Trading 212
Prague, Czechia
Purpose of Role To ensure the Branch operates in full compliance with Czech capital markets law, applicable EU regulations, and T212's group-wide compliance framework, under the supervision of the Czech National Bank (CNB). What You'll Do Assist with day-to-day compliance in line with regulatory, legal, and internal policy requirements Perform risk assessments in relation to compliance risks Draft, modify, and implement company policies, procedures, and handbooks to reflect regulatory changes and business needs Assist in drafting compliance reports to the CNB Serve as the primary point of contact for CNB supervisory matters, including managing correspondence, regulatory enquiries, and on-site inspections Prepare and submit periodic regulatory reports to the CNB within statutory timeframes Own and operate the Branch's client complaints handling framework in line with ZPKT and MiFID II requirements Conduct and maintain the compliance monitoring programme, performing...