: The Compliance Assistant is responsible to provide assistance to the Head of Compliance  in exercising oversight responsibility for the compliance and integrity of the Company. Assisting the Head of Compliance Officer to: Ensure Company’s compliance with local and European regulations on everyday basis; Be up to date with all applicable regulatory materials, such as directives, regulations, any circulars, or similar regulatory documents; Prepare and update existing policies and procedures of the Company; Prepare annual regulatory compliance reports; Ensure full and timely regulatory reporting (periodic and ad-hoc); Liaise with internal/external auditors and CySec on any compliance related matters;...

Interactive Brokers is seeking a Senior Anti-Fraud Specialist within the Fraud team at our Chicago Operations Center. This individual will be responsible for detecting new and evolving fraud patterns while providing consultation and strategic directions through professional reports and will assist with ensuring the firm complies with Bank Secrecy Act, USA PATRIOT Act, anti-terrorist financing, sanctions, and industry AML laws and regulations. The ideal candidate should have demonstrable analytical skills along with a passion for research and investigative evidence analysis. Responsibilities Proactively identity potential threats, vulnerabilities and suspicious behavior patterns and recommend effective mitigation measures. Recommend new software tools and enhancements to improve fraud detection, prevention, and reporting efforts. Read fraud and security risk management related articles, white papers, webinars, etc. to keep abreast of changes in the fraud and security...

Interactive Brokers is looking to hire a full-time Quality Assurance Compliance Analyst at the Chicago office. This is a position with excellent growth potential for highly motivated and exceptional performers. Analysts will report to a Quality Assurance Compliance Manager in our Chicago office and will assist with ensuring the firm complies with Bank Secrecy Act, USA PATRIOT Act, anti-terrorist financing, sanctions, industry AML, and securities laws and regulations. Responsibilities Conducting quality assurance reviews of account activity, including trading activity, deposit and withdrawal activity, and public domain activity, to determine if activity is in line with IBKR policy Advising management by collecting, analyzing, and summarizing data and trends. Conduce quality assurance on regulatory filings Contribute to streamlining current processes and identifying areas for improvement Review trading data for suspicious activity or patterns of unusual training...

iCapital Network is powering the world’s alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients. iCapital services approximately $70 billion in global client assets invested in close to 750 funds across more than 125,000 underlying accounts. iCapital was named Solutions Provider of the Year at the 2020 MMI/Barron’s Industry Awards and selected to the 2018, 2019 and 2020 Forbes FinTech 50, a list of the top 50 innovative financial technology companies that are transforming finance through technology.\\ About The Role iCapital is hiring a Vice President, Fund Attorney to join its Legal group. The focus will include representing private funds on a wide spectrum of matters including compliance and regulatory issues, capital raising, marketing, investor relations, fund formation and...

About Zip Founded in Sydney in 2013, Zip is an ASX listed fintech with a growing presence worldwide, including in Australia, New Zealand, UK, and USA, and with investments in South Africa, Europe and the Middle East. We are here to transform how the world pays for what they need by connecting merchants with consumers through fair and seamless payment and credit solutions. Our values: Customer First, Own It, Stronger Together and Change the Game, are at the heart of everything we do. They form our Mamba mentality - how we’re better than yesterday, and are used to creating game-changing experiences for our customers and our people. Join us on our mission to be the first payment choice for everyone, everywhere and every day. About The Role The New Markets team’s goal is to identify new regional opportunities with sustainable distribution entry strategies, deploy and support the technology platform, and support the operations of the new market during its first stages of...

Job Description Review the current approved and documented AML/CTF policies and procedures; determine gaps against applicable AML/CTFs laws and regulations and industry leading practices to identify areas of improvement Ensure compliance with AMLA, RIRR, and implementation of MTPP Assist in assessing the current KYC/CDD documentation of the customers, identifying gaps, and remediation Assist in implementing and maintaining transaction monitoring policies, procedures, and guidelines Regularly audit company procedures, practices, and documents to identify possible weaknesses or risks Serves as SME in providing compliance insights and educating employees on the latest regulations and processes including formulation of training decks Advise management on the company’s compliance with laws and regulations through creation of detailed reports and various management information systems Requirements At least 1 to 3 years of AML Compliance experience in a Banking/Financial...

Who We Are Established in Melbourne in 2015, Airwallex is a global payments fintech transforming the way businesses move and manage money domestically and internationally. Our purpose is to empower businesses of all sizes to grow in their own markets and around the world. With technology at our core, we built a global financial infrastructure platform to help businesses transact, collect and pay across 130+ countries and 50+ currencies, without the constraints of the traditional global financial system. Airwallex is Australia’s fastest growing fintech unicorn. We've grown to 12 global locations and have raised over $500 million in funding from world class investors including Sequoia, Greenoaks and ANZ. Airwallex has been recognised in Forbes' Cloud 100 2020, and placed in the Top 50 of KPMG’s Global Fintech100 two years in a row. To support our ambitious growth plans, we’re looking for smart, collaborative and passionate people who are looking to make a genuine impact. The...

TransferGo is a fast-growing fintech brand, offering online money transfers to over 60 countries across the world with high speeds, low fees and no hassle. We're a diverse and multilingual bunch of people, working from offices in London, Vilnius, Kaunas, Berlin, Istanbul and Warsaw - and we're still growing! At the moment we're looking for an Associate Compliance AML Analyst to join the AML Compliance and Fraud Prevention team. Compliance Analysts monitor numerous real-time systems to review high risk customers, transactions, and analyse records to identify and prevent illegal activities. At the same time, they contribute to product improvements in order to make transfers safe and easy to initiate for our customers. Compliance team is constantly changing and evolving, looking for better ways to make our customers and company safe. If you have a passion for digging deep and looking into things from different angles you might have just found a great opportunity! Here's...

It is usually extremely difficult to go through the insurance claiming process, which requires both time, knowledge, and much patience. As a consequence, there are millions of euros of personal accident insurance compensation that go unclaimed across Europe every year. Insurello wants to help people to claim insurance compensation smoothly online. Our vision is to rebalance the power between customers and the insurance companies, enabling fair compensation for all . We are now looking for a thorough and business-oriented Head of Legal to join our international start-up and help us succeed on our growth journey. We are currently present in three markets, but our ambitions are high! We aim to continue expanding both by entering new markets and providing more services, all with the goal to help as many people get fair compensation. If this makes you excited – keep reading! The Role Things change quickly in Insurello, and it is essential to be open about what the...