2 Investments Compliance jobs

Purpose of Role To strengthen T212's financial crime control framework by providing independent second-line oversight of AML and CTF controls, investigations, and reporting - while acting as the Czech Branch's designated Contact Person for the FAU and primary owner of the Branch's System of Internal Principles (SVZ). What You'll Do Provide independent second-line oversight of AML controls, alerts, and investigations conducted by the First Line of Defence Conduct QA reviews of KYC, CDD, and EDD files to ensure adherence to internal policies and regulatory standards Review suspicious activity escalations and support the drafting of Suspicious Activity Reports (SARs/STRs) Act as the Czech Branch's designated Contact Person for the Financial Analytical Office (FAU) Own and maintain the Branch's System of Internal Principles (SVZ) and ML/TF risk assessment Develop and deliver AML/CTF training to Branch staff Serve as the primary liaison for CNB and FAU on supervisory...

Purpose of Role To ensure the Branch operates in full compliance with Czech capital markets law, applicable EU regulations, and T212's group-wide compliance framework, under the supervision of the Czech National Bank (CNB). What You'll Do Assist with day-to-day compliance in line with regulatory, legal, and internal policy requirements Perform risk assessments in relation to compliance risks Draft, modify, and implement company policies, procedures, and handbooks to reflect regulatory changes and business needs Assist in drafting compliance reports to the CNB Serve as the primary point of contact for CNB supervisory matters, including managing correspondence, regulatory enquiries, and on-site inspections Prepare and submit periodic regulatory reports to the CNB within statutory timeframes Own and operate the Branch's client complaints handling framework in line with ZPKT and MiFID II requirements Conduct and maintain the compliance monitoring programme, performing...