4 Investments Compliance jobs

We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talented team. Responsibilities: Manage daily transaction monitoring alerts and investigate potentially suspicious activity Review client deposits, withdrawals, and payment activity for financial crime risks Document investigation findings and maintain clear audit trails Escalate suspicious activity to the Head of Compliance and MLRO Prepare and support the submission of STRs and SARs through goAML Produce AML management information, including alert volumes, trends, outcomes, and escalations Support transaction monitoring testing, rule tuning, threshold reviews, and market abuse investigations Requirements: 2 to 3 years of experience in AML,...

We are seeking an experienced Compliance Officer / MLRO to join an ADGM-regulated broker-dealer investment firm. The role will be responsible for overseeing the company’s regulatory compliance and AML/CFT framework, providing practical regulatory guidance to the business, and managing the relationship with the FSRA. Responsibilities Lead and oversee the company’s Compliance and AML/CFT functions in accordance with ADGM and FSRA regulatory requirements. Act as the company’s Compliance Officer and MLRO, subject to FSRA approval. Maintain and regularly review compliance and AML policies, procedures, risk assessments, and internal controls. Develop and execute the annual Compliance Monitoring Programme and ensure timely remediation of identified issues. Oversee client onboarding and financial crime controls, including CDD/EDD, sanctions, PEP screening, transaction monitoring, and suspicious activity reporting. Provide practical regulatory advice and guidance to management and...

About Revolut People deserve more from their money. More visibility, more control, and more freedom. Since 2015, Revolut has been on a mission to deliver just that. Our powerhouse of products — including spending, saving, investing, exchanging, travelling, and more — help our 70+ million customers get more from their money every day. As we continue our lightning-fast growth, 2 things are essential to our success: our people and our culture. In recognition of our outstanding employee experience, we've been certified as a Great Place to Work™. So far, we have 13,000+ people working around the world, from our offices and remotely, to help us achieve our mission. And we're looking for more brilliant people. People who love building great products, redefining success, and turning the complexity of a chaotic world into the simplicity of a beautiful solution. About the role Our Compliance team blends regulatory expertise with data-driven thinking to make sure our products meet...

You'll contribute towards compliance for entities spanning investment services, banking, and virtual assets. You conduct compliance monitoring, gap analyses, manage licensing requirements, liaise with CMA, VARA, and other regulatory authorities, and build compliance frameworks that satisfy regulatory obligations. This isn't compliance administration. It's executing compliance operations for multiple entities where your regulatory expertise enables the business to operate smoothly. Why this matters Deriv operates in 25+ jurisdictions serving millions of traders globally. Your compliance work for Dubai-based entities and broader operations determines which products we offer, which licenses we maintain, and whether operations withstand regulatory scrutiny. Your expertise in our compliance frameworks enables business operations by ensuring we stay compliant where regulatory expectations are high. Why Deriv You'll use AI tools we're building. Partner with engineers to...