6 compliance jobs in Frankfurt

CMC Markets GmbH sucht einen qualifizierten Compliance Manager mit Erfahrung in Compliance in den Bereich der Wertpapiere/Derivate/Kapitalmärkte sowie MAComp und MARisk, der die europäische Compliance & Anti Financial Crime Funktion in unserer Frankfurter Gresellschaft unterstützt. ROLLE UND VERANTWORTLICHKEITEN: Pflege und Weiterentwicklung der internen Dokumentation, einschließlich der Richtlinien, Verfahren und Rahmenwerke unter Berücksichtigung eines sich ändernden regulatorischen Umfelds; Regelmäßige Prüfung der rechtlichen und aufsichtsrechtlichen Anforderung in Hinblick auf geplante Änderungen und Erarbeitung von Umsetzungsmaßnahmen Bearbeitung von Anfragen von Aufsichtsbehörden und Mitwirkung bei Konsultationsverfahren; Beratung der Geschäftsbereiche in Hinblick auf interne Richtlinien und aufsichtsrechtliche Anforderungen; Durchführung von Überwachungshandlungen (z. B. Marktmissbrauch) und Abgabe von Verdachtsmeldungen Sicherstellung der Einhaltung der...

Overview Permanent , Full-time, hybrid Connecting clients to markets – and talent to opportunity With 4,300 employees and over 400,000 retail and institutional clients from more than 80 offices spread across five continents, we’re a Fortune-100, Nasdaq-listed provider, connecting clients to the global markets – focusing on innovation, human connection, and providing world-class products and services to all types of investors. Whether you want to forge a career connecting our retail clients to potential trading opportunities, or ingrain yourself in the world of institutional investing, The StoneX Group is made up of four segments that offer endless potential for progression and growth. Position purpose: To provide efficient and high-quality AML compliance support in various business areas of SFEG. You will advise both local management and, where appropriate, the Board of Directors upon action and strategies appropriate to manage statutory, regulatory and operational risks...

Overview Permanent, Full-time, hybrid StoneX Financial GmbH (“SFG”) is a wholly-owned subsidiary of StoneX Group Inc., a publicly traded company on NASDAQ (SNEX). StoneX, including its subsidiaries, provides clients across the globe with a comprehensive array of customised financial services and tools to help them protect their margins and manage volatility. A pioneer in specialised financial services, we open markets for clients underserved by other financial institutions with insight, guidance and transparency. Business segment overview: SFG is a payments provider, which specialises in transferring funds to the developing world. It provides customised FX-payments services in180+ countries and 140+ currencies to more than 1000 customers, including international aid and development organisations, NGO's and small corporations. Responsibilities Job purpose To provide efficient and high-quality financial crime prevention support to SFG MLRO, Chief MLRO EMEA, wider FCP...

CMC Markets GmbH sucht einen qualifizierten Compliance Manager mit Erfahrung in Compliance in den Bereich der Wertpapiere/Derivate/Kapitalmärkte sowie MAComp und MARisk, der die europäische Compliance & Anti Financial Crime Funktion in unserer Frankfurter Gresellschaft unterstützt. ROLLE UND VERANTWORTLICHKEITEN: Pflege und Weiterentwicklung der internen Dokumentation, einschließlich der Richtlinien, Verfahren und Rahmenwerke unter Berücksichtigung eines sich ändernden regulatorischen Umfelds; Regelmäßige Prüfung der rechtlichen und aufsichtsrechtlichen Anforderung in Hinblick auf geplante Änderungen und Erarbeitung von Umsetzungsmaßnahmen Bearbeitung von Anfragen von Aufsichtsbehörden und Mitwirkung bei Konsultationsverfahren; Beratung der Geschäftsbereiche in Hinblick auf interne Richtlinien und aufsichtsrechtliche Anforderungen; Durchführung von Überwachungshandlungen (z. B. Marktmissbrauch) und Abgabe von Verdachtsmeldungen Sicherstellung der Einhaltung der...

Overview Permanent , Full-time, hybrid Connecting clients to markets – and talent to opportunity With 4,300 employees and over 400,000 retail and institutional clients from more than 80 offices spread across five continents, we’re a Fortune-100, Nasdaq-listed provider, connecting clients to the global markets – focusing on innovation, human connection, and providing world-class products and services to all types of investors. Whether you want to forge a career connecting our retail clients to potential trading opportunities, or ingrain yourself in the world of institutional investing, The StoneX Group is made up of four segments that offer endless potential for progression and growth. Position purpose: To provide efficient and high-quality AML compliance support in various business areas of SFEG. You will advise both local management and, where appropriate, the Board of Directors upon action and strategies appropriate to manage statutory, regulatory and operational risks...

We are a global leader in the financial services industry and a FTSE250 company currently recruiting for a Trading Services Analyst with a genuine interest in financial markets and learning more about them. We’ll provide on-the-job training and support to help ensure you quickly pick up the necessary knowledge and understanding. As a Trading Services Analyst, you'll help deliver world-class and industry-leading trading support to our global client base. We're looking for people who have a passion for excellent client service and financial markets, and who have an interest in learning more about this exciting field! This entry-level role is ideal for candidates with strong interpersonal skills, seeking work in an active and team-focused environment. You're also well suited for the role if you have previous client services experience, thrive on interacting and assisting clients with wide range of queries, and if you have a demonstrated interest or prior exposure to financial...