Chief Executive Officer

  • Capital.com
  • New York, United States
  • 22/07/2021
Full time Executive Management

Job Description

Chief Executive Officer - FINRA Registered Principal - Are you a driven, ambitious individual with a strong background at a FINRA broker dealer who’s looking to further build their career at an exciting, fast-growing fintech company? Are you a great team player, who is a creative thinker and always full of ideas? If you are, we would love to hear from you.

We are looking for a dynamic CEO to help us scale our US operations. The role will ensure our US team is assembled to meet our strategic goals, values and business priorities. As a critical part of the team building operations, you will play an important part in the next phase of the company’s growth.


The ideal candidate should come from a strong background at a broker dealer, with proven team building results. The role requires a proactive approach to building an emerging US-specific subsidiary, while working closely with the senior leadership, individual teams. The successful candidate will be required to demonstrate a keen understanding of what drives a successful and compliant broker dealer as well as insight into the FINRA requirements.

Who we are - Capital.com is a high-growth, FinTech trading platform helping everyone connect with the new digital assets. Powered by cutting edge technology, it  enables people to securely invest in popular stocks, indexes, options via simple, intuitive, web- and mobile-based applications. Investors can conveniently invest in top-traded equities through our web-based and mobile app platform; and access the platform’s free and extensive education resources to help them invest with confidence in these burgeoning asset classes.At Capital.com and Currency.com, we are pioneering an innovative platform looking to be the "FinAll" for traders all around the world. We are a team of over 250 members all across the world, with over hundreds of millions of dollars in daily notional volume traded. We have seen triple digit growth over the last three quarters. In addition to our trading platform, we have an impressive in-house media and education program which provides free trading education with numerous online courses, guides, webinars and latest market news. We have a strong commitment to compliance, as we are licensed by the Financial Conduct Authority (FCA) in the United Kingdom, the Gibraltar Financial Services Commission (GFSC) in Gibraltar, the Australian Securities and Investments Commission (ASIC) in Australia, and a Money Services Business with FinCEN, as well as a FINRA registered Broker Dealer in the United States.

Responsibilities:

  • Day-to-day interfacing with FINRA throughout the new member application process
  • Liaison with outside consulting firm facilitating the FINRA new member application process
  • Contributing to the plan for US expansion.

Qualifications:

  • An active FINRA Series 24 license
  • At least 2 years direct experience with a FINRA registered broker dealer
  • Deep understanding of day-to-day management of a FINRA registered broker dealer
  • Experience with dealing with related vendors to compliment the daily management of a FINRA registered broker dealer
  • Experience with high-growth companies
  • Self-starter who takes ownership of their role in the mission
  • Interest in building a cohesive team focused on the mission of the company.

What we offer:

  • Great friendly and professional working environment with an opportunity to grow and learn
  • Attractive benefit package
  • Quarterly bonus pools
  • Opportunity to join a proven high growth company, at an early stage.