Interactive Brokers
Apac, Uganda
Job Description & Responsibilities Interactive Brokers is looking for an AML Manager in its Asia Pacific region who has experience in managing AML program and for conducting KYC and EDD reviews on customer accounts in the region. Responsibilities Work with IB’s New Accounts and Surveillance teams to calibrate and implement customer due diligence procedures; Review and manage escalations from New Accounts regarding applicants presenting potential red flags or AML concerns; Assist the Director of Legal & Compliance-APAC and the relevant Heads of Compliance for our IB brokerage companies in Hong Kong, Singapore, Australia, Japan and India in maintaining and updating written policies and operational procedures to reflect changes in the relevant AML and other applicable laws; Help maintain and update the firms’ APAC AML and KYC compliance training programs; and Assist in developing and implementing remedial action plans in response to internal and external...