Charles Schwab

  • San Francisco, CA, USA
Charles Schwab Westlake, TX
01/04/2021
Full time
Your Opportunity The Futures Compliance Team in Corporate Risk Management supervises all aspects of compliance for Schwab’s futures, forex and virtual currency business, including risk assessments, policies and procedures, training, senior management reporting, Audit and Regulatory exams, testing and managing actions stemming from findings, observations or self-identified issues. What You Are Good At The primary responsibility of the Director – Futures Compliance will be supporting the Chief Compliance Officer or the futures business and working with the current team located in Chicago and Westlake. The Director will also work with key business partners including the business, legal, compliance and risk management, Financial Crimes Risk Management (FCRM) to further the development of a mature and continuously improve the Futures Compliance Program. The Director Will Be Responsible For Establishing a virtual currency compliance program, including Providing advice...