79 Forex & Fintech jobs found

The role holder will be part of the Compliance team and will be responsible for undertaking compliance monitoring and day-to-day compliance activities; helping to ensure that the Company complies with all regulatory requirements, including global tax compliance and financial crime legislation. The personwill be reporting to the Head of Compliance. As a Compliance Assistant, you will: Undertake compliance monitoring in accordance with the Compliance Monitoring Programme and as appropriate monitor corrective actions; Review financial promotions, company’s and partner’s website and provide approval. Ensure staff in business departments are aware of, and adhere to, the Company’s policies on financial promotions; Ensure the application of the following processes: AML/KYC processes; Sanction and PEP screening; Global tax compliance legislation (AEOI/FATCA); Review customer complaints, claims and litigation, investigate where appropriate, and work with staff in business...

Team Profile The Regulatory Research and Development (RRD) is an advisory function within the Compliance department. The RRD team provides regulatory guidance and advice to all business and support staff globally, including retail and institutional sales, trading, payment team, finance, operations, legal, risk, financial crime, and compliance staff. The RRD team aims to be the trusted advisor to senior management and the business executives to drive FXCM's regulatory strategy. They support the organization's regulated activities practice and provide valuable insight to stakeholders to keep abreast of emerging regulatory and compliance requirements, regulatory implementation leading practices, and other regulatory trends. The team advises the firm in ensuring it adheres to local regulatory requirements and Group policies. They also play a critical role in engaging with key regulators and external auditors. Purpose of Role The primary responsibility is to...

About the role: The role will support the Compliance department with regulatory reporting, development and control of policies and procedures, and overall compliance monitoring. Key Responsibilities: Support the Compliance Officer and Legal department in delivering and executing its compliance and AML obligations Carrying out monitoring tasks defined within the Compliance Monitoring Programme (e.g. email/telephone monitoring and market abuse monitoring) and identifying and investigating/escalating any potential issues, client due diligence and EDD reviews, sanctions screening, PEP screening, third party payments and AML refresh reviews.  Assisting with reviewing Financial Promotions/Social media posts. Compiling regulatory reports and returns via online systems (Connect, RegData) Compiling compliance reports on request. Monitoring of Breaches and Errors and updating registers Assisting with onsite compliance audits. Assisting in complying with the Senior...

About Chip Our mission is to make our customers wealthier. We’re building the investment super app of the future. An app to build your long-term wealth across real-world assets, investment funds, DeFi & crypto, and savings accounts. We use technology to break down barriers so users can invest like the ultra-wealthy, giving them one simple place to manage their wealth. Chip is being built by a fast-growing team of designers, developers, customer service professionals, marketers, banking experts, and entrepreneurs, with the backing of more than 23,000 investors and a huge community of Chip users. Our Vision A global borderless digital wealth management platform that enables everyone to build wealth for their future. Our Purpose Is to enable the world's adults to build a wealthier tomorrow. We do this by democratising access to investment opportunities across real assets and investment funds, as well as risk-free savings accounts. This changes the world because...

Company Description In the fast-growing economies of the world, there’s a new generation of ambitious younger people eager to gain financial independence. And they’re turning to the world’s financial markets to achieve it. Exinity’s mission is to empower them to succeed. We design, engineer and market a growing range of innovative trading and investing products that meet their expectations for choice, creativity and control, and which are backed by risk management tools, education - and a great customer experience. For over 20 years, Exinity has provided leveraged trading to some two million customers through our global brands Alpari and FXTM. Now, we are adding further brands to our portfolio – with a further three planned for rollout by the end of 2022. Exinity is an energetic and diverse company with offices across Europe, Asia and Africa, and we’re always looking for talented individuals to join us. ‘Freedom to Succeed’ is not just a promise we make to our clients and...

The role holder will be part of the Compliance team and will be responsible for undertaking compliance monitoring and day-to-day compliance activities; helping to ensure that the Company complies with all regulatory requirements, including global tax compliance and financial crime legislation. The person will be reporting to the Head of Compliance. As a Compliance Assistant, you will: Undertake compliance monitoring in accordance with the Compliance Monitoring Programme and as appropriate monitor corrective actions; Review financial promotions, company’s and partner’s website and provide approval. Ensure staff in business departments are aware of, and adhere to, the Company’s policies on financial promotions; Ensure the application of the following processes: AML/KYC processes; Sanction and PEP screening; Global tax compliance legislation (AEOI/FATCA); Review customer complaints, claims and litigation, investigate where...

Wise ILS Ltd is regulated by the Capital Markets, Saving and Insurance Authority. Since 2011, Wise has had a clear mission: money without borders. Built by and for people who live global lives, we’re the fairest, easiest way to manage your money across borders. We’re just at the beginning of our story, and we’re growing at an incredible pace. We won’t stop until anyone, anywhere can send, spend and receive money wherever they are, whatever they’re doing. There’s still heaps to do, and we can’t do it alone. We’re looking for a Compliance Officer – Israel to strengthen our compliance team. Based in Israel or London you will work with a growing team of multidisciplinary specialists (Product, Treasury, Bank Product, Security, Financial Crime) to help build world-class products in Israel. You’ll also manage and strengthen the teams’ relationships with regulators by being the Regulator’s first point of contact,...

Team Profile The Regulatory Research and Development (RRD) is an advisory function within the Compliance department. The RRD team provides regulatory guidance and advice to all business and support staff globally, including retail and institutional sales, trading, payment team, finance, operations, legal, risk, financial crime, and compliance staff. The RRD team aims to be the trusted advisor to senior management and the business executives to drive FXCM's regulatory strategy. They support the organization's regulated activities practice and provide valuable insight to stakeholders to keep abreast of emerging regulatory and compliance requirements, regulatory implementation leading practices, and other regulatory trends. The team advises the firm in ensuring it adheres to local regulatory requirements and Group policies. They also play a critical role in engaging with key regulators and external auditors. Purpose of Role The primary responsibility is to...

Job Description Key tasks & responsibilities: Running a variety of tasks as part of the completion of the Compliance Monitoring Plan. AML, market abuse and call monitoring. KYC reviews. Collating monthly Management Information (MI). Fraud identification, analysis, and reporting. Financial Promotions review. Complaint handling. Undertake various core compliance processes including regulatory liaison, reporting, registrations, licensing, gifts & entertainment, employee trading. Assist with induction training; and Assist in any other ad-hoc projects as required. Job requirements You will have the following skills and experience: Proficiency with Microsoft Excel (intermediate to advance standard) and Word. Clear and concise communication skills Able to remain focussed on the task and not easily distracted. Observant and accurate Able to work consistently and adjust the pace of work in line with demands and deadlines. About You: Degree educated...

Global Kapital Group was founded in 2010 and has grown in a mere 12 years to a global financial services company, now with offices currently over 20-countries and a total workforce of over 2,000 people. The brokerage division holds several brokerage licenses across the world through its joint ventures and partnership companies. With over 300+ million total executions and a $1,2 Trillion annual transactions volume so far, GKG has become one of the best-known brokers in the world. We are looking for a Compliance Manager. Responsibilities Managing Conduct Risk in accordance with FCA regulatory obligations such as found in COBS and SYSC Active in Compliance Monitoring programs in the UK and Branches Financial Promotion Review and Management Analyse existing processes, identify gaps and suggest improvements Assist with drafting core compliance documents such as Compliance Manual, PA Dealing policy Promote a compliance culture across the business Delivering compliance...

Objectives: Overseeing the operational effectiveness of the firm's CASS systems and controls to comply with FCA rules; Ensure the firms’ CASS Resolution Pack remain complete and fit for purpose; Maintenance of all policy and procedure documents including, but not limited to, the client bank account acknowledgement letters, CASS resolution pack, daily client money procedures; Ensure the Client Money and Asset Return (CMAR) are accurate and comply with any new rules or guidance - also provide leadership to efforts to further automate the CMAR processes; Ensure all procedures for CASS are fully documented and reviewed on a frequent basis; Lead the co-ordination of the annual CASS audit and ensure all internal parties are prepared for the expanded scope of this audit from next year; Act as a point of contact for the FCA Evaluate the efficiency of controls and improve them continuously; Draft, modify and implement company compliance policies; Review new regulations as...

Description Nium is a next-generation financial services platform  that enables companies around the world to unlock new revenue opportunities and improve cash flow economics. Nium is a leader in its geographical and payment service breadth, owning licenses in the world’s largest and fastest-growing economies. Our modular platform allows banks, payment providers, travel companies, and other businesses to collect and disburse funds in local currencies to over 100 countries, plus issue physical and virtual cards globally. Our proprietary set of APIs embeds financial services and can bring to life multiple B2B and B2C use cases in a matter of weeks. Nium is part of CB Insights Fintech 250, which highlights the most promising Fintech companies globally. Today, Nium serves over 130 million customers and enables platforms to provide access to financial services to over 3 billion people across the world. What would a day in your life @ Nium look like? As Regulatory Compliance...

Company Description Do you want to be part of a Global Private Equity Administrator who provides outsourced Administration services for PE, Real Estate, Depository and Compliance with Assets under Administration in the excess of $650Billion? If so, please read on! With offices across 23 jurisdictions including New York, London, Paris, Amsterdam, Cayman, BVI, Belfast, Dublin, Guernsey, Jersey, Luxembourg, Netherlands, Cyprus, Mauritius, Singapore, Hong Kong and Manila our growth journey has only just begun. Job Description As our key Senior Developer you will report directly to our Head of R&D. You will be working on the continuous development of the proprietary RegTech software solution, MaxComply, in an Agile environment. You will be largely working on a LAMP based technology stack using the PHP framework Symfony 5.4 and above, for developing the backend microservices. Key Responsibilities Work as part of a dynamic development team on the forefront of PHP...

Your Career Choice at Payoneer Marketing Assistant Build Your Career | Have Fun | Make a Difference Payoneer’s mission is to empower businesses to go beyond – beyond borders, limits and expectations. In today’s digital world, Payoneer enables any business of any size from anywhere to access new economic opportunities by making it possible to transact as easily globally as they do locally. If you’re the kind of person that loves to get stuff done, collaborate with colleagues all over the world and is interested in joining a fast growing global company that is trusted by the world’s top digital brands and truly cares for its customers, join us at Payoneer! Check out our values What’s the job? Are you competitive, driven, and customer centric? Are you passionate about solving the problems of existing and potential customers? Does being part of a high performing team excite you? Do you have growth mindset and a strong work ethic? If the answer to all the above is yes, keep...

Please note that we will only be able to accept candidates who have the appropriate rights and documentation for employment in the UK. Context Axi is a leading global provider of margin and deliverable Foreign Exchange, Contracts For Difference (CFDs) and Financial Spread betting. Our business has evolved into a world class, multifaceted brokerage with offices in six regions. With heavy investment in the latest trading technology, Axi seeks to offer the most comprehensive end to end trading experience available, servicing traders of all levels from beginners to institutional level clients. Our Axi values are: Selflessness – we are a team, who know that together we are stronger. Trust – we have confidence in our teammates to do the right things for the business and for each other. Ambition – we are passionate, focused and driven. Accountability – we step up, take ownership, and take pride in our work. Respect – we believe everyone is appreciated, included and listened...

Introduction to Shieldpay Our mission today and every day is to create trusted payment experiences that customers love and a company that people love to work for. Formed in 2016 with the original concept of a democratised escrow solution, our core payments platform can service clients and customers all over the globe, pioneering the development of contingent payments for every and any need. We take care of customer due diligence, payments and transaction management through an easy-to-use platform with a team of experts on hand to assist. Shieldpay's award-winning digital platform and expertise combine to improve the experience of all stakeholders in a transaction. What it’s like to work for Shieldpay Our company is filled with ambitious, curious and entrepreneurial people with deep sector expertise. We hire and nurture inquisitive, creative minds looking to flourish in a supportive and collaborative environment. We don’t like old-fashioned corporate hierarchy. Instead, we...

About Lendable Lendable is on a mission to make consumer finance amazing: faster, cheaper and friendlier. We’re building one of the world’s leading fintech companies and are off to a strong start: One of the UK’s newest unicorns with a team of >150 people Among the top 10 fastest growing tech companies in the UK Profitable since 2017 Backed by top investors including Balderton Capital and Goldman Sachs Loved by customers with the best reviews in the market (4.8/5 across 10,000s of reviews) So far, we’ve rebuilt the Big Three consumer finance products from scratch: loans, credit cards and car finance. We get money into our customers’ hands in minutes instead of days. We’re growing fast, and there’s a lot more to do: we’re going after the two biggest western markets (UK and US) where trillions worth of these are held by big banks with dated systems and painful processes. Join us if you want...

Blockchain.com is the world's leading software platform for digital assets. Offering the largest production blockchain platform in the world, we share the passion to code, create, and ultimately build an open, accessible and fair financial future, one piece of software at a time. We are looking for an experienced professional to manage financial operations for our fast growing Latin American businesses. WHAT YOU WILL DO: Manage document requests, KYC and compliance requests from banking and payments partners Support trading and lending teams with client onboarding and Counter Due Diligence requests Manage Blockchain.com’s document and information storage and sharing platform, in accordance with company policies Coordinate getting documents signed, notarized, apostilled and delivered in a timely manner Work across multiple teams to gather information, and clearly communicate that information to counterparties. Assist in all other aspects of the business’s operations...