58 compliance jobs in London

About Tide At Tide, we are building a financial platform designed to save small and medium-sized businesses time and money. We provide our members with business accounts and related services, including Cards, POS terminals, Credit services, Expense Cards invoicing and accounting tools and many more. Our vision is to become the world's leading FinTech Platform. We're not just building technology and great products, we're empowering people to make informed business decisions and lifting generations of hard working entrepreneurs. Founded in 2015, Tide is now the leading business financial platform in the UK with 550,000 SME members (10% market share) and more than 150,000 SMEs in India. Headquartered in London, Tide has nearly 1,500 Tideans across the UK, Bulgaria, India, Serbia, Romania, Ukraine and Germany. Tide is rapidly growing, expanding into new markets and always looking for passionate and driven people. Join us in our mission to enable small businesses to save time and...

About Salary Finance Working with employers, we provide a financial wellbeing platform as an employee benefit, helping employees to understand their money better, get out of debt faster and save for their future. We already have a reach of over 4,000,000 employees through our relationships with over 600 of the biggest companies in the UK. By improving employee financial wellbeing, we have a very real and meaningful impact on people’s lives. We remove the stress and worry associated with financial difficulties by dramatically reducing the interest rates employees pay on their personal debt, and provide them with the tools needed to start saving sooner and be more financially secure. We are backed by some of the biggest brands, including investments from Blenheim Chalcot (the UK’s leading venture builder), Legal and General (the FTSE 100 insurer and asset manager), Experian and Goldman Sacs, and funding partnerships with JP Morgan and Virgin Money. Launched in 2015, we have made...

CMC are hiring an IT Security Compliance Analyst to support the IT Audit & Compliance Manager with the development of the IT Compliance function. The role will own the Security Due Diligence process and provide support for the continual improvement of IT Governance, Audit and Risk management. To support the Security and Compliance team with the implementation and running of a best practice Information Security & Compliance function. This will deliver continual improvements in support of Security, Audit and Risk management. As part of the Information Security Compliance team, a focus will be on the development and maintenance of policies, standards, procedures and processes that demonstrate the implementation, running, monitoring and reporting of all aspects of security assurance and maintaining associated compliance. Roles and Responsibilities Take ownership and manage the security Due Diligence process Assist with the development of the ISMS in support of ISO27001...

Description Title Global Compliance Officer Desired Location UK / US / Canada Hybrid – Remote – On site The world of payment processing is rapidly evolving, and businesses are looking for loyal and strategic partners, to help them grow. WE ARE NUVEI. Nuvei (Nasdaq: NVEI) (TSX: NVEI) is the Canadian fintech company accelerating the business of clients around the world. Nuvei’s modular, flexible and scalable technology allows leading companies to accept next-gen payments, offer all payout options and benefit from card issuing, banking, risk and fraud management services. Connecting businesses to their customers in more than 200 markets, with local acquiring in 45+ markets, 150 currencies and more than 600 alternative payment methods, Nuvei provides the technology and insights for customers and partners to succeed locally and globally with one integration. At Nuvei, we live our core values, and we thrive on solving complex problems. We’re dedicated to continually...

Join a leading fintech company that’s democratizing finance for all. Robinhood was founded on a simple idea: that our financial markets should be accessible to all. With customers at the heart of our decisions, Robinhood is lowering barriers and providing greater access to financial information. Together, we are building products and services that help create a financial system everyone can participate in. As we continue to build... We’re seeking curious, growth minded thinkers to help shape our vision, structures and systems; playing a key-role as we launch into our ambitious future. If you’re invigorated by our mission, values, and drive to change the world — we’d love to have you apply. About the team + role Robinhood is looking for a Risk & Compliance Associate to join our Risk & Compliance team based in the United Kingdom (UK). We are looking for a compliance professional with experience in securities and brokerage regulatory...

Join FxPro: an international fintech company for talented pro fessionals. We are always on the lookout for individuals who can perform and excel in a dynamic and innovative working environment. We view each and every one of our employees as an indispensable part of the team. Join our growing international team with offices in Limassol, London, Monaco, Nassau & Dubai with 200+ FxPro employees of 22 nationalities. We are looking for Compliance Policy Specialist. You will: Advise FxPro management on the applicable rules and regulations under which the business will operate, and any changes which are required to be implemented. Prepare and maintain all of the policies that the companies in the group require to have in place to demonstrate adequate systems and controls Document all company procedures and ensuring any necessary updates are made promptly. This includes maintaining a thorough audit trail of all changes implemented. What we are looking for:...

CMC Markets have an exciting opportunity for an experienced Compliance Manager to join us in the London office. The Compliance Manager role would be ideal for someone interested in a role that adds value and expertise to the team; working in a dynamic function that will have line management responsibility for 2 colleagues, and will work closely with a Senior Compliance Manager to strengthen our regulatory compliance framework. Role & Responsibilities The purpose of this Compliance Manager position is to ensure the delivery of an effective compliance function within CMC Markets European network, to support the sustainability of the business and to promote and protect the reputation, assets, and effectiveness of CMC Markets through the delivery of compliance services and advice. Responsible for the day-to-day operation of Compliance function including providing advice & solutions to the business. Set up and maintenance of Compliance framework for the branch office...

Description Title: UK Compliance Associate Desired Location: UK Hybrid – Remote – On site The world of payment processing is rapidly evolving, and businesses are looking for loyal and strategic partners, to help them grow. WE ARE NUVEI. Nuvei (Nasdaq: NVEI) (TSX: NVEI) is the Canadian fintech company accelerating the business of clients around the world. Nuvei’s modular, flexible and scalable technology allows leading companies to accept next-gen payments, offer all payout options and benefit from card issuing, banking, risk and fraud management services. Connecting businesses to their customers in more than 200 markets, with local acquiring in 45+ markets, 150 currencies and more than 600 alternative payment methods, Nuvei provides the technology and insights for customers and partners to succeed locally and globally with one integration. At Nuvei, we live our core values, and we thrive on solving complex problems. We’re dedicated to continually improving our product...

We are hiring a Compliance Manager / Single Officer for our CMC Markets Germany GmbH (WpHG/MaDepot) team. Within this role you will support the Compliance & Anti Financial Crime function with focus on Germany and Austria. Please note that you would be required to work onsite 5 days per week in our London office. Role & Responsibilities Review regulatory development across Europe and in Germany and Austria specifically. Assess applicability, propose and project manage solutions through to implementation Ensure the continued development of documentation, including policies, procedures and frameworks in line with the changing regulatory environment; Assist the Head of Compliance & Anti Financial Crime Europe in cultivating a strong relationship with regulators, managing interaction and dialogue Involvement in preparing responds to regulatory queries/requests and consultation papers as they apply Maintain and promote communication and strong working relationships...

CMC Markets GmbH requires a suitably qualified Compliance Analyst to support the European Compliance & Anti Financial Crime function in our Frankfurt office. Please note that we require someone to work onsite 5 days per week in London. Role and Responsibilities The Compliance Analyst will assist in the continued development of documentation, including policies, procedures and frameworks in line with the changing regulatory environment; Assisting in preparing responds to regulatory queries/requests and consultation papers as they apply; Involvement in regulatory audits and remediation activities; Assist in reviewing and approving financial promotions, communications with clients and all other client facing documentation which could impact local clients in accordance with the relevant regulatory and GmbH policies; The Compliance Analyst will design and deliver any required bespoke compliance training to staff, focusing on key aspects of the business and current...

We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talent team. Capital.com is a global company with offices in the United Kingdom, Cyprus, Australia, the Bahamas, Poland and Bulgaria. In just a short period of time, Capital.com has become one of Europe’s fastest-growing investment-trading platforms reporting triple-digit, year-on-year growth and a global team that has grown five-fold in just two years. With a focus on simplicity, ease of use, speed and power – we aim to develop the best trading service on the market. We are a fintech company with deep expertise in trading, markets, technology, customer centricity and financial regulation. We provide great customer service to accompany our smart news feed,...

The Firm XTX Markets is a leading algorithmic trading company partnering with counterparties, exchanges and e-trading venues globally to provide liquidity in the Equity, FX, Fixed Income, Commodity & Options markets. We provide consistent liquidity, helping market participants throughout the world obtain the best prices in the various assets classes we cover, regardless of changing market conditions.   At XTX Markets technology is our business and we are a diverse organisation which attracts outstanding talent from across all industry backgrounds. We are focused on teamwork and our people collaborate on all aspects of the business, working openly and with respect for each other, our clients and the market. Our culture is non-hierarchical and one where everyone is valued. We strive for excellence in everything we do.   The Role As we continue to expand our trading activities, we are hiring for a Surveillance officer to join the XTX compliance team...

Who We Are Payoneer’s mission is to empower businesses to go beyond – beyond borders, limits and expectations. In today’s digital world, Payoneer enables any business of any size from anywhere to access new economic opportunities by making it possible to transact as easily globally as they do locally. Payoneer’s digital platform streamlines global commerce for millions of small businesses, marketplaces and enterprises from 200 countries and territories. Leveraging its robust technology, compliance, operations and banking infrastructure, Payoneer delivers a suite of services that includes cross-border payments, working capital, tax solutions, merchant services and risk management. Powering growth for customers ranging from aspiring entrepreneurs in emerging markets to the world’s leading digital brands like Airbnb, Amazon, Google and Upwork, Payoneer makes global commerce easy and secure. Founded in 2005, Payoneer is profitable and has a team based all around the world....

We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talent team. Capital.com is a global company with offices in the United Kingdom, Cyprus, Australia, the Bahamas, Poland and Bulgaria. In just a short period of time, Capital.com has become one of Europe’s fastest-growing investment-trading platforms reporting triple-digit, year-on-year growth and a global team that has grown five-fold in just two years. With a focus on simplicity, ease of use, speed and power – we aim to develop the best trading service on the market. We are a fintech company with deep expertise in trading, markets, technology, customer centricity and financial regulation. We provide great customer service to accompany our smart news feed,...

Are you a passionate content marketer looking to venture into the fast paced and high growth world of neo brokers? Are you creative and organised? XTB could be the perfect place for the next step in your career! XTB is seeking a Marketing Executive (Italian speaking) to leverage their creative flair and strategic mindset in developing compelling content that resonates with our target audience. As a Marketing Executive at XTB, you will play a pivotal role in shaping our brand narrative and driving engagement across various digital channels. If you thrive in a dynamic and collaborative environment, where innovation is encouraged, and you are eager to contribute to the success of a global leader in the financial industry, we invite you to join our team. At XTB, we value creativity, ambition, and dedication, and we offer a supportive culture that fosters professional growth. About the Company Founded in 2004, XTB has grown to become one of the world’s largest neo brokers...

Airwallex is the leading financial technology platform for modern businesses growing beyond borders. With one of the world’s most powerful payments and banking infrastructure, our technology empowers businesses of all sizes to accept payments, move money globally, and simplify their financial operations, all in one single platform. Established in 2015, our purpose is to connect entrepreneurs, business builders, makers and creators with opportunities in every corner of the world. Today, Airwallex has a global footprint across Asia-Pacific, Europe, and North America. This is a brand new role to join our growing team that will partner with Airwallex employees and managers across the EMEA region. You will provide tactical and strategic expert guidance and data-driven insights to help people leaders achieve growth objectives and drive a high performance, engaged culture. This is an ideal role for someone who likes to build things from the ground up, take on key projects and likes to...

We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talent team. As a Tax Manager at Capital.com, you will play a crucial role in ensuring compliance with all tax regulations and optimising our tax position. You will be reporting into the Group Head of Tax and will be supported by the wider finance team and external advisors. Requirements: Tax Compliance: Ensure timely and accurate filing of all tax returns, including VAT, corporate tax, and other relevant taxes. Stay up-to-date with changes in tax legislation and regulations, and implement necessary adjustments to ensure compliance Tax Planning: Work closely with the Group Head of Tax to develop and implement tax planning strategies to optimise the company's tax...

Join a leading fintech company that’s democratizing finance for all. Robinhood was founded on a simple idea: that our financial markets should be accessible to all. With customers at the heart of our decisions, Robinhood is lowering barriers and providing greater access to financial information. Together, we are building products and services that help create a financial system everyone can participate in. As we continue to build... We’re seeking curious, growth minded thinkers to help shape our vision, structures and systems; playing a key-role as we launch into our ambitious future. If you’re invigorated by our mission, values, and drive to change the world — we’d love to have you apply. About the team + role Robinhood is looking for an Customer Experience Associate to help support our Operations team based in the United Kingdom (UK) and who has experience in financial services, customer operations and support and is excited to work at...

We are currently recruiting a Senior IT Risk Associate to work in the first line function of a fast-paced technology team in London. Reporting to the IT Risk Manager, you will provide IT Risk and Compliance support to the IT Risk Associates and to the multiple teams that operate across Technology. So, who we are? Hello, we’re IG Group. No, not Instagram – though we're a pretty big deal ourselves. We’re a global, FTSE 250-listed company made up of a collection of progressive fintech brands in the world of online trading and investing. The best part? We’ve snapped up many awards for our top-class platforms, forward-thinking products, and incredible employee experiences. We believe in financial freedom. And our purpose is to help ambitious people achieve it. Around 400,000 people use our groundbreaking technology and forward-thinking platforms to trade the financial products they know and love. Did we mention we have offices in 18 countries? Yes, when you...