6 Investments Compliance jobs in Dublin

At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you’re passionate about developing your career, while helping others along the way, come join the Broadridge team. Overview We are looking for an experienced Regulatory Reporting Specialist (Manager) to join our Onboarding and BAU Technical Specialist team in Dublin - Dundrum office. This is a technical specialist role for an analytically minded professional with strong expertise in regulatory reporting across the funds and investment products landscape. The successful candidate will support the Operations team and clients as a subject matter expert, supporting the interpretation of regulatory requirements, the design of reporting solutions and the resolution of complex technical and data-related queries across a range of client and internal initiatives and client onboardings. While the role includes responsibility for client onboarding, implementation projects and...

At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you’re passionate about developing your career, while helping others along the way, come join the Broadridge team. We are seeking an innovative Senior React Developer to join our team working on financial software for investment management firms. The platform delivers a unified solution across portfolio management, order management, electronic trading, compliance, and risk. This role combines hands-on frontend development, technical ownership, cross-functional collaboration, and support for ongoing platform reliability. Responsibilities Contribute as a hands-on developer using React, MobX, and RxJS, with the ability to take ownership of technical processes. Develop, build, enhance, and maintain systems and software components across the platform. Design, code, and unit test complex software components for new or enhanced IT systems to a high standard of quality,...

Overview Connecting clients to markets – and talent to opportunity. With 5,400+ employees and over 80,000 institutional, commercial, and payments clients, we operate from more than 80 offices spread across six continents. As a Fortune 100, Nasdaq-listed provider, we connect clients to the global markets – focusing on innovation, human connection, and providing world-class products and services to all types of investors. Whether you want to forge a career connecting our retail clients to potential trading opportunities, or ingrain yourself in the world of institutional investing, StoneX Group is made up of four business segments that offer endless potential for progression and growth. Responsibilities Position Purpose: The Technical Product Manager for the Market Intelligence & Analytics Data Platform is responsible for defining and driving platform capabilities that support data-driven insights across the trading platform. This role focuses on enabling timely,...

Embark on a transformative journey as a Private Bank and Wealth Management (PBWM) Controls Business Partner Europe at Barclays, where your primary objective is to support the management of the Barclays Europe Private Bank control framework, to ensure compliance with regulatory, reputational, control and governance demands, leading to a superior client experience. The role holder will work closely with stakeholders across multiple Private Bank locations (e.g. Monaco, Switzerland, Dubai and the UK) and work closely with a range of stakeholders across all lines of defence and of varying levels of seniority. To be successful as a PBWM Controls Business Partner Europe, you should have: Experience of working in financial services, ideally within a Private Bank/Wealth Management business. Experience of designing and implementing controls to ensure compliance with Irish and/or European regulations. Quality Assurance/Control Testing and reporting experience Identification and...

At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you’re passionate about developing your career, while helping others along the way, come join the Broadridge team. Overview We are looking for an experienced Regulatory Reporting Specialist (Manager) to join our Onboarding and BAU Technical Specialist team in Dublin - Dundrum office. This is a technical specialist role for an analytically minded professional with strong expertise in regulatory reporting across the funds and investment products landscape. The successful candidate will support the Operations team and clients as a subject matter expert, supporting the interpretation of regulatory requirements, the design of reporting solutions and the resolution of complex technical and data-related queries across a range of client and internal initiatives and client onboardings. While the role includes responsibility for client onboarding, implementation projects and...

At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you’re passionate about developing your career, while helping others along the way, come join the Broadridge team. Role Summary The Alternatives Manager is responsible for delivering European regulatory reporting services to Broadridge’s Alternative Investment Fund Manager (AIFM) clients. This role is new in Broadridge as the regulatory service team expand their traditional service remit into the alternative funds market. It sits within the European Regulatory services team, helping to deliver a full suite of regulatory reports to Broadridge clients in a timely and accurate manner. The successful candidate will report directly to the manager of the European Regulatory Services team. Key Responsibilities As the Operations Manager for Alternative Regulatory Reporting, you would be responsible for: Reporting Ensure all client deliverables for alternative regulatory...