100 senior legal and compliance officer jobs

IG Bank is seeking a skilled and dedicated Senior Legal and Compliance Officer or Senior Compliance Officer for a temporary mission of 9 months, starting from February 2025, to cover maternity leave. This is a unique opportunity to work within a dynamic team and assist in upholding the highest standards of regulatory compliance and legal support for a growing business in Switzerland. Candidates with a legal background and experience will be responsible for additional legal and company secretary functions. If you have a background in Swiss financial markets and a minimum of 5-7 years of experience in banking compliance and/or legal roles, we encourage you to apply. This role offers a meaningful opportunity to contribute to a leading organization, working alongside seasoned professionals dedicated to upholding the highest standards in legal and compliance functions. You’ll gain unique exposure to Swiss banking regulations and be part of a team that values integrity,...

IG Bank is seeking a skilled and dedicated Senior Legal and Compliance Officer or Senior Compliance Officer for a temporary mission of 9 months, starting from February 2025, to cover maternity leave. This is a unique opportunity to work within a dynamic team and assist in upholding the highest standards of regulatory compliance and legal support for a growing business in Switzerland. Candidates with a legal background and experience will be responsible for additional legal and company secretary functions. If you have a background in Swiss financial markets and a minimum of 5-7 years of experience in banking compliance and/or legal roles, we encourage you to apply. This role offers a meaningful opportunity to contribute to a leading organization, working alongside seasoned professionals dedicated to upholding the highest standards in legal and compliance functions. You’ll gain unique exposure to Swiss banking regulations and be part of a team that values integrity,...

We are seeking a Financial Risk Manager to join a data-driven technical risk management team in designing, developing and deploying quantitative risk models to manage our risk. Who Are We Hello, we’re IG Group. No, not Instagram – though we're a pretty big deal ourselves. We’re a global, FTSE 250-listed company made up of a collection of progressive fintech brands in the world of online trading and investing. The best part? We’ve snapped up many awards for our top-class platforms, forward-thinking products, and incredible employee experiences. We believe in financial freedom. And our purpose is to help ambitious people achieve it. Around 400,000 people use our groundbreaking technology and forward-thinking platforms to trade the financial products they know and love. Did we mention we have offices in 18 countries? Yes, when you join IG Group, you'll have the chance to work across multiple brands with people all over the world. We work in...

TransferGo is a growing fintech scale-up on a mission to make the world a fairer place for migrants. We strive to provide tailored, more affordable financial services that make people's hard-earned money go further.With a team of more than 400 employees across the UK/Europe, we now support 8 million customers, building a product that truly impacts lives and supports families. We’ve come this far by building a talented, diverse workforce on a fair culture and our strong values. Having this strong team of employees, we can serve those who really need our product to make their lives better. We are currently searching for an experienced Financial Crime Manager who will act as the MLRO for the UK with a strong understanding of the financial crime risk landscape and in-depth knowledge of regulatory expectations in the UK. You will lead the financial crime program for our UK-regulated entity. The role will act as a senior domain expert for Anti-Money Laundering, Counter Financing of...

Would you like to be part of a Global Compliance team where you will get an important role in enabling the development of compliant business? Saxo Bank Belgium is an important and expanding branch in the Saxo Bank Group. The position, based in Antwerp, is a part of the Group Compliance European team. The main task is to support the local business in developing and running the business in Belgium within the requirements of the Group and local regulators. Responsibilities Include, Inter Alia Assistance with local regulatory communications and regulatory reporting Close liaison with Group Compliance and other European Compliance teams Maintain compliance risk assessments and activity plans Deliver on the activity plans (monitoring, advice memos, training etc.) Keep abreast of business and regulatory developments and advise on compliance Contribute to regular compliance/AML reporting to the CEO and other stakeholders Provide support to team members...

We are looking for a proactive and results-oriented Regulatory Compliance and Risk Officer to join our team and collaborate closely with the Brightpool & IG Group Leadership Team to support and contribute to the delivery of the Company’s strategy, and ultimately, help the team to be successful. This role is pivotal in supporting the execution of the strategy and ensuring the successful delivery of key business objectives. So, who are we? Hello, we’re IG Group. No, not Instagram – though we're a pretty big deal ourselves. We’re a global, FTSE 250-listed company made up of a collection of progressive fintech brands in the world of online trading and investing. The best part? We’ve snapped up many awards for our top-class platforms, forward-thinking products, and incredible employee experiences. We believe in financial freedom. And our purpose is to help ambitious people achieve it. Around 400,000 people use our groundbreaking technology and...

Ebury is a hyper-growth FinTech firm, named in 2021 as one of the top 15 European Fintechs to work for by AltFi. We offer a range of products including FX risk management, trade finance, currency accounts, international payments and API integration. Financial Crime Compliance Investigations Analyst Ebury Brussels Office - Hybrid: 4 days a week office based working, 1 day working from home Headquartered in London, the firm is a Global FinTech provider that aims to apply new technologies to enhance and automate financial services and processes. This allows small and medium-sized businesses to trade and transact internationally by eliminating boundaries related to more traditional procedures. As a FCC Investigations Officer, you will work in the Financial Crime Compliance department in the firm’s Brussels office. We are looking for a proactive candidate who can summarise complex issues for busy, senior people. The role would suit someone with corporate investigations experience...

Are you a Compliance professional with at least 5 years'+ financial service experience? Do you have a diverse skillset with a desire to both set the direction and to execute? Are you looking for managerial experience? Within the Compliance team of Saxo Bank we are looking for a compliance professional for our Antwerp branch to grow into a managerial role. Located in our beautiful office located on the 18th floor in the center of Antwerp, with a breathtaking view of the historic city center and within walking distance of the Meir, the office has approximately fifty employees serving more than 80,000 customers. As part of the compliance team of the European region, you will report directly to our Head of Compliance Mid Europe, who will provide guidance and support to help you develop and grow your managerial skill set. You will gain exposure to a range of stakeholders and compliance experts across our organisation, building your knowledge and expertise to enable you to contribute to...

Ready to leave your mark on the future of finance? Join an innovative team that is changing the financial industry by creating new solutions for millions of people around the world. At NAGA, we are revolutionizing finance by making trading and investing accessible to everyone with advanced tools that give power to all. At NAGA you are joining more than just a fintech company. You become part of a vibrant, diverse community of visionaries and problem-solvers fueled by curiosity and collaboration. Here, your influence goes beyond existing products - you are actively shaping the future of finance. We have a start-up DNA and a corporate mindset. This means we are fast and flexible, like a start-up, but we are also committed to helping our people develop and thrive within our company. Thus, if you love a challenge, are passionate about making an impact and ready to grow alongside a dynamic, forward-thinking team, this is where you belong. Challenge yourself. Challenge the future. Join...

About Thunes Thunes is the Smart Superhighway for money movement around the world. Thunes’ proprietary Direct Global Network allows Members to make payments in real-time in over 130 countries and more than 80 currencies. Thunes’ Network connects directly to over 7 billion mobile wallets and bank accounts worldwide, via more than 350 different payment methods, such as GCash, M-Pesa, Airtel, MTN, Orange, JazzCash, Easypaisa, AliPay, WeChat Pay and many more. Members of Thunes’ Direct Global Network include gig economy giants like Uber and Deliveroo, super-apps like Grab and WeChat, MTOs, fintechs, PSPs and banks. Thunes’ Direct Global Network differentiates itself through its worldwide reach, in-house Smart Treasury Management Platform and Fortress Compliance Infrastructure, ensuring Members of the Network receive unrivalled speed, control, visibility, protection and cost efficiencies when making real-time payments globally. Headquartered in Singapore, Thunes has offices in 12...

IronFX is a leading global online broker specializing in Forex, CFDs, Commodities and Spot Metals since 2010. On behalf of IronFX, we are looking to hire an experienced Senior PSP Officer to join the growing Legal & Compliance department! Job Location: Limassol / Nicosia Job Description: Identify and implement new payment solutions to meet business needs Assist with evaluating and onboarding new payment providers and banks/EMIs, including completing forms and responding to inquiries Assist with the annual reviews conducted from PSPs and banks Support team members in managing relationships with new and existing payment providers and banks/EMIs Support the Finance department during audits by obtaining and providing relevant documentation by payment providers and banks/EMIs. Work with PMO, IT & QA teams to ensure smooth integration and functionality Coordinate and implement new payment methods in internal systems, such as CRM. Review and evaluate current...

About EXANTE EXANTE is a wealth tech company that provides centralized trading solutions and B2B financial infrastructure that helps create value through technology. Our proprietary trading platform enables direct market access to 1 million financial instruments from a single multi-currency account, including stocks, ETFs, bonds, futures, and options. We are a fast-growing global company with 600+ employees across 70+ locations, representing 60 nationalities, all of us following the same guiding principles: We believe that freedom is an inherited right We are catalysts We defend privacy We cater to our customers to an unprecedented degree As a Financial company, we know our investment priorities. We invest in our people. Join us in creating a new standard for wealth management:https://exantecareers.com About The Role The main objectives/KPIs for the Head of Brokerage role are continuity of the brokerage services supply chain, profitability of all brokerage products,...

We are a highly successful global Fintech firm known for making worldwide transfers easier and compliant. We have 20+ offices around the world where our teammates have diverse skill sets and cultural backgrounds, collaborating seamlessly across borders . This role is a great opportunity for candidates looking to have hands-on experience working in a licensed fintech company. As a Compliance Officer, you'll be working with our global compliance team and play a pivotal role in ensuring regulatory compliance and operational excellence. You'll coordinate regulatory activities, drive improvements in key compliance areas such as KYC and AML, assist in audit preparations, conduct risk assessments, and oversee internal procedures related to merchant onboarding and transaction monitoring. We value HONESTY and TRUST. Our team members are the most trusted in the industry, communicating transparently and truthfully at all times. LEARNING and CURIOSITY are essential to success in our...

Blockchain.com is the world's leading software platform for digital assets. Offering the largest production blockchain platform in the world, we share the passion to code, create, and ultimately build an open, accessible and fair financial future, one piece of software at a time. We are seeking an outstanding compliance leader to join our fast-growing team as Compliance Officer, Europe. This role, reporting to the Global Chief Compliance Officer, will be responsible for overseeing compliance with regulatory compliance frameworks in Europe. We are looking for a highly motivated, adaptable, and collaborative professional who can handle ambiguity and enjoys building. As the Compliance Officer for Blockchain (LT), UAB, you will oversee and execute the company’s compliance strategy in accordance with the Markets in Crypto Assets (MiCA) regulation, and oversee compliance staff in the European jurisdictions in which the company operates. If you have experience in a fast-paced...

Vantage is a global, multi-asset broker offering clients access to a nimble and powerful service for trading CFDs on Forex, Commodities, Indices, Shares, and Cryptocurrencies. With our cutting-edge technology, diverse product offerings, and commitment to providing exceptional trading experiences, we empower traders around the world to participate in the global currency markets. With more than 10 years of market experience and headquartered in Sydney, Vantage now has over 1,000 employees/personnel across more than 30 global offices. We are seeking an experienced Head of Compliance who is qualified to act as the Money Laundering Reporting Officer (MLRO) in accordance with the regulatory requirements set by the Financial Conduct Authority (FCA). The ideal candidate will play a pivotal role in ensuring our firm's compliance with all relevant regulations and maintaining the robustness of our compliance function. What you'll do: Stay updated on all pertinent FCA regulations and...

Job Specification: Compliance Officer Location: Dublin, Ireland Company: Ava Trade EU Ltd Reports To: Head of Compliance Role Overview The Compliance Officer is responsible for ensuring that the firm adheres to all applicable regulations, particularly the Markets in Financial Instruments Directive II (MiFID II) and associated regulatory frameworks set by the Central Bank of Ireland. This role involves implementing and maintaining robust compliance programs, conducting monitoring activities, and advising senior management to uphold the highest regulatory standards. Key Responsibilities Compliance Program Management: Develop, implement, and manage the firms compliance program in line with MiFID II, CBI guidelines, and other relevant regulations. Review and update internal policies and procedures to reflect regulatory changes and industry best practices. Ensure the firm's policies and procedures effectively mitigate compliance risk. Monitoring Conduct...

Description eToro has created an intuitive Social Trading platform that gives traders and investors access to global stock markets, commodity trading, cryptocurrency trading, and more. We strive to make money management available and accessible to everyone (even to users with no prior experience or knowledge). We have over 33 million users worldwide, and our platform is available in over 140 countries around the world. With over 1500 employees worldwide, we have locations in the US, Cyprus, UK, Australia, Germany, and Israel, and we are constantly growing and expanding into new markets. We are constantly growing and are excited to share that we are looking for a Senior Marketing Compliance Officer to join our team! What will you be doing? Monitoring compliance of the Marketing function and of the affiliation program Ongoing monitoring and oversight of regulatory development relevant to the activities of eToro EU in Cyprus Assist with Reporting to CySEC and other EU...