Vantage
Sydney, Australia
Join our team in Sydney or Melbourne as a Compliance Manager. Due to the nature of the role, relevant compliance experience in the FX/CFD industry is a must . Company Description Vantage is a global multi-asset brokerage firm based in Sydney, licensed by the Australian Securities and Investments Commission (ASIC).Our commitment is to provide a robust trading environment, complemented by a fast and user-friendly trading platform, enabling our clients to capitalize on trading opportunities efficiently. Key Responsibilities Conduct compliance monitoring review. Completing compliance checks and preparing compliance report. Ensure compliance with ASIC regulations, Corporations Act 2001, Anti-Money Laundering (AML) laws, and other relevant financial regulations. Develop, review, and update compliance policies and procedures to reflect regulatory change. Conduct internal audits and compliance reviews to assess adherence to regulatory requirements. Assist in preparing...