264 compliance analyst jobs

A leading Financial Services company based in Central London are looking to recruit a 'Compliance Analyst'. The role is paying circa £50K (£45K basic plus bonus) and is on a permanent contract. You MUST have compliance experience in the FX Industry. Key Responsibilities - Act as the first line compliance contact for the regulated entities Develop and maintain compliance policies and processes in line with regulatory developments, business, and operational changes Record and respond to client complaints and preparing complaints-related management information Review and approve financial promotions Stress testing of procedures, systems, and controls in line with regulatory requirements Be abreast and aware of new regulations that impact the business, including regulatory and industry changes and implement changes where relevant Plan and undertake the execution of compliance desk reviews/risk-based monitoring in accordance with an...

Compliance Investigations & Reporting Team is responsible for customers' and their activity review. The team is performing in-depth analysis of customers‘ behaviour, focusing on retrospective monitoring and internal suspicious activity reports investigations. We are looking for people who are driven, eager to learn, and most importantly, want to perform within a company while making Compliance part of its culture. As a Compliance Analyst, you’ll get to: Perform retrospective transaction & behavior monitoring of legal and natural persons to ensure constant compliance with KYC, AML and CTF programs and procedures; Analyze suspicious transactions and behaviors based on different internal and external sources, prepare reports for SAR submission to relevant authorities with MLRO’s guidance; Handle Subpoena & other external requests; Get involved in drafting processes & updating relevant documentation; Participate in internal & external audits; Provide...

To assist the compliance department's daily operations and help maintain the compliance framework updated and in place. Main duties: ·        Perform compliance monitoring on internal first-line controls as part of the Business’ second line of defence. ·        Assist in elaborating governance reporting to committees/boards using the format and specified frequency. ·        Participate in audit reviews performed by third parties. ·        Assist with regulatory reporting as required. ·        Review PRIIP’s related literature (e.g. Factsheets, KIIDs and investor circulars) to ensure the material is compliant. ·        Maintain knowledge of regulatory change through the review of bulletins, completion of professional refreshers and...

TransferGo is a fast-growing fintech start-up that offers online money transfers to over 160 countries with high speeds, low fees and no hassle. We’re striving to make the world a fairer place for migrants by providing tailored, more affordable financial services that makes their hard-earned money go further. Over 300 employees in offices across Europe are building a brilliant, relevant product supported by outstanding customer service. We’ve come this far by building a talented, diverse workforce on a fair culture of trust, empowerment, and fun. And because our people understand the challenges our customers face, they’re better placed to make life easier for our customers around the world — 4 million of them, and counting. At the moment we’re looking for an Associate Compliance AML Analyst to join the AML Compliance and Fraud Prevention team. Compliance Analysts monitor numerous real-time systems to review high risk customers, transactions, and analyse records to identify and...

ThinkMarkets is a global financial technology company, specializing in providing multi-asset trading solutions to thousands of clients around the world. With our flagship ThinkTrader platform, we make it available for our clients to trade the world 24-hours a day. Our mission is to bridge the gap between traders, investors, and platforms by allowing access to global markets and thousands of products thus providing our clients the ability to trade the world in the palm of their hand. We use the latest technologies to give traders seamless access to our proprietary trading platforms. We are seeking a Compliance Analyst to join our rapidly growing global workforce in London. This role will have a great deal of emphasis on the general Compliance aspects as well as the documentation function. The Compliance Analyst will support the Global Head of Compliance to ensure the firm exceeds its expectations and nurtures a culture of strong Compliance and Risk Management....

To assist the compliance department's daily operations and help maintain the compliance framework updated and in place. Main duties: ·        Perform compliance monitoring on internal first-line controls as part of the Business’ second line of defence. ·        Assist in elaborating governance reporting to committees/boards using the format and specified frequency. ·        Participate in audit reviews performed by third parties. ·        Assist with regulatory reporting as required. ·        Review PRIIP’s related literature (e.g. Factsheets, KIIDs and investor circulars) to ensure the material is compliant. ·        Maintain knowledge of regulatory change through the review of bulletins, completion of professional refreshers and...

Get to know us BANXA is a hyper-growth global Payment Services Provider that provides on-and off ramp solutions, powering global crypto giants, such as Binance, Kucoin, OKEX and Huobi, some of which have also invested in us to back our mission. Every 15 seconds someone purchases cryptocurrency with us! We’re also ranked within the top #3 globally in TTV (Total Transaction Volume) within this space! We have recently been named as "One of the 50 fastest growing companies of the Year" by The Silicon Review and earlier this year we listed on the Toronto Stock Exchange (TSXV). We’re a global team spanning across 10 countries, with 3 main hubs in Australia, Lithuania & Philippines. The majority of the team sits in Melbourne, Australia however our connected and collaborative culture empowers our people to excel. As an up and coming tech- unicorn in our space, we are early adopters, progressive in our approach and adaptable to the ever changing landscape. Are you the go to...

Description de l'entreprise MANGOPAY est une fintech européenne, leader sur son marché, qui façonne l’avenir des échanges en créant des technologies de paiement puissantes dédiées aux marketplaces et aux plateformes de crowdfunding. Nous sommes spécialisés dans le développement de technologies de paiements permettant aux plateformes d’automatiser leurs flux de paiements en toute simplicité et à grande échelle. Aujourd’hui, nous comptons plus de 2 500 clients à travers l’Europe. Parmi eux, certaines des plateformes les plus innovantes, telles que Vinted et Rakuten, pour lesquelles nous avons traité plus de 22 milliards d’euros depuis notre création en 2013. Nos actions quotidiennes s’articulent autour de trois valeurs clés : l’entrepreneuriat, la collaboration et la diversité. Nous avons sept bureaux en Europe et sommes fiers de promouvoir un environnement de travail inclusif et dynamique qui nous a permis de devenir un leader innovant tant au niveau local...

Descrizione dell'area FinecoBank è una banca multicanale che offre, in unico conto, servizi di banking, credit, trading e investimento. È leader in Europa nel brokerage e dispone di una delle maggiori reti di consulenti finanziari, con un network capillare di Fineco Center in tutta Italia. FinecoBank è una delle più importanti banche FinTech in Europa. È inoltre uno dei più importanti players nel Private Banking in Italia, con un approccio consulenziale altamente tailor-made che include servizi fiduciari, di protezione e trasmissione del patrimonio personale e aziendale, consulenza legale e fiscale e gestione degli eventi di discontinuità. Descrizione dell’attività Inserita all'interno del team ICT & Security Governance, la persona da noi ricercata si occuperà delle seguenti attività: Evoluzione e aggiornamento del framework normativo interno (es. policy, procedure, controlli) e rilevazione/interpretazione di nuove esigenze a seguito di evoluzioni legislative, tecnologiche...

Rapyd Is Building the Future of Fintech! Rapyd is a financial technology company that allows businesses to accept and make payments anywhere, using any method. By building the largest local payments network, we’re unleashing global opportunities, letting businesses reach new markets faster and giving more consumers access to innovative goods and services. Built from the ground up as a global organization, diversity is in our DNA. We have offices in London, Tel Aviv, Singapore, California, Reykjavik, as well as employees around the world- and are soon to be launching our new site in Dubai! Our investors include Stripe, General Catalyst, Oak FT, Tiger Global, Durable Capital, Target Global, and TaL Capital. If you’re looking to be part of a fast-growing company that’s disrupting the payments industry by building transformative technology, then join our team and play a pivotal role in developing the future of fintech Responsibilities: Act as first line of...

About Satago Satago is a leading FinTech player and offers a unique cashflow management solution designed to help Accountants and business owners get on with growing their businesses and forget about their cashflow problems. We provide innovative credit control and risk tools and are the pioneers of on-demand business finance. We are now in an exciting growth phase and are looking for enthusiastic and creative individuals who want to make a difference and help us disrupt the status quo. We're a hard-working group who enjoy overcoming hurdles and building awesome tools for our customers. About The Role We are currently recruiting for a Compliance and KYC Analyst, ideally with a background of working within FinTech or the broader financial services industry. Reporting into our Head of Operations, you will work with the team across compliance, legal and operations with a blend of strategic and day-to-day responsibilities. Providing business wide support, you will ensure our...

Descrizione dell'area FinecoBank è una banca multicanale che offre, in unico conto, servizi di banking, credit, trading e investimento. È leader in Europa nel brokerage e dispone di una delle maggiori reti di consulenti finanziari, con un network capillare di Fineco Center in tutta Italia. FinecoBank è una delle più importanti banche FinTech in Europa. È inoltre uno dei più importanti players nel Private Banking in Italia, con un approccio consulenziale altamente tailor-made che include servizi fiduciari, di protezione e trasmissione del patrimonio personale e aziendale, consulenza legale e fiscale e gestione degli eventi di discontinuità. Descrizione dell’attività Inserita all'interno del team ICT & Security Governance, la persona da noi ricercata si occuperà delle seguenti attività: Evoluzione e aggiornamento del framework normativo interno (es. policy, procedure, controlli) e rilevazione/interpretazione di nuove esigenze a seguito di evoluzioni legislative, tecnologiche...

Quality Assurance & Documentation Analyst will report directly to the Quality Assurance Team Lead and will continuously promote quality culture within the organization and undertake quality related tasks but mainly will be responsible for Compliance department related documentation administration which will consist of keeping AML policies and procedures up to date, reviewing, editing, logging, managing the approval process, administrating the training log and making sure all employees passed mandatory AML training. QA & Documentation Analyst will act as a Deputy of QA Lead and provide support to the MLRO, members of the Compliance team and management. In this role, you'll get to: Clearly document & organize any identified control failures or gaps within internal policies, procedures, or compliance controls; Suggest potential improvement plans that will help closing the identified quality & knowledge gaps; Ensure all internal policies, procedures, &...

A leading Financial Services company based in Central London are looking to recruit a 'AML Financial Crime Analyst'. The role is paying circa £95K (£90K basic plus bonus) and is on a permanent contract. You MUST have AML Financial Crime Analyst or similar experience. Key Responsibilities - Executing and leading the development and embedding of financial crime controls, including procedures, systems and user manuals Advise the business on financial crime regulatory requirements, expectations, and best practises Manage and develop operational effectiveness of the firm’s financial crime risk management controls covering; client onboarding & due diligence, transaction monitoring & surveillance, screening and suspicious activity reporting processes Proactively engaging with the front line, product and services stakeholders to advise on the design of systems, controls and risks pertaining to financial crime Undertaking new products...

About Us Zimpler is a Fintech company smack in the middle of next-generation payments and Open Banking. We offer an account-to-account payment solution to companies that want an easy and quick way to offer incoming and outgoing bank payments for their users. In short: we make it real easy for you to let your users pay and withdraw money while increasing conversion. Our vision is that everything should just work. Imagine a world that is completely friction-free. No waiting in line, no arguing with support, no whoopsie daisy unexpected errors. Just smooth sailing from when you wake up in the morning until you slither down between your sheets in the evening. Wouldn’t that be nice? As a Fintech company, our contribution to this comfier future is to simplify transactions between people and businesses everywhere. By listening to the needs of our customers, we create custom solutions, finding better, smarter, prettier, user-friendlier and more innovative ways to do things. We’ve...

About Uphold One of the fastest-growing fintech companies, Uphold is pursuing a mission to democratise investments and payments for people and companies worldwide. A bridge between old and new money systems, Uphold allows people to buy, exchange and send more than 100 cryptocurrencies, precious metals, equities, and currencies instantly. Our mission is to create trusted access to digital money and financial services for the many. Since inception, we have fought to provide a fairer, easier and more affordable system. We put security and transparency first. At Uphold, we are looking for people with passion, initiative, and integrity. We encourage you to apply even if your experience doesn't 100% match the job description. We welcome diverse perspectives and people who aren't afraid to challenge the status quo. If you're a rock star and this sounds interesting and challenging, we want to hear from you. The o pportunity Uphold is looking for an AML Analyst to join our European...