52 compliance analyst jobs in London

We have an exciting opportunity for a Compliance Analyst to join our UK Compliance team. Reporting into a Compliance Manager, your position will involve supporting the Compliance advisory function in ensuring that the firm meets its regulatory objectives. Please note that this is an onsite role that will require you to work within our London office (near Liverpool street) 5 days on site per week . Key Responsibilities: Keep abreast of regulatory developments. Assess applicability, assist with proposing and project managing solutions through to implementation in a timely manner. Assist with project work dependent on regulatory topics, commercial business projects or BAU. Contribute to and/or manage responses to regulatory queries/requests, consultation papers as they apply and regulatory audits. Assist with the resolution of findings. Work with the business units to develop a good understanding of their strategy, services and products, and promote a good compliance culture...

We are hiring an IT Compliance Analyst who will support the IT Compliance Manager and assist with the implementation and running of a best practice IT General Control Framework. This will deliver continual improvements in support of Audit and Risk management. As part of the Information Security team, a focus will be on the implementation, running, monitoring and reporting on effective security and other IT controls and processes. Work with the IT Audit & Compliance manager in delivering a Controls Framework Produce regular KPI reporting on IT Audit and Compliance activities and the overall programme’s status Own coordination of the ongoing compliance monitoring, awareness training and testing Coordinate, execute and oversee key controls and processes. Track and manage continual improvement activities across IT Audit and Compliance programmes. Assist in the definition, documentation and maintenance of security baselines, standards, policy and procedures in conjunction...

Overview Overview Connecting clients to markets – and talent to opportunity With more than 4,500 employees and 400,000 retail and institutional clients from more than 80 offices spread across five continents, we’re a Fortune-100, Nasdaq-listed provider, connecting clients to the global markets – focusing on innovation, human connection, and providing world-class products and services to all types of investors. Whether you want to forge a career connecting our retail clients to potential trading opportunities, or ingrain yourself in the world of institutional investing, The StoneX Group is made up of four segments that offer endless potential for progression and growth. We engage in a deep variety of business-critical activities that keep our company running efficiently. From strategic marketing and financial management to human resources and operational oversight, you’ll have the opportunity to optimize processes and implement game-changing policies....

ThinkMarkets is a global financial technology company, specializing in providing multi-asset trading solutions to thousands of clients around the world. With our flagship ThinkTrader platform, we empower our clients to trade global markets 24 hours a day. Our mission is to bridge the gap between traders, investors, and platforms by enabling access to global markets and thousands of products, giving our clients the ability to trade the world in the palm of their hands. We use the latest technologies to provide seamless access to our proprietary trading platforms. We are seeking a Compliance Analyst to join our growing global workforce in London. This role will focus on general compliance, documentation, and regulatory aspects to ensure we meet high standards of compliance and risk management. The Compliance Analyst will support the Global Head of Compliance in maintaining a robust culture of compliance across the organization. Responsibilities: Act as the first line of...

We are hiring an IT Compliance Analyst who will support the IT Compliance Manager and assist with the implementation and running of a best practice IT General Control Framework. This will deliver continual improvements in support of Audit and Risk management. As part of the Information Security team, a focus will be on the implementation, running, monitoring and reporting on effective security and other IT controls and processes. Work with the IT Audit & Compliance manager in delivering a Controls Framewor kProduce regular KPI reporting on IT Audit and Compliance activities and the overall programme’s statu sOwn coordination of the ongoing compliance monitoring, awareness training and testing .Coordinate, execute and oversee key controls and processes .Track and manage continual improvement activities across IT Audit and Compliance programmes .Assist in the definition, documentation and maintenance of security baselines, standards, policy and procedures in conjunction...

We are looking for an IT Compliance Analyst to support the IT Compliance Manager and assist with the implementation and running of a best practice IT General Control Framework. This will deliver continual improvements in support of Audit and Risk management. As part of the Information Security team, a focus will be on the implementation, running, monitoring and reporting on effective security and other IT controls and processes. Work with the IT Audit & Compliance manager in delivering a Controls Framework Produce regular KPI reporting on IT Audit and Compliance activities and the overall programme’s status Own coordination of the ongoing compliance monitoring, awareness training and testing Coordinate, execute and oversee key controls and processes Track and manage continual improvement activities across IT Audit and Compliance programmes Assist in the definition, documentation and maintenance of security baselines, standards, policy and procedures in conjunction with...

A universe of opportunities. Open to you.   Payoneer’s mission is to empower anyone, anywhere to participate and succeed in the global economy. If our mission connects with your values, if you revel in solving complex challenges, and if you want to continuously advance your career, come realize your potential at Payoneer!   Life at Payoneer is a global community, where you’ll work with colleagues all over the world, in a hybrid or remote work frame. As an equal opportunity employer, the only things that matter to us are your skills, your drive, and your desire to have a positive impact on others.  We are looking for a highly-talented Compliance Analyst in London, United Kingdom . Payoneer Payment Services Ltd is an electronic money institution authorised by the Financial Conduct Authority and provides payment services to businesses as well as issuing e-money. Reporting directly to the Head of UK Compliance, the ideal candidate should have an understanding of Compliance,...

We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talent team. We are seeking a Compliance Monitoring Analyst to join our Group Compliance team. The successful candidate will be responsible for ensuring that our firm complies with all its global regulatory requirements and standards. Responsibilities: Conducting compliance monitoring and testing to ensure that the firm is compliant with all applicable regulations, policies, and procedures Assisting in the development and implementation of compliance policies and procedures Conducting investigations and reviews of compliance issues, and making recommendations for corrective action, Provide support in creating reports that detail findings to update...

We have an exciting opportunity for a Compliance Manager to join our UK Compliance team. Reporting into the Deputy Head of UK Compliance, your position will involve supporting the Compliance advisory function in ensuring that the firm meets its regulatory objectives. Please note that this is an onsite role that will require you to work within our London office (near Liverpool street) 5 days on site per week . Key responsibilities: Assist in delivery of an effective compliance advisory function within CMC Markets UK regulated Firms Line management of a junior team member (Compliance Analyst) Providing daily regulatory advice to the business to ensure that commercial enterprises are conducted wholly in accordance with CMC’s regulatory obligations Acting as Compliance lead for key commercial and regulatory change projects Proactive liaison with project stakeholders across the business and working cooperatively to ensure completion within deadlines. Report progress and...

We are seeking a Financial Risk Manager to join a data-driven technical risk management team in designing, developing and deploying quantitative risk models to manage our risk. Who Are We Hello, we’re IG Group. No, not Instagram – though we're a pretty big deal ourselves. We’re a global, FTSE 250-listed company made up of a collection of progressive fintech brands in the world of online trading and investing. The best part? We’ve snapped up many awards for our top-class platforms, forward-thinking products, and incredible employee experiences. We believe in financial freedom. And our purpose is to help ambitious people achieve it. Around 400,000 people use our groundbreaking technology and forward-thinking platforms to trade the financial products they know and love. Did we mention we have offices in 18 countries? Yes, when you join IG Group, you'll have the chance to work across multiple brands with people all over the world. We work in...

Description eToro is the trading and investing platform that empowers users to invest, share and learn. We were founded in 2007 with the vision of a world where everyone can trade and invest in a simple and transparent way. We have created an investment platform that is built around collaboration and investor education. On our platform, users can view other investors’ portfolios and statistics, and interact with them to exchange ideas, discuss strategies and benefit from shared knowledge. We have over 38 million registered users from 75 countries and our platform is available in 20 languages. We are a fast growing business with over 1,500 employees across 13 offices around the globe, strategically positioned to serve the needs of users. You can find out more about eToro here . We are excited to share that we are looking for a Business Analyst to provide support to our Compliance and Finance teams in London. Reporting into our global Reg Tech team, you will be responsible for...

This is an exciting opportunity to join the Risk Strategy team in a role that supports the whole business by monitoring our various Group risk exposures. The successful candidate will analyse where the Group's risks are concentrated, how they are changing day to day, over time and suggest ways to improve our risk and capital profile. As a Risk Strategy Analyst , you will keep abreast of current and emerging risks, as well as understand the detail of various market and credit risk calculations. Overall, this role is a great mix for someone with strong quantitative and analytical skills. So, who are we? Hello, we’re IG Group. No, not Instagram – though we're a pretty big deal ourselves. We’re a global, FTSE 250-listed company made up of a collection of progressive fintech brands in the world of online trading and investing. The best part? We’ve snapped up many awards for our top-class platforms, forward-thinking products, and incredible employee...

About The Job Saxo Bank, one of the leading players in the financial industry, has embraced a client-centric model through a comprehensive reorganization centered around client journeys. The successful candidate will be responsible for the quality of client onboarding & KYC for our global institutional business across all products. Join us at Saxo Bank and play a pivotal role in our journey towards a fully client-centric organization. As a Senior Onboarding & KYC Analyst, you will not only contribute with your expertise but also embody the leadership principles that drive our mission to deliver exceptional partner experiences. We seek highly motivated, proactive and client experience focused individuals with a positive and growth-based mindset. If you are a visionary professional with a passion for client service and implementing a change, we encourage you to apply for this unique opportunity at our London office. Responsibilities Conduct Quality Reviews of client...

We are looking to hire a Group Head of Financial Planning & Analysis (FP&A) to lead the FP&A function, delivering insightful financial analysis and strategic advice to guide the company’s financial health and strategic growth. This role will partner closely with senior management, including the Chief Financial Officer, to drive data-led decision-making, oversee all aspects of financial forecasting, budgeting, and performance reporting, and support external reporting requirements. The Group Head of FP&A will also manage a team, ensuring the effective delivery of FP&A initiatives across the organization and acting as a trusted advisor to the broader finance function and executive leadership. Key Responsibilities Strategic and Business Partnering (40% Develop and provide financial insights, recommendations, and analysis to support the company's strategic direction and decision-making Conduct competitor analysis and industry benchmarking to inform and...

We are looking for a technically proficient and detail-oriented Treasury Analyst to manage liquidity, FX, analyze financial risks, and optimize treasury functions through advanced data analysis.Key Responsibilities Liquidity Management Oversee daily cash positions to maintain optimal liquidity across accounts. Execute and monitor payment processes, cash transfers, and intercompany funding activities. Ensure compliance with regulatory requirements and uphold best practices in treasury operations. Financial Risk Management Identify and assess financial risks, including FX, interest rate, and operational exposures. Develop and execute hedging strategies to mitigate risk and capture profit opportunities. Stay updated on market trends to proactively address potential financial risks. Data Analysis & Modeling Leverage Python and SQL for in-depth analysis of transactional data, liquidity patterns, and financial trends. Build predictive models for cash flow...

We are seeking a Financial Risk Analyst to join a data-driven technical risk management team that manages our credit risk profile across the Group. Who Are We Hello, we’re IG Group. No, not Instagram – though we're a pretty big deal ourselves. We’re a global, FTSE 250-listed company made up of a collection of progressive fintech brands in the world of online trading and investing. The best part? We’ve snapped up many awards for our top-class platforms, forward-thinking products, and incredible employee experiences. We believe in financial freedom. And our purpose is to help ambitious people achieve it. Around 400,000 people use our groundbreaking technology and forward-thinking platforms to trade the financial products they know and love. Did we mention we have offices in 18 countries? Yes, when you join IG Group, you'll have the chance to work across multiple brands with people all over the world. We work in cross-functional teams, focused on...

We are seeking a Financial Risk Analyst to join a data-driven technical risk management team that manages our credit risk profile across the Group.   Who Are We Hello, we’re IG Group. No, not Instagram – though we're a pretty big deal ourselves. We’re a global, FTSE 250-listed company made up of a collection of progressive fintech brands in the world of online trading and investing. The best part? We’ve snapped up many awards for our top-class platforms, forward-thinking products, and incredible employee experiences. We believe in financial freedom. And our purpose is to help ambitious people achieve it. Around 400,000 people use our groundbreaking technology and forward-thinking platforms to trade the financial products they know and love. Did we mention we have offices in 18 countries? Yes, when you join IG Group, you'll have the chance to work across multiple brands with people all over the world. We work in cross-functional teams, focused on...

Nium, Global Leader in Payments Nium, the global leader in real-time, cross-border payments, was founded on the mission to deliver the global payments infrastructure of tomorrow, today. With the onset of the global economy, its payments infrastructure is shaping how banks, fintechs, and businesses everywhere collect, convert, and disburse funds instantly across borders.   Its payout network supports 100 currencies and spans 220+ markets, 100 of which in real-time. Funds can be disbursed to accounts, wallets, and cards and collected locally in 35 markets. Nium's growing card issuance business is already available in 34 countries. Nium holds regulatory licenses and authorizations in more than 40 countries, enabling seamless onboarding, rapid integration, and compliance – independent of geography. The company is co-headquartered in San Francisco and Singapore.  About the Role As a Treasury Analyst at Nium, you will play a critical role in managing and optimizing...

We are looking to hire a Group Head of Financial Planning & Analysis (FP&A) to lead the FP&A function, delivering insightful financial analysis and strategic advice to guide the company’s financial health and strategic growth. This role will partner closely with senior management, including the Chief Financial Officer, to drive data-led decision-making, oversee all aspects of financial forecasting, budgeting, and performance reporting, and support external reporting requirements. The Group Head of FP&A will also manage a team, ensuring the effective delivery of FP&A initiatives across the organization and acting as a trusted advisor to the broader finance function and executive leadership. Key Responsibilities :Strategic and Business Partnering (40% Develop and provide financial insights, recommendations, and analysis to support the company's strategic direction and decision-making Conduct competitor analysis and industry benchmarking to inform and...

We are hiring an Operational & IT Risk Manager who will assist the Head of Operational Risk to develop, enhance and embed CMC Markets’ Operational Risk Management policy, framework, systems and processes across the organisation, which will specifically include oversight of ICT Risk Management and Operational Resilience. The Operational & IT Risk Manager will play a pivotal role within the function by acting as a key point of contact for the business in supporting and advising them on the effective management of their risks and issues. This will include risk identification and assessment, incident management, controls enhancements, change risk assessment as well as developing the Operational Risk Review programme across CMC Markets Group. The Senior Operational Risk Manager will assist the Head of Operational Risk to create a strong operational risk management culture and awareness across the organisation. The Operational & IT Risk Manager will have specific...