OANDA
Toronto, Canada
Position Summary: Compliance Specialist assists in the implementation, maintenance, and administration of the compliance program. This includes conducting compliance testing and reporting, identifying compliance issues and gaps, maintaining compliance training programs, monitoring regulatory development in securities legislation, and analyzing and reporting on the effectiveness of compliance policies and procedures. Responsibilities: Investigate, follow up, and resolve business inquiries in a timely manner Conduct routine and ad-hoc compliance testing and monitoring. Identify and rectify areas of non-compliance Assist in the development and rollout of the compliance training process Qualifications: Undergraduate (or higher) degree in Business, Finance or related field 2-4 years of experience gained through increasingly responsible positions preferably within a finance, compliance, or risk management environment Completion of 1 of the following courses,...