336 compliance jobs

Description The role is within the AML Branches Coordination team reporting to the Supervisor and involves daily communication both internally within the team and other departments and externally with the AML units of the company’s EU branches. Who We Are Viva Wallet is a leading European cloud-based neobank, delivering the future of payments, now. With presence in 24 markets, it is the payment institution with the largest footprint in Europe. Viva Wallet's mission is to change the way businesses pay and get paid, offering truly unifying, yet localized, end-to-end advanced digital payments solutions and embedded banking services tailored to their needs. Latest innovations include the “Viva.com | Terminal” app which turns any smartphone to a card terminal, and “Smart Checkout” payment gateway that can increase conversion by 21%. An advocate of sustainable cashless economy, Viva Wallet harnesses the power of their disruptive in-house technologies...

We have an opportunity for a Head of UK Compliance to join the business on an Interim/Fixed Term Contract basis of 6-9 months. ROLE AND RESPONSIBILITIES The Head of UK Compliance will provide daily management of the UK compliance team including: manage, coach and develop the team to effectively deliver the UK Compliance requirements of CMC Markets and Spreadbet; Manage the implementation and continuous development of the risk-based compliance monitoring program; Advise on and monitor the complaint handling process, supporting senior management and other employees to ensure all queries are dealt with promptly, professional and fairly and in accordance with regulatory requirements; manage significant complaints with FOS; The Head of UK Compliance will assist on the new account opening process including client classification, appropriateness, and ensure these are carried out in accordance with regulators and the Group’s internal policies; Manage the...

About Us: Established for more than 15 years, we are a global finance trading platform based in Sydney, Australia with over 130+ employees with a strong online presence. Continually improving our product and services, we are considered one the of main competitors within our industry. As an agile company that values growth and development, we foster a collaborative culture. Company Values:  Responsible Governance and Practices  Transparency and Trust  Inspiring Confidence  Commitment to Customer Service  Technology and Innovation   If you possess strong organisational skills, time management abilities, and a desire to grow within the trading sector, we encourage you to apply and join our exciting journey. We are looking for someone who will provide our trading team with passion, dynamic experience and excellent communication skills. You will be based full time in the Sydney CBD office. Salary will be based on experience and...

Who We Are At OKX, we believe our future is reshaped with technology. Founded in 2017, OKX is one of the world’s leading cryptocurrency spot and derivatives exchanges. OKX innovatively adopted blockchain technology to reshape the financial ecosystem by offering some of the most diverse and sophisticated products, solutions, and trading tools on the market. Trusted by more than 20 million users in over 180 regions globally, OKX strives to provide an engaging platform that empowers every individual to explore the world of crypto. In addition to its world-class DeFi exchange, OKX serves its users with OKX Insights, a research arm that is at the cutting edge of the latest trends in the cryptocurrency industry. With its extensive range of crypto products and services, and unwavering commitment to innovation, OKX vision is a world of financial access backed by blockchain and the power of decentralized finance. We invest in our people as much as we invest in technology. We...

We are looking for a financial risk analyst who wants to enter the online trading risk management world As a Financial Risk Analyst, you will thoroughly understand all financial markets that the company operates in, including all products and market principles. You will collect and analyze market and trading-related data and offer risk-mitigating actions in order to reduce the company’s risk. You will provide online and ad-hoc responses to exposure and market-related events that occur during the trading day. You will build risk management procedures for the various risks arising from the company’s trading activities. Requirements: Bachelor's degree in Industrial Engineering, Economics, or related field. Understanding of Financial Markets, Finance or Online Trading Self-motivated with the ability to work independently. Working days – Monday to Friday. Recommended Experience with Bloomberg Terminal...

Paysafe (“Paysafe”) (NYSE: PSFE) (PSFE.WS) is a leading payments platform with an extensive track record of serving merchants and consumers in the global entertainment sectors. Its core purpose is to enable businesses and consumers to connect and transact seamlessly through industry-leading capabilities in payment processing, digital wallet, and online cash solutions. With over 20 years of online payment experience, an annualized transactional volume of over $130 billion in 2022, and approximately 3,300 employees located in 12+ countries, Paysafe connects businesses and consumers across 100 payment types in over 40 currencies around the world. Delivered through an integrated platform, Paysafe solutions are geared toward mobile-initiated transactions, real-time analytics and the convergence between brick-and-mortar and online payments. Further information is available at www.paysafe.com . Lead & develop a team of fraud and AML investigations specialists to help...

Description We are looking for an experienced Regulatory Reporting Analyst to join our Viva Wallet team in Portugal, reporting to the Regulatory Reporting Analysis Manager. The successful candidate will support the analysis on regulatory reporting requirements, in multiple counties where the company has presence. About Viva.com Viva.com is a leading European cloud-based neobank, delivering the future of payments, now. With presence in 24 markets, it is the payment institution with the largest footprint in Europe. Viva.com’s mission is to change the way businesses pay and get paid, offering truly unifying, yet localized, end-to-end advanced digital payments solutions and embedded banking services tailored to their needs. An advocate for a sustainable cashless economy, the Organisation delivers digital payments services across three different time zones, in 17 languages and 9 currencies, featuring over 30 payment methods. Harnessing the power of revolutionary...

Role & Responsibilities The Head of Onboarding will lead and transform the KYC/Onboarding team from a predominantly administrative function sitting in Sales/Client services, to a best in class control function sitting in Business Operations. Work closely with Group Compliance to formalise a traditional 1st line/2nd line of defence model for KYC and Onboarding. Assist in the transition of duties from 2nd line to 1st line as appropriate. Ensure that all retail individual, corporate, and institutional clients are onboarded in an efficient and compliant manner, within agreed SLAs. The Head of Onboarding will Implement best in class customer data capture, ensuring completeness and accuracy of all data required for internal use, and to meet external regulatory requirements including but not limited to local KYC/AML regulation, FATCA/CRS, US QI, MiFID and EMIR. Enhance CMC’s customer due diligence / periodic review process, ensuring that for all customer...

Dedicated to powering entrepreneurs, Qred is a profitable, fast-growing fintech scale-up and just received a bank license. Ranked by Financial Times as one the fastest growing companies in the EU for three consecutive years, we are a well-capitalized, founder-led company, characterized by fast decisions and a flat organization. With our team of more than 200 Qredsters covering 6 EU markets, we are now looking for a Treasury Analyst to help lead the next chapter in our growth journey as a bank. Sounds cool, what about the role? As a Treasury Analyst, your role will encompass various critical responsibilities, including managing the bank's funding, liquidity, and capital, as well as FX hedging and regulatory reporting. Additionally, you will provide support to Qred in investor and bank relations, cash management, and the bank's ICLAAP (Internal Capital Adequacy Assessment Process). Working alongside a team of highly competent and motivated professionals, this position...

We have an exciting opportunity for an ambitious and experienced Department Head for our Regulatory Reporting Team based in Luxembourg. Banking Circle is a truly international and vibrant company with more than 450 skilled and dedicated employees worldwide. We are a differentiator in the market who provides the stability of a Bank and the flexibility of a Fintech, in order to deliver a payments solution to our clients as we continue transforming the Banking and Payments industry for the new economy. About the role You will be leading the initiatives to develop and strengthen the reporting platform (tools, processes, people) of the bank, while at the same time being responsible for the day-to-day operations of the regulatory reporting team. You will manage a small but growing team of reporting and business analysts, that are tasked with handling all regulatory reporting for the bank and its branches and subsidiaries including reports to regulators and relevant authorities...

About Us: Eightcap is a leading fintech company dedicated to o provide exceptional financial services to our clients. This fundamental principle remains at the core of everything we do at Eightcap and is pivotal to our success. We are currently looking for a highly skilled and motivated Senior Brokerage Officer to join our dynamic team. Responsibilities: Manage and oversee the daily operations of the brokerage. Administer and monitor the Trading platforms and Bridges. Implement risk management strategies and ensure compliance with relevant regulations. Analyze financial data and provide timely reports to management. Collaborate with other departments to ensure smooth operations and customer satisfaction. Requirements: Minimum of 3 years experience in a dealing room or brokerage. Excellent knowledge of MT4/5 Admin and Manager. Excellent knowledge of Microsoft Excel. Good knowledge of One Zero Bridge. Passed the Advanced exam from...

Simplify payments to improve everyone’s life More than an app, Satispay is a great group of creative, innovative, curious, enthusiastic people united by a bold mission: to build the future of payments in Europe! We created a mobile payment network to revolutionise how people think about money, by creating a direct connection between consumers and merchants. We do it smart every day while being responsible for the impact of our choices. We believe in creating value for our network through constant collaboration and hard work. If you want to know more about us, give a look here: www.satispay.com Join us as a Fraud Operations Analyst What you will be doing As a Fraud Operations Analyst you will be responsible for mitigating fraud risks and financial losses, while ensuring a great user experience and supporting Satispay growth. This role is based in Luxembourg, where - along with all the key people - as an active member of Satispay, you will be a core...

ROLE AND RESPONSIBILITIES The main role and responsibilities of the Operational Risk Analyst will be to assist the Head of Operational Risk and the Operational Risk Function to implement and embed CMC Markets’ Operational Risk Management policy, framework, systems and processes across the organisation. The Operational Risk Analyst will play a pivotal role within the function by providing support to the operational risk processes, including analysing key risk data, managing key operational risk processes, maintaining the system/databases relevant to these procedures so that high quality management information is prepared for all Risk Stakeholders, including Risk Committees. The Operational Risk Analyst will assist the Head of Operational Risk to create a strong operational risk management culture and awareness across the organisation. The Operational Risk Analyst will take on responsibility for:- Delivering on a range of risk data analytics to support the...

eToro is the world’s leading social trading network, providing millions of users from around the world a one-stop-shop solution for their trading and investing needs. Since 2007, eToro has positioned itself as a Fintech leader, pioneering revolutionary practices such as social trading, blockchain and machine-learning-based investment products. eToro is a regulated and secure platform, operating in full transparency with its clients’ interest in mind. We are looking for Head of Financial Crime to join our team! About The Role As the Head of Financial Crime, you will play a crucial role in safeguarding our company and customers against financial crimes and illicit activities. You will be responsible for developing and implementing effective strategies to combat fraud, money laundering, terrorist financing, and other financial crimes across all our operations in various regulatory environments. The role involves management and oversight of a team located globally,...