28 legal jobs in London

About the Role: We are on the lookout for a highly motivated Legal and Regulatory Associate to join our team. The ideal candidate will have 2-4 years PQE working in the legal sector or in an in-house role in financial services /capital markets, with a sound understanding of the legal and regulatory landscape in which LMAX Group operates, as well as a proven track record of providing effective legal and regulatory advice to a variety of stakeholders. This role is open to both UK and EU applicants. Typical work includes providing non-contentious advice on the scope of the UK and EU’s regulatory perimeter; the application of EMIR and MiFID 2; the FCA and ESMA rules and principles; the Market Abuse Regulation and Brexit related issues. In addition, the individual may be required to undertake research tasks relating to international regulatory landscape and provide regulatory expertise to various entities and departments in LMAX Group. The successful candidate will be joining a...

Seedrs is the leading equity crowdfunding platform and the most active funder of private companies in the UK, with £2.3B invested into campaigns and more than 1850 deals funded. We allow all types of investors to invest as little or as much as they like in businesses they believe in and share in their success. We allow ambitious businesses in all sectors to raise capital and build community through an efficient, online process. Seedrs’ HQ is in London, with multiple teams based across Europe. Republic, a U.S. based firm, has recently acquired Seedrs in a mission to create the first global private investing platform. Republic operates several distinct business lines including a retail investment platform, a private capital division, and a blockchain advisory practice. The Republic ecosystem has deployed over $1.5 billion in investments, has supported over 600 companies, and comprises over 2M community members across 150 countries. Now, being officially a part of the Republic...

Who we are Seedrs is the leading equity crowdfunding platform and the most active funder of private companies in the UK, with £2.3B invested into campaigns and more than 1850 deals funded. We allow all types of investors to invest as little or as much as they like in businesses they believe in and share in their success. We allow ambitious businesses in all sectors to raise capital and build community through an efficient, online process. Seedrs’ HQ is in London, with multiple teams based across Europe. Republic, a U.S. based firm, has recently acquired Seedrs in a mission to create the first global private investing platform. Republic operates several distinct business lines including a retail investment platform, a private capital division, and a blockchain advisory practice. The Republic ecosystem has deployed over $1.5 billion in investments, has supported over 600 companies, and comprises over 2M community members across 150 countries. Now, being officially a part of the...

About Revolut People deserve more from their money. More visibility, more control, more freedom. And since 2015, Revolut has been on a mission to deliver just that. With an arsenal of awesome products that span spending, saving, travel, transfers, investing, exchanging and more, our super app has helped 28+ million customers get more from their money. And we're not done yet. As we continue our lightning-fast growth, we believe that two things are essential to continuing our success: our people and our culture. So far, we have 6000+ people working around the world, from our great offices or remotely, on our mission. And we're looking for more. We want brilliant people that love building great products, love redefining success, and love turning the complexity of a chaotic world into the simplicity of a beautiful solution. About The Role Our Compliance team is a true gem ? They make sure our products and processes meet all the requirements. What does this mean? The best...

The Pepperstone story started in 2010. We know what it's like to trade the world's markets. Our team describes us as a place for the curious and the driven, and we like to do things a little differently; as a transformative global fintech, we're digital, nimble, connected, and united in our vision to create a better way to trade. We thrive on progress - for our clients and for ourselves. Our organizational culture is ever-evolving, vibrant, diverse, global, and results focused. You'll find our 350+ team currently across 9 locations and time zones. The Role The Website Manager is an experienced member of the Product team who will develop, lead and deliver our global product strategy. Pepperstone has a proud history of providing superior digital experiences, winning awards for customer satisfaction amongst our competitors, and cultivating passionate brand loyalty. Responsible for the performance of the Pepperstone suite of websites, this role has a direct impact on...

LMAX Group Treasury is looking to expand its Treasury Risk & ALM team to support the efficient management of the group’s liquidity usage across legal entities. This will include analytics development to provide timely, clear, accurate information to senior management for the purposes of decision support. LMAX Group is undergoing a period of significant growth, with exciting opportunities for ambitious and dedicated candidates. This role would be suitable for candidates at manager level who have strong analytical skills and who are keen to grow their career in capital markets Treasury and Risk. This role requires project leadership to help transform liquidity management across the Group, as well as other key processes. Main Duties & Responsibilities: Automation of daily risk appetite and limit monitoring and liquidity stress testing and supporting analysis Develop a group-wide and by entity Sources and Uses of funds – with returns/cost of funds analysis, including...

Overview Permanent, full-time, hybrid (3 days per week in an office) Governance Technology Solutions (GTS ) is a strategic technology department that was created to provide a dedicated focus on the technology usage of the Compliance, Legal, HR and Internal Audit functions. GTS is responsible for defining and leading strategic technology initiatives for the global Legal, Compliance, HR and Internal Audit teams and areas associated with these functions including Anti-Money-Laundering, Onboarding, Know Your Client, document retention, discovery, and other related areas. HR are a key internal ‘client’ to GTS and are reliant on the use of the Oracle Cloud HCM system. A need has therefore arisen for an Oracle Cloud Product Owner (initially focused on Oracle HCM) to provide leadership, governance, consultancy, and direction for the implementation, management, and support of Oracle Cloud HCM system. Responsibilities Provide leadership and direction for the governance,...

People Transformation Manager (Relocation to Cyprus) With over 2,000 employees of more than 88 nationalities, Exness is the place for global teamwork, incredible leadership, a learning culture, and constant development. Unlimited by time zones, Exnessians worldwide have worked seamlessly together since 2008 to provide our traders with the best possible trading experience. Today, we stand proud with over 300,000 active traders and 3 trillion USD in monthly trading volume. Your role at Exness: You will join our People Communication and Transformation team and coordinate medium to large scale HR projects on people-related topics with the aim of ensuring organizational change, while applying professional principles, practices, and techniques to control the project schedule, cost, and performance risks. You will work on various products and projects with professionals with different skill sets who support each other in delivering impactful results. You will:...

Culture Transformation Manager (Relocation to Cyprus) With over 2,000 employees of more than 88 nationalities, Exness is the place for global teamwork, incredible leadership, a learning culture, and constant development. Unlimited by time zones, Exnessians from around the world have worked seamlessly together since 2008 to provide our traders with the best possible trading experience. Today, we stand proud with over 300,000 active traders and 3 trillion USD in monthly trading volume. Your role at Exness: You will join our People Communication and Transformation team and lead the company-wide cultural transformation, with a focus on scaling core values and behaviors across a growing organization while preserving its unique organizational identity. You will spearhead the shift from a local to an international mindset and champion diversity and inclusion initiatives to cultivate a more inclusive and dynamic workplace culture. You will: Develop and implement...

The Role We are seeking a risk analyst with strong knowledge of real-time market risk and experience of operational risk. The individual will leverage Python as well as other engineering tools in their daily work. The individual will help embed the culture of risk management within the organisation. This will involve contributing to the development and monitoring of risk methodologies and tools, for all risk types, in line with best practice, company policies, and legal requirements. This is an opportunity for the right candidate to secure a risk position in a fast-paced, award-winning firm, with the chance to expand their general risk experience, and grow their market risk knowledge across a broad range of asset classes and instrument types. Responsibilities Analysing and quantifying real-time market risks across asset classes including options. Contributing to the ongoing development of market risk framework in Python and Golang, using internal and external models....

LMAX Group Treasury is looking to expand its Treasury Risk & ALM team to support the efficient management of the group’s capital and liquidity usage across legal entities. This will include regulatory reporting, analytics development for governance committees across the group and supporting the ICARA process which replaces ICAAP/ILAA/RRP and wind-down planning for investment firms. This role would be suitable for candidates at analyst level who have strong analytical skills who is keen to grow their career in capital markets Treasury and Risk. Main Responsibilities: Balance Sheet Management, Analytics Development and Reporting: Daily liquidity stress testing Monthly capital reporting and analysis Risk Appetite and Limit monitoring Working with Financial Planning & Analysis in the development of Group and Legal Entity medium-term capital plans Assist in the development of an Operational Risk Management Framework and Reporting Intragroup lending process and...

About the role: To provide a best-in-class front line support service to all LMAX Digital and DFX clients as well as complete daily processes and reporting. The role also has scope to take on individual product and operational projects. Main Duties and Responsibilities : Digital Broker Operations: Act as an ambassador for LMAX Digital. Dealing with client enquiries via telephone, email and messaging systems like Slack. Managing, prioritising and escalating client requests and challenges. Providing basic technical support to clients and escalating to appropriate channels as required. Distributing client reporting on a daily and ad-hoc basis. Executing daily reconciliations and settlement reporting. Managing daily settlement requests and third-party settlement platforms. Developing and distributing management reporting for LMAX Digital. Monitoring and making recommendations on LMAX Digital inventory. Understanding and anticipating the clients...

Fire. Your Payments. Without the Friction Compliance, Risk & Oversight Officer (CROO) A fixed term contract – London (maternity cover) What we do? Fire helps businesses of all sizes with their accounts, debit cards and payments. With our great range of payment services, smart technology, and regulatory licences, we deliver solutions that make managing accounts, debit cards and payments better. With offices in London and Dublin we are a leading fintech firm working with thousands of businesses and some of the world’s largest financial institutions. Fire.com (“the Group”) consists of our Irish company Fire-EU which is regulated by the Central Bank of Ireland as a Payment Institution, and Fire-UK, which has received authorisation as an E-Money Institution from the Financial Conduct Authority in the UK. What is the role? We are now seeking a Compliance, Risk & Oversight Officer (“CROO”) for our UK company (“Fire-UK”) who will work closely with the Risk and...

Who we are About Stripe Stripe is a financial infrastructure platform for businesses. Millions of companies - from the world’s largest enterprises to the most ambitious startups - use Stripe to accept payments, grow their revenue, and accelerate new business opportunities. Our mission is to increase the GDP of the internet, and we have a staggering amount of work ahead. That means you have an unprecedented opportunity to put the global economy within everyone's reach while doing the most important work of your career. About The Team As Stripe continues to develop innovative products that serve businesses of all sizes around the world, risk will increase in complexity and scale. As part of the User Risk Advisory team, you will protect and advance Stripe’s business, brand and mission, by deploying industry-leading policies that instill user and partner trust in Stripe, while enabling business growth. What you’ll do As a member of this team, you will have a deep...

Join a leading fintech company that’s democratizing finance for all. Robinhood was founded on a simple idea: that our financial markets should be accessible to all. With customers at the heart of our decisions, Robinhood is lowering barriers and providing greater access to financial information. Together, we are building products and services that help create a financial system everyone can participate in. As we continue to build... We’re seeking curious thinkers looking to co-author the next chapters of our story. Joining now means helping shape our vision, structures and systems; playing a key-role as we launch into our ambitious future. About The Role Robinhood is looking for a Senior Risk & Compliance Associate & MLRO to help build up our Risk & Compliance team based in the United Kingdom (UK). We are looking for a compliance professional with experience in securities and brokerage regulatory compliance issues who is excited to work at the intersection of...

CMC Markets requires a Junior Analyst to join the Derivatives team. In this role, you will work directly with the Derivatives Senior Business Analysts as well as key stakeholders across CMC. This will be a varied and fast paced role within one of the core strategic initiatives of the business. You will liaise with teams such as Operations, Legal, Compliance, Business Intelligence, Sales, Customer Support and IT Development to support the Derivatives team in driving projects from initiation to completion. This is an excellent opportunity to develop a deep understanding of Derivatives trading industry. What you will be working on: Analysis, specification and documentation of requirements of new product features in close cooperation with key stakeholders. Monitoring the market and competitive landscape. Study the regulatory landscape applicable to CMC’s Derivatives operation. Suggest development ideas and manage projects. Be a point of contact for other departments...

XTB UK is looking for a Junior Level Compliance Officer. The role sits within the Compliance Department covering a variety of areas and working closely with the Head of Compliance and MLRO to ensure that the organisation conducts business in a compliant manner at all times in accordance with FCA rules, company policies and procedures; especially with regards to Preventing Money Laundering and Terrorism financing, Anti-bribery and Corruption risks and Conduct of business rules applicable to the business. Key Accountabilities: ● Work with the Head of Compliance to implement FCA regulatory requirements into the firm's global compliance program ● Manage day-to-day operations of the compliance program and conduct periodic compliance reviews within offices; provide reports to Head of Compliance and senior management where appropriate ● Ensure that policies, procedures and standards of conduct are communicated, understood and appropriately implemented within the office; deliver...

About the Role: Reporting to the Compliance Team Leader, the Junior Compliance and AML Analyst will be responsible for monitoring, administrative, advisory, and the implementation of compliance and AML controls across the firm. Main Duties & Responsibilities: Conduct and execute a risk-based Compliance Monitoring programme. Daily review of deposits and withdrawals and escalating suspicious transactions. Call and Chat Monitoring. Assurance testing. Preparation of quarterly Management Information. Assist in the management of the Compliance team inbox. Maintenance of various compliance registers, records and databases. Review of high-risk clients and investigating SoW and SoF. Compliance and AML monitoring. Escalating incidents and suspicious activity. Managing the inbox and assigning work to relevant members of the team. Compliance and AML monitoring. Escalating incidents and suspicious activity. Managing the inbox and assigning work to relevant members of...

GoHenry is a London and New York-based fintech company that pioneered the youth fintech and financial education category. We are on a mission to make every kid smart with money and to delight our community of 2 million parents, kids, and teens with innovative, market-leading tools to help parents raise financially healthy kids. GoHenry offers a debit card and app for kids and teens and companion apps for the family, with in-app tools for sending money, automating allowance, managing chores, setting savings goals, giving to charity, and in-app financial education lessons where kids can watch videos, take quizzes and earn points & badges. This is all designed to help kids and teens build good money habits that will last a lifetime. Reporting to our Vice President Business Risk & Compliance, the Privacy Manager position will involve working in close collaboration with our Legal and Compliance teams to help ensure that our business meets its regulatory objectives. What...