Compliance Consultant

$18,000 - $30,000 yearly
  • FAI Comply
  • Limassol, Cyprus
  • 20/10/2021
Full time Compliance

Job Description

The role will see the successful candidate offer consultancy to a range of clients across the Investment Services, Funds, Payment Services and E-Money sectors in relation to Compliance & Regulation.


  • Compliance/Legal/Audit related experience, minimum 2 years
  • CySEC Advanced Exam / AML Exam are preferred
  • Good academic credentials
  • Knowledge of CySEC reporting requirements


Involves constant interaction with clients to:

  • Deliver projects and reports including annual Regulatory obligations
  • Continually advise clients of regulatory change and guide accordingly
  • Analyze day to day client data to ensure all relevant fields are covered  
  • Assess compliance and anti-money laundering (AML) risks on an ongoing basis and design implement and update appropriate policies, procedures and controls
  • Carry out ongoing compliance monitoring and surveillance
  • Administer procedures and maintain relevant records
  • Review conflict management
  • Review marketing material
  • Complaints handling services
  • Carry out due diligence on potential clients, business partners and service providers
  • Develop and Conduct Compliance and AML training for staff members
  • Report to the Board of Directors and senior management on the appropriateness and effectiveness of systems and controls and oversee progress of required enhancements