379 aml compliance officer jobs

We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talent team. We are currently seeking a motivated individual for the position of Anti-Money Laundering (AML) Officer to join our AML team. The person will be reporting directly to the Deputy Head of Compliance/AML. Responsibilities: Assist with developing, designing and re-designing the AML procedures of the Company Prepare reports for Head of Compliance/AML senior management's external regulatory bodies as appropriate Assess the current and forthcoming regulatory updates/changes on the Company’s policies and procedures Ensuring that the Company complies with the regulatory requirements through the AML Monitoring Program and reporting any compliance...

Overview Permanent , Full-time, hybrid Connecting clients to markets – and talent to opportunity With 4,300 employees and over 400,000 retail and institutional clients from more than 80 offices spread across five continents, we’re a Fortune-100, Nasdaq-listed provider, connecting clients to the global markets – focusing on innovation, human connection, and providing world-class products and services to all types of investors. Whether you want to forge a career connecting our retail clients to potential trading opportunities, or ingrain yourself in the world of institutional investing, The StoneX Group is made up of four segments that offer endless potential for progression and growth. Position purpose: To provide efficient and high-quality AML compliance support in various business areas of SFEG. You will advise both local management and, where appropriate, the Board of Directors upon action and strategies appropriate to manage statutory, regulatory and operational risks...

Overview Permanent , Full-time, hybrid Connecting clients to markets – and talent to opportunity With 4,300 employees and over 400,000 retail and institutional clients from more than 80 offices spread across five continents, we’re a Fortune-100, Nasdaq-listed provider, connecting clients to the global markets – focusing on innovation, human connection, and providing world-class products and services to all types of investors. Whether you want to forge a career connecting our retail clients to potential trading opportunities, or ingrain yourself in the world of institutional investing, The StoneX Group is made up of four segments that offer endless potential for progression and growth. Position purpose: To provide efficient and high-quality AML compliance support in various business areas of SFEG. You will advise both local management and, where appropriate, the Board of Directors upon action and strategies appropriate to manage statutory, regulatory and operational risks...

We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talent team. We are currently seeking a motivated individual for the position of Senior Compliance and Anti-Money Laundering (AML) Officer to join our Compliance and AML team. The person will be reporting directly to the Head of Compliance and AML. Responsibilities: Assist with developing, designing and re-designing the Company’s procedures\\Prepare reports for Head of Compliance/AML senior management & external regulatory bodies as appropriate Assess the current and forthcoming regulatory updates/changes on the Company’s policies and procedures Ensuring that the Company complies with the regulatory requirements through the Compliance and AML Monitoring...

Are you a Compliance professional with at least 5 years'+ financial service experience? Do you have a diverse skillset with a desire to both set the direction and to execute? Are you looking for managerial experience? Within the Compliance team of Saxo Bank we are looking for a compliance professional for our Antwerp branch to step into the new role of Head of Compliance, Belgium. Located in our beautiful office located on the 18th floor in the center of Antwerp, with a breathtaking view of the historic city center and within walking distance of the Meir, the office has approximately fifty employees serving more than 80,000 customers. As part of the compliance team of the European region, you will report directly to our Head of Compliance Mid Europe, who will provide guidance and support to help you develop and grow into your new role. You will gain exposure to a range of stakeholders and compliance experts across our organisation, building your knowledge and expertise to enable...

We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talent team. We are currently seeking a motivated individual for the position of Anti-Money Laundering (AML) Officer to join our AML team. The person will be reporting directly to the Deputy Head of Compliance/AML. Responsibilities: Assist with developing, designing and re-designing the AML procedures of the Company Prepare reports for Head of Compliance/AML senior management's external regulatory bodies as appropriate Assess the current and forthcoming regulatory updates/changes on the Company’s policies and procedures Ensuring that the Company complies with the regulatory requirements through the AML Monitoring Program and reporting any compliance...

The Compliance Officer is responsible for leading FXCM Australia's compliance risk management program and for ensuring that the firm has risk-based policies, procedures, and controls, designed to ensure compliance with all applicable laws, regulations, policies and applicable guidance of local regulators. They act as primary point of contact with Australian regulatory authorities. ​​​​​​​ Principal Duties & Responsibilities including but not limited to: Support regulatory applications, maintain current regulatory licences; Compliance risk analysis; Approval of compliance manuals, policies and procedures; Understand, maintain awareness of and ensure compliance with Australian regulatory framework and securities laws and regulations including Australian and EU laws, international and industry standards and best practices; Serve as primary contact person for the competent authorities, such as ASIC, AUSTRAC and AFCA; Respond to ad hoc queries from the Business...

We are currently seeking a dynamic and motivated individual for the position of Compliance Officer to join our Firm's Compliance Department. Key Responsibilities/Duties Collaborate with the Senior Compliance Officer to establish and refine policies and procedures, ensuring compliance with relevant laws and regulations. Effectively communicate policies and procedures to employees and provide necessary training. Monitor and enforce compliance with both internal policies and external regulations, conducting regular audits and assessments to identify non-compliance. Develop and implement corrective action plans to rectify compliance deficiencies and mitigate associated risks. Stay updated on changes in laws and regulations, conducting thorough investigations into compliance violations or allegations. Document findings, recommend compliance actions or corrective measures, and prepare reports for senior management and regulatory authorities. Foster a culture of compliance...

About The Company: TMGM stands at the forefront of online trading and investment services, proudly serving as Chelsea FC's Official Regional Online Forex and Trading Partner in Asia Pacific. With a global presence and offices spanning three continents, TMGM has earned its reputation as a trusted CFD trading provider. We embody excellence through a commitment to regulatory compliance, technological innovation, and unparalleled customer service. At TMGM, our vision goes beyond providing a platform for trading; we aspire to empower our clients with the best trading conditions. We leverage industry-leading and cutting-edge innovative platforms to ensure that your trading experience is nothing short of exceptional. Our relentless commitment to research and development continually pushes the boundaries of liquidity and usability, giving them the tools they need to thrive in an ever-evolving financial landscape. About The Role： We are looking for an Onboarding Operations Officer...

Overview Connecting clients to markets – and talent to opportunity With 4,300 employees and over 400,000 retail and institutional clients from more than 80 offices spread across five continents, we’re a Fortune-100, Nasdaq-listed provider, connecting clients to the global markets – focusing on innovation, human connection, and providing world-class products and services to all types of investors. Whether you want to forge a career connecting our retail clients to potential trading opportunities, or ingrain yourself in the world of institutional investing, The StoneX Group is made up of four segments that offer endless potential for progression and growth. Compliance Officer and Money Laundering Reporting Officer (MLRO) Job purpose: As the Compliance Officer and MLRO, you will be responsible for ensuring the company's compliance with all relevant regulations and laws, and providing advice and guidance to the management team on compliance and financial crime prevention...

Blockchain.com is the world's leading software platform for digital assets. Offering the largest production blockchain platform in the world, we share the passion to code, create, and ultimately build an open, accessible and fair financial future, one piece of software at a time. We are seeking an outstanding compliance leader to join our fast-growing team as Head of AML & Compliance, Europe. This role, reporting to the Global Chief Compliance Officer, will be responsible for overseeing compliance with regulatory compliance frameworks in Europe. We are looking for a highly motivated, adaptable, and collaborative professional who can handle ambiguity and enjoys building. As Head of AML & Compliance for Blockchain (LT), UAB, you will oversee and execute the company’s compliance strategy in accordance with the Markets in Crypto Assets (MiCA) regulation, and oversee compliance staff in the European jurisdictions in which the company operates. If you have experience in a...

Blockchain.com is the world's leading software platform for digital assets. Offering the largest production blockchain platform in the world, we share the passion to code, create, and ultimately build an open, accessible and fair financial future, one piece of software at a time. Our Compliance Operation team is looking for outstanding compliance operations talents to join as a SAR Analyst . In this role, you will work closely across the global compliance team and other functions in the company to provide support on compliance and regulatory matters focusing on financial crimes compliance. We are looking for a highly motivated, adaptable and collaborative person who can handle ambiguity and enjoys building. If you have experience in a fast-paced environment and are looking for an opportunity to be a member of an innovative compliance team in the crypto currency space, this is the perfect opportunity for you! The SAR analyst supports the Compliance program for Blockchain’s EU...

IG Bank is seeking a skilled and dedicated Senior Legal and Compliance Officer or Senior Compliance Officer for a temporary mission of 9 months, starting from February 2025, to cover maternity leave. This is a unique opportunity to work within a dynamic team and assist in upholding the highest standards of regulatory compliance and legal support for a growing business in Switzerland. Candidates with a legal background and experience will be responsible for additional legal and company secretary functions. If you have a background in Swiss financial markets and a minimum of 5-7 years of experience in banking compliance and/or legal roles, we encourage you to apply. This role offers a meaningful opportunity to contribute to a leading organization, working alongside seasoned professionals dedicated to upholding the highest standards in legal and compliance functions. You’ll gain unique exposure to Swiss banking regulations and be part of a team that values integrity,...

Company Description Building the bank of tomorrow takes more than skills. It means combining our differences to imagine, discuss, code, develop, test, learn… and celebrate every step together. Share our vibes? Join Swissquote to unleash your potential. We are the Swiss Leader in Online Banking and we provide trading, investing and banking services to +500’000 clients, through our performant and secured digital platforms. Our +1000 employees work in a flexible way, without dress code and in multicultural teams. By having a huge impact on the industry, they are growing their skills portfolio and boosting their career in a fast-pace environment Are you all in? Don’t be shy, apply Job Description As a Compliance Officer, you will be part of the Compliance Department and work in the Compliance Department – Onboarding Private Team. You will have multiple tasks, which include: Due diligence on account opening requests Review of...

Company Description Building the bank of tomorrow takes more than skills. It means combining our differences to imagine, discuss, code, develop, test, learn… and celebrate every step together. Share our vibes? Join Swissquote to unleash your potential. We are the Swiss Leader in Online Banking and we provide trading, investing and banking services to +500’000 clients, through our performant and secured digital platforms. Our +1000 employees work in a flexible way, without dress code and in multicultural teams. By having a huge impact on the industry, they are growing their skills portfolio and boosting their career in a fast-pace environment Are you all in? Don’t be shy, apply Job Description In this position, you will be a member of the new Business Risk Management unit, which will be part of the Institutional Sales Zurich department. You will work closely with the relationship managers of the Sales Zurich Department and with the Compliance Service. You will play a key...

Our Compliance Infrastructure team is responsible for the development and maintenance of systems, processes, and technologies that support our organization's compliance activities. This includes the Global Financial Crimes and Compliance Operations team, which manages financial crime risk and ensures compliance with anti-money laundering (AML), sanctions, and anti-bribery and corruption (ABC) regulations. The Blockchain Analyst will report to the Director, Financial Crimes and will assists with various assignments supporting the Compliance Program of the Company.  In this role, you will: Conduct complex investigations into cases that are referred as part of the overall escalation process; Conduct proactive blockchain-based investigations; Produce briefs and reports on a range of issues: Synthesize data derived from other sources into long-form analysis; Provide training and support to other analysts on the U.S. Financial Crimes Team; Maintain proficiency in all...

The Firm XTX Markets is an algorithmic trading firm that actively trades tens of thousands of instruments on over 80 venues with a daily volume of almost 300 billion USD. We partner with counterparties, exchanges, and e-trading venues globally to provide consistent liquidity in the equity, FX, fixed income, commodity & options markets, helping market participants throughout the world obtain the best prices in the various assets classes we cover. We leverage the talent of the people who work here, modern computational techniques and state-of-the-art research infrastructure to analyse large data sets across markets quickly and efficiently, to maximise the effectiveness of our proprietary trading algorithms. The models that drive our trading strategies have evolved considerably over the last 10 years, from econometric methods that gave our company its name, to trees, to neural networks, to modern deep learning architectures. We are actively seeking new methods and ideas. At...

About The Job Would you like to be part of a Global Compliance team where you will get an important role in enabling the development of compliant business? BG SAXO is a partnership between Banca Generali and Saxo Bank, providing clients with an advanced trading platform. The position, based in Milan, would be a part of the Saxo Group S/A parent Group Compliance European team where the Headquarter function is located in Denmark. The challenge is to support the local business in developing business in Italy within the requirements of the Group and local regulators. Responsibilities Responsibilities include, inter alia: Assistance with local regulatory communications and regulatory reporting Close liaison with Group Compliance and other European Compliance teams Maintain compliance risk assessments and activity plans Deliver on the activity plans (monitoring, advice memos, training etc) Keep abreast of business and regulatory developments and advise on...

Conotoxia Limited is a new groundbreaking name on the European financial market providing complex investment products and services. It is a financial ecosystem powered by Conotoxia Holding, Poland's most recognized industry brand with a multi-billion USD recent annual turnover and over 13 years of experience. Main responsibilities: Monitor and ensure compliance with CySEC regulatory and other relevant regulatory requirements. Implement and adhere to Compliance Monitoring programs. Support in the development and delivery of compliance training programs for employees and maintain accurate records. Assist in developing and implementing compliance policies and procedures. Keep abreast of changes in regulatory requirements and industry trends ensure ongoing compliance. Coordinate with internal departments to address compliance matters and provide guidance on regulatory best practices. Prepare and maintain accurate records of compliance activities. Assist in preparation...