Sumitomo Mitsui Banking Corporation

  • New York, NY, USA
Sumitomo Mitsui Banking Corporation New York, NY
28/09/2020
Full time
Overview The Regulatory Officer works with the Regulatory Change Management Team within SMBC's Planning Department as a Subject Matter Expert to assist with identification of regulatory change applicability of new or changes to existing laws, rules, regulations or material regulatory guidance and matters related to overseeing timely implementation for SMBC. The Regulatory Officer role works with departments across SMBC Americas Division to coordinate Regulatory Change Management Group matters. As a member of the Regulatory Change Management team, the Regulatory Officer II will work in the capacity of a subject matter expert who will be responsible for identifying, analyzing, and overseeing the timely implementation of new or changes to existing laws, rules, regulations or material regulatory guidance (regulatory changes). Their primary duties include covering applicability analysis, preliminary impact assessment, routing, action plan tracking and policy and procedure...
Sumitomo Mitsui Banking Corporation Jersey City, NJ
27/09/2020
Full time
Overview SMBC is looking for a Data Analytics Manager to join the Compliance team. This person will be reporting to the Director of Analytics and Regulatory Innovation in the Compliance Department, Americas Division, the AML Analytics Analyst performs detailed analytics work in support of the AML Analytics group’s goals and objectives. This person will perform the collection, aggregation, analysis and visualization of customer, product, and transaction data. They will develop reports for use by SMBC Americas Division and Head Office stakeholders and performs analysis in support of the design, implementation, and enhancement of BSA/AML tools and systems, including AML transaction monitoring and sanctions screening systems. Responsibilities Collect, aggregate, analyze, and visualize customer, product, and transaction data to identify trends and evaluate changes of customer, product, and transactional risk exposure Develop MIS reports for submission to senior Branch...