10 Yapily jobs in London

We have an exciting opportunity for a Compliance Officer to join our UK Compliance team. Reporting into the Head of Compliance Advisory, your position will involve supporting the Compliance Advisory function in ensuring that the firm meets its regulatory objectives. To be successful in this role, you will need to demonstrate strong experience in a Compliance Advisory position, with a proven ability to partner with and provide advice to key business stakeholders. Please note that this is an onsite role that will require you to work within our London office (near Liverpool street) 5 days on site per week. Key Responsibilities Assist in delivery of an effective compliance advisory function within CMC Markets’ UK regulated Firms Providing daily regulatory advice to the business to ensure that commercial enterprises are conducted wholly in accordance with CMC’s regulatory obligations Acting as Compliance lead and/ or Compliance stakeholder for key commercial and regulatory...

Equiti is a pioneering fintech firm and world-class provider of multi-asset fintech products - from liquidity solutions to in-house tech hubs to online trading platforms. With over 400 global specialists in 9 languages, Equiti provides clients with access to individual, professional, and institutional brokerage services in Europe, the Middle East, and Africa. Think finance is stuffy? Think again. We see Equiti as a new breed of broker, and we are on the lookout for talented individuals who can perform and excel in a dynamic and innovative working environment. Our Compliance department would like to welcome a detail-oriented. Compliance Manager in our office in London Responsibilities Oversight of the firm’s Compliance Monitoring Programme (CMP), ensuring that any issues are raised and dealt with promptly and producing quarterly reports to the Head of Compliance; Assisting the Head of Compliance maintaining legal & regulatory compliance through proper research...

We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talented team. Capital.com is looking for an experienced compliance leader to hold two Senior Manager Functions for our UK entity: Head of Compliance (SMF16) and Money Laundering Reporting Officer (SMF17). The role reports to the Group Chief Compliance Officer, has direct and unrestricted access to the UK Board and carries overall responsibility for the effectiveness of the UK compliance and financial crime frameworks. You will lead an effective and independent second line Compliance function, serve as the firm's principal point of contact with the FCA and UK law enforcement and advise the UK Board, Board Committees, Executive Committee and senior management on...

We have an exciting opportunity for a Compliance Officer to join our UK Compliance team. Reporting into the Head of Compliance Advisory, your position will involve supporting the Compliance Advisory function in ensuring that the firm meets its regulatory objectives. To be successful in this role, you will need to demonstrate strong experience in a Compliance Advisory position, with a proven ability to partner with and provide advice to key business stakeholders. Please note that this is an onsite role that will require you to work within our London office (near Liverpool street) 5 days on site per week. Key Responsibilities Assist in delivery of an effective compliance advisory function within CMC Markets’ UK regulated Firms Providing daily regulatory advice to the business to ensure that commercial enterprises are conducted wholly in accordance with CMC’s regulatory obligations Acting as Compliance lead and/ or Compliance stakeholder for key commercial and regulatory...

Who We Are. Axi is a leading global provider of margin and deliverable Foreign Exchange, Contracts for Difference (CFDs), and Financial Spread betting. Our business has evolved into a world-class, multifaceted brokerage with offices in six regions. With heavy investment in the latest trading technology, Axi seeks to offer the most comprehensive end-to-end trading experience available, servicing traders of all levels from beginners to institutional-level clients. Let's talk about the cool stuff you will do at Axi! The role is to work within the Risk Department to support the organisation’s compliance framework by helping ensure that regulatory obligations, internal policies, and risk‑management standards are understood, implemented, and maintained across the business. Your EDGE Assignment/You Will Provide support across a broad range of Compliance activities, including: Assisting with the implementation and ongoing monitoring of AI and automation initiatives...

What You Will Do You will be a part of the second-line UK Risk Control team to ensure that KFSUK’s risk management framework is implemented and aligned with regulatory requirements, industry best practices, and the company's strategic objectives. You will play a critical role in identifying, assessing, and mitigating risks across various areas, including credit, operational, market, liquidity, and business risks. Oversee the identification, assessment, monitoring, and reporting of risks across the entity, providing guidance and support to manage risks effectively including facilitating operational risk assessments and performing independent follow-up Support the business and challenge on major business changes as they apply to the UK Review and coordinate risk assessment process and challenge on incident, operational resilience and business continuity processes to ensure they meet business and regulatory needs Independently review and complete assurance reviews of BAU...

Our mission is to enable everyone to build wealth We reinvent how trading and investing work by creating exceptional products people love. Fostering a culture of excellence and high velocity is the key to our success. Тoday, we serve over 5 million clients, with more than €30 billion in assets under management - a testament to the scale and trust we’ve built in just a few years. The role The Compliance Monitoring Manager supports the organisation in meeting its regulatory obligations, with a focus on FCA requirements. This role focuses on the end-to-end execution and management of the company’s compliance monitoring framework to ensure the business meets regulatory standards. The individual is responsible for daily oversight of the monitoring plan. This includes identifying procedural gaps, conducting "second-line" testing, and documenting findings. Beyond just identifying issues, they report any findings to management, tracking the development, implementation, and...

About Lendable Lendable is on a mission to build the world's best technology to help people get credit and save money. We're building one of the world’s leading fintech companies and are off to a strong start: One of the UK’s newest unicorns with a team of just over 700 people Among the fastest-growing tech companies in the UK Profitable since 2017 Backed by top investors including Balderton Capital and Goldman Sachs Loved by customers with the best reviews in the market (4.9 across 10,000s of reviews on Trustpilot) So far, we’ve rebuilt the Big Three consumer finance products from scratch: loans, credit cards and car finance . We get money into our customers’ hands in minutes instead of days. We’re growing fast, and there’s a lot more to do: we’re going after the two biggest Western markets (UK and US) where trillions worth of financial products are held by big banks with dated systems and painful processes. Join us if you want to Take ownership across a broad...

Join us in building the future of finance. Our mission is to democratize finance for all. An estimated $124 trillion of assets will be inherited by younger generations in the next two decades. The largest transfer of wealth in human history. If you’re ready to be at the epicenter of this historic cultural and financial shift, keep reading. About the team + role We are building an elite team, applying frontier technologies to the world’s biggest financial problems. We’re looking for bold thinkers. Sharp problem-solvers. Builders who are wired to make an impact. Robinhood isn’t a place for complacency, it’s where ambitious people do the best work of their careers. We’re a high-performing, fast-moving team with ethics and customers at the center of everything we do. Expectations are high, and so are the rewards. The Risk & Compliance team supports Robinhood’s mission by building practical, scalable compliance frameworks that enable...

We have an exciting opportunity for a Compliance Officer to join our UK Compliance team. Reporting into the Head of Compliance Advisory, your position will involve supporting the Compliance Advisory function in ensuring that the firm meets its regulatory objectives. Please note that this is an onsite role that will require you to work within our London office (near Liverpool street) 5 days on site per week. Key Responsibilities Assist in delivery of an effective compliance advisory function within CMC Markets’ UK regulated Firms Providing daily regulatory advice to the business to ensure that commercial enterprises are conducted wholly in accordance with CMC’s regulatory obligations Acting as Compliance lead and/ or Compliance stakeholder for key commercial and regulatory change projects Proactive liaison with project stakeholders across the business and working cooperatively to ensure completion within deadlines. Report progress and escalate issues to the Head of...