CMC Markets
Frankfurt, Germany
This is a great opportunity for an experienced Compliance Manager / Single Officer to join our CMC Markets Germany GmbH (WpHG/MaDepot) in Frankfurt.
Within this role you will support the Compliance & Anti Financial Crime function with focus on Germany and Austria.
Role & Responsibilities
Review regulatory development across Europe and in Germany and Austria specifically. Assess applicability, propose and project manage solutions through to implementation
Ensure the continued development of documentation, including policies, procedures and frameworks in line with the changing regulatory environment;
Assist the Head of Compliance & Anti Financial Crime Europe in cultivating a strong relationship with regulators, managing interaction and dialogue
Involvement in preparing responds to regulatory queries/requests and consultation papers as they apply
Maintain and promote communication and strong working relationships with key stakeholders, across CMC...