Trading 212
Düsseldorf, North Rhine-Westphalia, Germany
The London based fintech company Trading 212 that disrupts the stock brokerage industry is looking for an AML Officer for its branch in Germany. The company is looking for an experienced professional with sufficient knowledge and skills to monitor and manage the on-boarding process of new clients. The candidate must have: Knowledge of AML requirements under the German AML-Act (Geldwäschegesetz – GwG) and the German Banking Act (Kreditwesengesetz – KWG), in particular in the areas of customer due diligence and monitoring of transactions; Knowledge of arrangements aimed at prevention of money laundering risk; Knowledge of arrangements aimed at monitoring of transactions in light of money laundering and terrorist financing factors; Sufficient practical experience in AML. An attractive package will be offered to the successful candidate in line with his/her experience and qualifications. If you are interested in the above position, please send...
09/07/2020
Full time
The London based fintech company Trading 212 that disrupts the stock brokerage industry is looking for an AML Officer for its branch in Germany. The company is looking for an experienced professional with sufficient knowledge and skills to monitor and manage the on-boarding process of new clients. The candidate must have: Knowledge of AML requirements under the German AML-Act (Geldwäschegesetz – GwG) and the German Banking Act (Kreditwesengesetz – KWG), in particular in the areas of customer due diligence and monitoring of transactions; Knowledge of arrangements aimed at prevention of money laundering risk; Knowledge of arrangements aimed at monitoring of transactions in light of money laundering and terrorist financing factors; Sufficient practical experience in AML. An attractive package will be offered to the successful candidate in line with his/her experience and qualifications. If you are interested in the above position, please send...
Trading 212
Düsseldorf, North Rhine-Westphalia, Germany
The London based fintech company Trading 212 that disrupts the stock brokerage industry is looking for a Chief Compliance Officer for its branch in Germany. The company is looking for an experienced professional with sufficient knowledge, skills and good reputation to lead the compliance oversight of the branch. The Chief Compliance Officer’s duties and responsibilities are: Serving as the firm’s key point of contact with BaFin; Design Company’s Policies and procedures related to compliance matters and AML matters; Review all Company’s policies and procedures in order to be in line BaFin’s requirements; Review company’s marketing material advising on amendments needed; Handling clients’ complaints; Maintain the accuracy of compliance records, tests and training material; Monitoring of transactions. The candidate must have: A degree in Finance or Law; 2 years experience in Compliance in an investment company; Strong...
09/07/2020
Full time
The London based fintech company Trading 212 that disrupts the stock brokerage industry is looking for a Chief Compliance Officer for its branch in Germany. The company is looking for an experienced professional with sufficient knowledge, skills and good reputation to lead the compliance oversight of the branch. The Chief Compliance Officer’s duties and responsibilities are: Serving as the firm’s key point of contact with BaFin; Design Company’s Policies and procedures related to compliance matters and AML matters; Review all Company’s policies and procedures in order to be in line BaFin’s requirements; Review company’s marketing material advising on amendments needed; Handling clients’ complaints; Maintain the accuracy of compliance records, tests and training material; Monitoring of transactions. The candidate must have: A degree in Finance or Law; 2 years experience in Compliance in an investment company; Strong...
Trading 212
Düsseldorf, North Rhine-Westphalia, Germany
Trading 212, the London based fintech company that disrupts the stock brokerage industry by offering zero commission stock trading service, is looking for a Managing Director for its branch in Germany. The company is looking for an experienced professional having sufficient knowledge, skills and experience in business management, finance and in capital markets. The managing Director’s duties and responsibilities are: To perform sound and prudent management of the Company; To ensure that the conditions of the Company's BaFin license and authorisation are met at all times; To perform general management of day-to-day tasks in the Company's office; To select, hire and manage the personnel; To follow up developments in the sector and ensure that the company has sufficient human and technical resources required for the performance of its duties; To assess, review and continuously improve the effectiveness of internal policies and procedures; To receive and...
04/07/2020
Full time
Trading 212, the London based fintech company that disrupts the stock brokerage industry by offering zero commission stock trading service, is looking for a Managing Director for its branch in Germany. The company is looking for an experienced professional having sufficient knowledge, skills and experience in business management, finance and in capital markets. The managing Director’s duties and responsibilities are: To perform sound and prudent management of the Company; To ensure that the conditions of the Company's BaFin license and authorisation are met at all times; To perform general management of day-to-day tasks in the Company's office; To select, hire and manage the personnel; To follow up developments in the sector and ensure that the company has sufficient human and technical resources required for the performance of its duties; To assess, review and continuously improve the effectiveness of internal policies and procedures; To receive and...
